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Maine.gov> PFR Home > Securities Home Page > Administrative Orders by Date and Category

Administrative Orders - Arranged by Date and by Category

General

October 1, 2018 INTERIM ORDER REQUIRING COMPLIANCE WITH FINRA REPRESENTATIVE-LEVEL EXAMINATION REQUIREMENTS
February 16, 2012 INTERIM ORDER EXEMPTING CERTAIN VENTURE CAPITAL AND OTHER PRIVATE FUND ADVISORS FROM INVESTMENT ADVISOR LICENSING REQUIREMENTS
September 11, 2007 Fees for Furnishing Records