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Maine.gov> PFR Home > Securities Home Page > Enforcement Actions & Consent Agreements

Administrative Actions and Orders - Consent Agreements - Civil and Criminal Actions

Administrative Actions

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Administrative Orders

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Consent Agreements

These are voluntary settlement agreements. Unless otherwise indicated, consent agreements do not involve a finding or admission of wrongdoing.

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Civil and Criminal Actions

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Last Updated: August 19, 2021 1:55 PM