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Web Resources for Industry

U.S. Securities and Exhcange Commission (SEC)

Financial Industry Regulatory Authority (FINRA) (formerly NASD):

U.S. Commodity Futures Trading Commission (CFTC):

National Futures Association (NFA):

Securities Industries and Financial Markets Association (SIFMA):

Investment Company Institute:


NYSE Euronest:
American Stock Exchange (AMEX):

Standard & Poor's (S&P):


Securities Lawyer's Desk Book (published by the University of Cincinnati College of Law): (U.S. Small Business Administration):

Small Business Administration (SBA):

U.S. Department of Commerce Bureau of Economic Analysis (BEA):

National Association of Personal Financial Advisors (NAPFA):

Financial Planning Association (FPA):

Society for Financial Professionals:

Chartered Financial Analyst Institute (CFA):

Last Updated: April 19, 2024