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Maine.gov> PFR Home > Securities Home Page > Web Resources for Industry

Web Resources for Industry

U.S. Securities and Exhcange Commission (SEC)
http://www.sec.gov/

Financial Industry Regulatory Authority (FINRA) (formerly NASD):
www.finra.org/Industry/index.htm

U.S. Commodity Futures Trading Commission (CFTC): www.cftc.gov

National Futures Association (NFA):
www.nfa.futures.org/

Securities Industries and Financial Markets Association (SIFMA): www.sifma.org/

Investment Company Institute: www.ici.org/

NASDAQ: www.nasdaq.com/

NYSE Euronest: www.nyse.com/home.html
American Stock Exchange (AMEX): www.nyse.com/attachment/amex_landing.htm

Standard & Poor's (S&P): https://www.standardandpoors.com

Moody's: www.moodys.com

Securities Lawyer's Desk Book (published by the University of Cincinnati College of Law):
www.law.uc.edu/CCL/index.html

Business.gov (U.S. Small Business Administration): https://www.sba.gov/

Small Business Administration (SBA): www.sba.gov

U.S. Department of Commerce Bureau of Economic Analysis (BEA): www.bea.gov

National Association of Personal Financial Advisors (NAPFA): www.napfa.org

Financial Planning Association (FPA): https://www.onefpa.org/Pages/default.aspx

Society for Financial Professionals: https://national.societyoffsp.org/default.aspx

Chartered Financial Analyst Institute (CFA):
www.cfainstitute.org

Last Updated: October 15, 2018