Compliance Examinations

The Bureau conducts routine, periodic, and other compliance examinations of regulated entities to determine compliance with applicable state and federal laws and regulations.

Frequently Asked Questions

Transaction Request Templates

State Examination System

The Bureau conducts examinations of entities licensed or registered via the Nationwide Multistate Licensing System (NMLS) through the State Examination System (SES). The SES is an online platform designed to bring state regulators and companies into the same technology space, fostering transparency and collaboration, and reducing redundancy.

Click Here for more information about the SES

Click the button below (trusted partner link) to visit the SES Portal.