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Staff Directory: Office of Securities

We invite you to e-mail your questions to staff members at the Office of Securities.

Name Position Phone
Jesse Devine  Securities Administrator 207-624-8551
Parker Ferland Director of Investigations and Enforcement 207-624-8551
Meredith P. Turney Director of Corporation Finance,
Securities Registration
207-624-8551
Cathy Williams Director of Examinations and Licensing,
Examinations and Firm Licensing

207-624-8551

Vacant General Counsel,
Securities Registration and Rulemaking
207-624-8551
Judith L. Brogden Senior Compliance Examiner,
Examinations and Investment Adviser Licensing
207-624-8551
Ebrahim Fazeli

 

Senior Compliance Examiner,
Examinations and Investment Adviser Licensing
207-624-8551
James A. Trask Senior Investigator,
Consumer complaints, investigations

207-624-8551

Scott Getchell

Investigator,
Consumer complaints, investigations

207-624-8551
Cole Turner

Investigator,
Consumer complaints, investigations

207-624-8551
Joanne Cerrone Investigator,
Consumer complaints, investigations

207-624-8551

Billie-Jo A. Pyska Licensing Coordinator,
Licensing of broker-dealers, agents and investment adviser representatives

207-624-8551

Eileen Keating Administrative Assistant 207-624-8551
Dana Faucher Management Analyst I,
Processing of securities and mutual fund filings, process and train new e-filers and website editor
207-624-8551
Vacant Office Associate II,
Processing of securities and mutual fund filings
207-624-8551

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Last Updated: August 9, 2024