Marijuana Establishment License Application Instructions

Overall Guidance

The applicant must apply for each license separately. If the applicant intends to file for more than one license, each Federal Employer Identification Number must be unique.

The applicant is either a natural person or business entity applying for a license to operate a marijuana establishment.

The applicant is encouraged to submit the application electronically in order to expedite the application process. Note: Do not hit the “back” button during the application process. After 20 minutes of inactivity on each web page, the applicant will be timed out and content will be lost. Uploading the required application materials takes time. To avoid losing information due to page inactivity during the uploading of a document, it is recommended that the applicant enter all information in the data fields and, when prompted for documents, select “Submit information by mail or email OR upload later using the ‘Upload Outstanding Application Documents’ option on the Main Menu.” After the online application is submitted, the applicant will receive a confirmation email containing the license number and access code. The applicant can then upload all required application materials through the InforMe website without concern of losing information in the data collection fields due to an inactivity time out. Documents will be reviewed when the application is complete, regardless of how documents are forwarded to the Office of Marijuana Policy.

The Office of Marijuana Policy cannot provide legal advice; if the applicant has questions regarding the interpretation of statute and/or rule, the applicant should seek legal advice.

Useful Application Definitions

Applicant: An applicant is either an organized business entity or a sole proprietor.

Authorizing Business Representative: A natural person who has the ability to legally bind the business organization.

Financial Instruments: A financial instrument is a real or virtual document representing a legal agreement involving any kind of monetary value. Financial instruments include but are not limited to certificate of stocks including the class of stock and the order of preference for dividends, bonds, warrants, debentures, any other security, real estate agreements, mortgage agreements, lease agreements, loan agreements and any other financial instrument.

Primary Contact Person: The Office of Marijuana’s main point of contact for all correspondence, including required information missing in this application or supplemental information required later in the application process.

Principal: A natural person who has controlling authority or is in a leading position in the business organization. Examples include but are not limited to officers, directors, managers and general partners, except that “manager” for the purposes of this definition does not include an employee of a licensee whose managerial responsibilities are limited to staff supervision related to the day-to-day operation of a marijuana establishment.

Other Parties with Financial Interest: Natural persons or business entities that have a direct or indirect financial interest in the licensee’s marijuana establishment but are not substantially involved in the management of the marijuana establishment. Other parties with financial interest are typically involved in a financial instrument. Direct financial interests may include equity owners, officers, directors, general partners, and managers, investors or lenders, employees, independent contractors or other professionals. Indirect financial interests may include royalty partners and employees, independent contractors or other professionals. These are not comprehensive lists.

Owner: A natural person or a business entity that holds any equity ownership interest in the organization applying for this license.

Resident: A natural person who has filed a resident individual income tax return in the State of Maine in each of the four years prior to the year in which the person files an application for licensure, who is also domiciled in the State of Maine, maintains a permanent place of abode in the State of Maine, and spends in the aggregate more than 183 days of the taxable year in the State of Maine. Residency will be verified with the Maine Revenue Services.

Preliminary Steps

If the applicant is a business entity that is required to register with the Secretary of State, the applicant must register prior to starting the application process.  

The applicant must obtain a unique Federal Employer Identification Number for the proposed marijuana establishment.

The applicant must have each principal (every officer, director, manager, general partner) complete an Individual Identification Card Application.

Tips for Faster Processing

The applicant should have principals and owners complete the required individual documents in advance of starting the application process.

The applicant should gather any and all ownership agreements, financial instruments, and business organization structure documents.

The applicant should review the statute and rules to determine requirements of the operating plan and cultivation plan (if applicable).

Application Steps for Adult Use Marijuana Establishments

Step 1

The applicant reads the Application Instructions in its entirety.

Step 2

The applicant begins the application process electronically or in paper form. (You are encouraged to submit your application electronically in order to expedite the application process. You are also encouraged to gather and prepare the required application materials for upload during this stage of the electronic application process. However, you will have the ability to upload required outstanding application materials later in the application process using the “Upload Outstanding Application Materials” webpage.)

Step 3

After the applicant submits the application, the applicant will receive an email notification with the pending license number, electronic access code, and Notice of Application Fee with instructions for next steps.

Step 4

If any required application materials are outstanding, the applicant will upload materials using the “Upload Outstanding Application Materials” webpage.

Step 5

Upon receipt of application fee, the Office of Marijuana Policy will review the application to determine if the Office is in possession of all required forms, supplemental information, criminal history records checks and any other licensing requirements.

Step 6

The applicant will receive an email notification when the application is deemed complete by the Office. A Notary Form will be attached to the email notification with instructions for next steps.

Step 7

Upon receipt of the Notary Form, the Office of Marijuana Policy will begin processing the application and application materials. Within 90 days from the date the Office provides notice to the applicant that the application is complete, the Office shall either deny the license or issue a non-renewable conditional license valid for up to one year.

Step 8

If, in the course of processing the application, the Office of Marijuana Policy discovers that any required forms, supplemental information or criminal history record checks are incomplete, the Office may ask the applicant to supply the missing information, and the Office has 90 days from the date the Office provides notice to the applicant that the application is once again complete to review and act upon the application.

Step 9

Upon completion of processing the application materials, the Office of Marijuana Policy will notify the applicant by email of the Office’s decision to approve or deny a conditional license.

Step 10

If denied, the Office will notify the applicant in writing of the denial, the basis for the denial and the applicant's right to appeal the denial to the Superior Court.

Step 11

If approved, the applicant will receive an email notification containing the conditional license and a Local Authorization Form. A conditional license is a license issued by the Office that only authorizes the licensee to seek local authorization. The conditional license does not authorize possession, transfer, cultivation, testing, manufacture or sale of marijuana or marijuana products.

The conditional license contains specific information deemed by the Office of Marijuana Policy as critical to the review for local authorization by the municipality or Maine Land Use Planning Commission in the case of a marijuana establishment being located in the unorganized and deorganized area.

Step 12

It is the responsibility of the applicant to have the Local Authorization Form completed by the municipality in which the applicant intends to operate the marijuana establishment or in the case a marijuana establishment to be located in the unorganized and deorganized areas, the Maine Land Use Planning Commission.

Step 13

It is the responsibility of the municipality or in the case of a marijuana establishment to be located in the unorganized and deorganized areas, the Maine Land Use Planning Commission, to certify to the Office of Marijuana Policy that the applicant has obtained local authorization through use of the Office provided Local Authorization Form.

Step 14

Upon receipt of the completed Local Authorization Form from the municipality or the Maine Land Use Planning Commission, the Office of Marijuana Policy will notify the applicant of additional application materials required for the issuance of an active license, including information necessary for the Office to determine that the applicant continues to meet all applicable requirements for conditional licensure.

Step 15

Applicant must provide requested active license application materials through the “Supplemental Information for Issuance of an Active License” option if applying online or in hard copy to the Office of Marijuana Policy. (If any material changes occur from the conditional license application, including but not limited to, any changes related to ownership or control, any changes in residency of the applicant or any officer, director, manager or general partner, and any new arrests or criminal charges of the applicant or any officer, director, manager or general partner, OMP must reopen the application and a subsequent Notary Form and Local Authorization Form will be required.) If there are material changes to your application after the Office issues the conditional license and/or Local Authorization Form, the Office retains the authority to rescind the conditional license. Pending a determination that applicable requirements for conditional licensure once again exist, the Office will reissue the conditional license and Local Authorization Form. The Office must receive a new Local Authorization Form pursuant to the reissue conditional license.

Step 16

Upon review of the supplemental application materials, if denied, the Office will notify the applicant in writing of the denial, the basis for the denial and the applicant's right to appeal the denial to the Superior Court.

Step 17

Upon review of the supplemental application materials, if approved, the applicant will receive an email with a Notice of Final License Fee with instructions for next steps. Your license is not active until the licensing fee has been received and processed by the Office of Marijuana Policy. You cannot begin business activities until you receive your active license.

Step 18

Upon receipt of the licensing fee, OMP will issue an active license, valid for one year.

Required Additional Application Materials

For a conditional license:

  • Principal(s) Attestation(s)
  • Maine Revenue Services - Authorization to Review and Disclose Status of Tax and Filing Obligations to the Maine Office of Marijuana Policy – Principal(s)
  • Maine Owner(s) Residency Attestation(s)
  • Maine Revenue Services - Authorization to Review and Disclose Status of Tax and Filing Obligations to the Maine Office of Marijuana Policy – Owner(s)
  • Maine Resident Ownership for Business Entities Worksheet(s) (if applicable) (this form is not necessary if you are electronically completing an application)
  • Ownership Agreement(s)
  • Financial Instrument(s)
  • Operating Plan
  • Cultivation Plan (if applicable)
  • Business organizing documents (articles of incorporation, articles of organization, etc.)

Once the conditional license is issued and local authorization is received by OMP, the applicant will be required to provide the following:

  • Evidence of compliance with all applicable electrical inspections and permitting requirements
  • Proof of compliance with respect to Extraction (see Rule 3.8.4 for products manufacturing only)
  • Facility plan
  • Security plan
  • Updated operating plan
  • Updated cultivation plan
  • Excise Tax Identification Number (cultivation only)
  • Sales Tax Identification Number
  • Proof of registration with the State Tax Assessor
  • Proof of registration with tracking system

Principal(s) Attestation(s):

Each person listed in Section 4(a) of the Adult Use facility application must complete the Principal Attestation and must attest under penalty of perjury to the accuracy of the information provided in this Principal Attestation form.

The applicant may upload the completed form during the initial online application. The applicant may also upload the completed Principal Attestation form through the “Check the Status of an Application” option online using the pending license number and access code provide in the confirmation email. Each principal may also provide the completed form via email Licensing.OMP@maine.gov, or by mail to the Office of Marijuana Policy, 162 State House Station, Augusta, Maine 04333-0162.

Maine Revenue Services - Authorization to Review and Disclose Status of Tax and Filing Obligations to the Maine Office of Marijuana Policy – Principal(s):

Each person listed in Section 4(a) of the Adult Use facility application must complete Parts I, II, and III of the Maine Revenue Service form. Each person should then email the form with the subject noted as “Adult Use Marijuana Authorization” to the following address:

The form may also be mailed or faxed to:

Maine Revenue Services
PO Box 1060
Augusta, ME 04332-1060
Fax: (207) 287-6627

Maine Revenue Service will then forward the completed form to the Office of Marijuana Policy.

Maine Owner(s) Residency Attestation(s):

Each owner listed in Section 5(a) of the Adult Use facility application must complete the Owner Residency Attestation and must attest under penalty of perjury to the accuracy of the information provided in this Owner Residency Attestation form.

The applicant may upload the completed form during the initial online application. The applicant may also upload the completed Principal Attestation form through the “Check the Status of an Application” option online using the pending license number and access code provide in the confirmation email. Each principal may also provide the completed form via email Licensing.OMP@maine.gov, or by mail to the Office of Marijuana Policy, 162 State House Station, Augusta, Maine 04333-0162.

Maine Revenue Services - Authorization to Review and Disclose Status of Tax and Filing Obligations to the Maine Office of Marijuana Policy – Owner(s)

Each owner listed in Section 5(a) of the Adult Use facility application must complete the top portion of the Maine Revenue Service form. Each owner should then email the form with the subject noted as “Adult Use Marijuana Authorization” to the following address:

The form may also be mailed or faxed to:

Maine Revenue Services
PO Box 1060
Augusta, ME 04332-1060
Fax: (207) 287-6627

Maine Revenue Service will then forward the completed form to the Office of Marijuana Policy.

**If the owner listed in Section 5(a) is also a principal listed in Section 4(a), the individual does not need to complete both Maine Revenue Service forms. The individual, if both a principal and majority equity owner, should complete the Maine Revenue Service – Principal form only.**

Maine Resident Ownership for Business Entities Worksheet(s) (if applicable) (this form is not necessary if you are electronically completing an application):

If the applicant is completing the Adult Use Facility Application in paper form and a portion of the resident majority equity ownership is held by a business entity, the business entity must be comprised of only Maine residents. This document must be completed to identify each natural person who is a Maine resident.         

Operating Plan

The Operating Plan is an official Plan of Record. This document and use of this template are required. The Office of Marijuana Policy (OMP) understands that applicants may have prepared other operating documents. Although the applicant may submit additional operating documents for reference, this Operating Plan is designed to be a standalone document. (Referring to another plan will not be sufficient.)

Cultivation Plan (if applicable)

The Cultivation Plan is a Plan of Record. This document and use of this template are required. The Office of Marijuana Policy (OMP) understands that applicants may have prepared other cultivation documents. Although the applicant may submit additional cultivation documents for reference, this Cultivation Plan is designed to be a standalone document. (Referring to another plan will not be sufficient.)