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Securities & Investment Regulation
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Office of Securities The Office of Securities will be closed Monday, January 20th, 2025 in observance of Martin Luther King, Jr. Day.
Welcome! The Office of Securities staff is available during business hours (Monday through Friday, from 8:00am-5:00pm) to answer questions, respond to complaints and tips, and deliver high-quality services to consumers and industry members alike. Please contact us or take advantage of the many online services available on this page.
The Office of Securities is also open to the public during business hours. To ensure that someone is available to assist you, we recommend that you schedule an appointment in advance.We look forward to hearing from you.
ALERT: New Law Becomes Effective: An Act to Protect Vulnerable Adults from Financial Exploitation
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