Staff Directory: Office of Securities

We invite you to e-mail your questions to staff members at the Office of Securities.

Name	Position	Phone
Jesse Devine	Securities Administrator	207-624-8551
Jeremy Ravar	Administrative Assistant	207-624-8551
Karla Black	Deputy Administrator and General Counsel	207-624-8551
Paige Turney	Director of Corporation Finance, Securities Registration	207-624-8551
Cathy Williams	Director of Examinations and Licensing, Examinations and Firm Licensing	207-624-8551
Parker Ferland	Director of Investigations and Enforcement	207-624-8551
Ebrahim Fazeli	Senior Compliance Examiner, Examinations and Investment Adviser Licensing	207-624-8551
Walter McGuire	Senior Compliance Examiner, Examinations and Investment Adviser Licensing	207-624-8551
James A. Trask	Senior Investigator, Consumer complaints, investigations	207-624-8551
Scott Getchell	Investigator, Consumer complaints, investigations	207-624-8551
Cole Turner	Investigator, Consumer complaints, investigations	207-624-8551
Joanne Cerrone	Investigator, Consumer complaints, investigations	207-624-8551
Eileen Keating	Licensing Coordinator, Licensing of broker-dealers, agents and investment adviser representatives	207-624-8551
Dana Faucher	Management Analyst I, Processing of securities and mutual fund filings, process and train new e-filers and website editor	207-624-8551
Vacant	Office Associate II, Processing of securities and mutual fund filings	207-624-8551