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Office of Securities
Press Releases

Date

Description

May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maine’s NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maine’s Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
June 9, 2016 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 29, 2016 Governor and Department of Professional and Financial Regulation Highlight Upcoming 'Fostering Financial Education in Maine Schools’ Conference
April 14, 2016 State Officials Announce Sentencing in Case of Securities Fraud, Forgery and Other Crimes
December 23, 2015 Maine President of International Securities Organization Announces Annual List of Top Investment Threats and Scams--Investors Urged to Approach Unsolicited Offers with Caution
November 17, 2015 Office of Securities Promotes Crowdfunding Opportunity for New or Expanding Businesses in Maine
October 9, 2015 Office of Securities and Bureau of Insurance Announce Guilty Plea in Securities Fraud, Forgery and Theft Case
October 1, 2015 Maine Securities Administrator To Head International Organization
June 24, 2015 Maine Office of Securities Seeks Help Locating Robert J. Howarth
June 11, 2015 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 30, 2015 Maine Office of Securities Shines Light on Broker-Dealer Fees
February 20, 2015 Governor and State Financial Agencies Promote “America Saves Week” and “Military Saves Week”
February 3, 2015 Maine Securities Administrator Selected to Head International Organization
January 20, 2015 Maine Office of Securities Announces Actions to Bar Resident from Securities Industry
January 15, 2015 Office of Securities Implements Crowdfunding in Maine: New Rule Will Make it Easier for Small Businesses to Raise Capital
November 26, 2014 Maine’s Securities Administrator Orders InteliCloud, Tech Financial Group, and Others to Cease and Desist Offering or Selling Unregistered Securities in Maine
November 7, 2014 Maine Office of Securities Announces Fee Reductions and New Online Resource
September 12, 2014 Securities Survey Finds Mid-Sized Investment Advisers in Maine Addressing Cybersecurity Risks
June 13, 2014 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Abuse
May 23, 2014 Maine Office of Securities Issues Investor Advisory on Virtual Currency: It pays to know what’s in your e-Wallet
April 18, 2014 Governor LePage and Coalition of Government, Nonprofit, and Business Leaders Announce Fifth Annual Conference: ‘Fostering Financial Literacy in Maine Schools’
April 14, 2014 Office of Securities Seeking Information from Residents Involved in Sea Hunters Investment
February 10, 2014 Governor, Department and Maine Council for Elder Abuse Prevention Announce Launch of First-in-Nation Training Program for Financial Institutions
May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maine’s NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maine’s Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
June 9, 2016 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 29, 2016 Governor and Department of Professional and Financial Regulation Highlight Upcoming 'Fostering Financial Education in Maine Schools’ Conference
April 14, 2016 State Officials Announce Sentencing in Case of Securities Fraud, Forgery and Other Crimes
December 23, 2015 Maine President of International Securities Organization Announces Annual List of Top Investment Threats and Scams--Investors Urged to Approach Unsolicited Offers with Caution
November 17, 2015 Office of Securities Promotes Crowdfunding Opportunity for New or Expanding Businesses in Maine
October 9, 2015 Office of Securities and Bureau of Insurance Announce Guilty Plea in Securities Fraud, Forgery and Theft Case
October 1, 2015 Maine Securities Administrator To Head International Organization
June 24, 2015 Maine Office of Securities Seeks Help Locating Robert J. Howarth
June 11, 2015 In Highlighting Elder Abuse Awareness Day, Governor LePage and State Officials Urge Mainers to Report Suspected Cases of Abuse
April 30, 2015 Maine Office of Securities Shines Light on Broker-Dealer Fees
February 20, 2015 Governor and State Financial Agencies Promote “America Saves Week” and “Military Saves Week”
February 3, 2015 Maine Securities Administrator Selected to Head International Organization
January 20, 2015 Maine Office of Securities Announces Actions to Bar Resident from Securities Industry
January 15, 2015 Office of Securities Implements Crowdfunding in Maine: New Rule Will Make it Easier for Small Businesses to Raise Capital
November 26, 2014 Maine’s Securities Administrator Orders InteliCloud, Tech Financial Group, and Others to Cease and Desist Offering or Selling Unregistered Securities in Maine
November 7, 2014 Maine Office of Securities Announces Fee Reductions and New Online Resource
September 12, 2014 Securities Survey Finds Mid-Sized Investment Advisers in Maine Addressing Cybersecurity Risks
June 13, 2014 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Abuse
May 23, 2014 Maine Office of Securities Issues Investor Advisory on Virtual Currency: It pays to know what’s in your e-Wallet
April 18, 2014 Governor LePage and Coalition of Government, Nonprofit, and Business Leaders Announce Fifth Annual Conference: ‘Fostering Financial Literacy in Maine Schools’
April 14, 2014 Office of Securities Seeking Information from Residents Involved in Sea Hunters Investment
February 10, 2014 Governor, Department and Maine Council for Elder Abuse Prevention Announce Launch of First-in-Nation Training Program for Financial Institutions
   
   
»All Department of Professional & Financial Regulation Press Releases  

Last Updated: March 6, 2018