Web Resources for Industry
U.S. Securities and Exhcange Commission (SEC)
http://www.sec.gov/
Financial Industry Regulatory Authority (FINRA) (formerly NASD):
www.finra.org/Industry/index.htm
U.S. Commodity Futures Trading Commission (CFTC): www.cftc.gov
National Futures Association (NFA):
www.nfa.futures.org/
Securities Industries and Financial Markets Association (SIFMA): www.sifma.org/
Investment Company Institute: www.ici.org/
NASDAQ: www.nasdaq.com/
NYSE Euronest: www.nyse.com/home.html
American Stock Exchange (AMEX): www.nyse.com/attachment/amex_landing.htm
Standard & Poor's (S&P): https://www.standardandpoors.com
Moody's: www.moodys.com
Securities Lawyer's Desk Book (published by the University of Cincinnati College of Law):
www.law.uc.edu/CCL/index.html
Business.gov (U.S. Small Business Administration): https://www.sba.gov/
Small Business Administration (SBA): www.sba.gov
U.S. Department of Commerce Bureau of Economic Analysis (BEA): www.bea.gov
National Association of Personal Financial Advisors (NAPFA): www.napfa.org
Financial Planning Association (FPA): https://www.onefpa.org/Pages/default.aspx
Society for Financial Professionals: https://national.societyoffsp.org/default.aspx
Chartered Financial Analyst Institute (CFA):
www.cfainstitute.org
Last Updated:
April 19, 2024