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Office of Securities
Press Releases

Date

Description

November 13, 2018 Maine Securities Administrator Announces Conviction in Elder Financial Exploitation Case
May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maine’s NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maine’s Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
June 9, 2016 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 29, 2016 Governor and Department of Professional and Financial Regulation Highlight Upcoming 'Fostering Financial Education in Maine Schools’ Conference
April 14, 2016 State Officials Announce Sentencing in Case of Securities Fraud, Forgery and Other Crimes
November 13, 2018 Maine Securities Administrator Announces Conviction in Elder Financial Exploitation Case
May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maine’s NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maine’s Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
June 9, 2016 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 29, 2016 Governor and Department of Professional and Financial Regulation Highlight Upcoming 'Fostering Financial Education in Maine Schools’ Conference
April 14, 2016 State Officials Announce Sentencing in Case of Securities Fraud, Forgery and Other Crimes
   
   
»All Department of Professional & Financial Regulation Press Releases  

Last Updated: October 15, 2018