Securities & Investment Regulation
OTHER PFR AGENCIES
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Office of Securities
The Office of Securities will be closed Monday, June 19th, 2023 in observence of Juneteenth.
Welcome! Although our building is not open to the public at this time, we are available to answer your questions, handle your complaints and deliver the high-quality services you as consumers and industry members expect and deserve. Please contact us by email, phone or through our online services. We look forward to hearing from you. Contact Us
NEWS FLASH FOR FORM D FILERS!
WE ARE EXCITED TO ANNOUNCE OUR NEW ELECTRONIC FILING SYSTEM FOR FORM D. SUBMIT YOUR FORM D ONLINE, PAY BY CREDIT CARD AND LEAVE THE REST TO US! AS AN ADDED BONUS, THERE IS NO FEE FOR USING THE SYSTEM!
MAKE YOUR ONLINE SUBMISSION BY SELECTING "SUBMIT FORM D - Notice of Exempt Offering of Securities"
AT https://www1.maine.gov/cgi-bin/online/licensing/begin.pl?board_number=7022
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ALERT: New Law Becomes Effective: An Act to Protect Vulnerable Adults from Financial Exploitation
Last Updated:
June 1, 2023
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