Staff Directory: Office of Securities
We invite you to e-mail your questions to staff members at the Office of Securities.
Name |
Position |
Phone |
Jesse Devine |
Securities Administrator |
207-624-8551 |
Parker Ferland |
Director of Investigations and Enforcement |
207-624-8551 |
Meredith P. Turney |
Director of Corporation Finance, Securities Registration |
207-624-8551 |
Cathy Williams |
Director of Examinations and Licensing,
Examinations and Firm Licensing |
207-624-8551 |
Vacant |
General Counsel, Securities Registration and Rulemaking |
207-624-8551 |
Judith L. Brogden |
Senior Compliance Examiner,
Examinations and Investment Adviser Licensing |
207-624-8551 |
Ebrahim Fazeli |
Senior Compliance Examiner, Examinations and Investment Adviser Licensing |
207-624-8551 |
James A. Trask |
Senior Investigator, Consumer complaints, investigations |
207-624-8551 |
Scott Getchell |
Investigator, Consumer complaints, investigations |
207-624-8551 |
Cole Turner |
Investigator, Consumer complaints, investigations |
207-624-8551 |
Joanne Cerrone |
Investigator, Consumer complaints, investigations |
207-624-8551 |
Billie-Jo A. Pyska |
Licensing Coordinator,
Licensing of broker-dealers, agents
and investment adviser representatives |
207-624-8551 |
Eileen Keating |
Administrative Assistant |
207-624-8551 |
Dana Faucher |
Management Analyst I,
Processing of securities and mutual fund filings, process and train new e-filers and website editor |
207-624-8551 |
Vacant |
Office Associate II,
Processing of securities and mutual fund filings |
207-624-8551 |
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Last Updated:
August 9, 2024