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Contact Us: Office of Securities

The Office of Securities welcomes consumer complaints and questions, including questions about investments, financial professionals, and securities laws.

Telephone and fax

Telephone: 1-877-624-8551 (toll free in Maine) or 207-624-8551

TTY Calls: Your voice number followed by: TTY users call Maine relay 711

Fax: 207-624-8404



On-line complaint form

Check Before You Invest
On-line inquiry

Staff e-mail directory

Comprehensive list of staff members and their e-mail addresses

Mailing address (USPS)

Department of Professional & Financial Regulation
Office of Securities
121 State House Station
Augusta, Maine 04333

Courier deliveries (Fed Ex, UPS)

Department of Professional & Financial Regulation
Office of Securities
76 Northern Avenue
Gardiner, Maine 04345

Driving directions

Privacy of your personal information

Examine the personal information collected and stored by an agency about you


For technical inquiries or if you are having trouble accessing any portion of this Web site, please contact the webmaster. We also welcome any comments or feedback you may have that will help us improve our site.



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Last Updated: April 19, 2024