Associated COLT Staff of the University of Maine System v. Board of Trustees
of the University of Maine System, MLRB No. 93-21, rev'd, No. CV-93-362
(Me. Super. Ct., Ken. Cty., Apr. 13, 1994), judgment affirmed, Board 
of Trustees v. Associated COLT Staff and MLRB, 659 A.2d 842  (Me. 1995)

STATE OF MAINE                      MAINE LABOR RELATIONS BOARD
                                    Case No. 93-21
                                    Issued:  July 9, 1993         
    

_______________________________________
                                       )
ASSOCIATED COLT STAFF OF THE           )
UNIVERSITY OF MAINE SYSTEM,            )
                                       )
                    Complainant,       )
                                       )
                  v.                   )     DECISION AND ORDER
                                       )         
BOARD OF TRUSTEES OF THE UNIVERSITY    )
OF MAINE SYSTEM,                       ) 
                                       )
                    Respondent.        )
_______________________________________)

     On December 30, 1992, Associated COLT Staff of the
University of Maine System ("ACSUM") filed a prohibited practice
complaint with the Maine Labor Relations Board ("Board") alleging
that the Board of Trustees of the University of Maine System
("University") violated section 1027(1)(A) and (E) of the
University of Maine System Labor Relations Act ("University
Act"), 26 M.R.S.A.  1027(1)(A) and (E) (1988), when it
unilaterally discontinued payment of salary step increases after
expiration of the parties' 1989-92 collective bargaining
agreement ("89-92 agreement").  ASCUM has also alleged that the
University violated section 1027(1)(E) by insisting to impasse on
a non-mandatory subject, when it demanded that salary step
increases would not be continued after contract expiration.   
In its answer to the complaint, the University alleged that the
89-92 agreement "expressly provided that individual employee
wages would not be increased after June 30, 1992," and denied the
remaining material allegations in the complaint.  It also moved
for dismissal of the complaint on the grounds of failure to join
the proper party and failure to exhaust available administrative
remedies (ACSUM having filed a grievance covering the same
subject).     

                               -1-

     On February 23, 1993, Board Chair Peter T. Dawson convened
the prehearing conference in this matter.  His Prehearing Memo-
randum and Order, dated March 3, 1993, is incorporated in and
made a part of this decision and order.  The University's motion
for dismissal of the complaint on the ground of a pending griev-
ance was treated as a motion to defer, and the parties presented
evidence and oral argument on the motion at the prehearing
conference.  The issue of whether, in the 89-92 agreement, 
agreement had been reached on post-expiration wages is
deferrable; the issue of whether failure to pay step increases
violated the Board's status quo requirement is not.  That being
the case, ACSUM was ordered to make a choice of forum for
resolution of issue 1.  It chose to withdraw its request for
arbitration under the parties' grievance procedure and have the
entire matter resolved by the Board.        

     The evidentiary hearing in this matter was held on March 29,
1993.  Chair Dawson presided over the hearing, accompanied by
Employer Representative Howard Reiche, Jr., and Employee  
Representative George W. Lambertson.  Mr. F. Stewart Kinley of
the Maine Teachers Association represented ACSUM, and F. Paul
Frinsko, Esquire, represented the University.  The parties were
given full opportunity to examine and cross-examine witnesses,
introduce documentary evidence, and make oral argument. Briefs
were filed by both parties, the last of which was received on May
10, 1993.  The Board deliberated this matter on June 2, 1993.  

                          JURISDICTION

     ACSUM, an affiliate of the Maine Teachers Association and
the National Education Association, is the bargaining agent,
within the meaning of 26 M.R.S.A.  1022(1-B) (Supp. 1992), for
the bargaining unit of clerical, office, laboratory and technical
("COLT") employees employed by the University.  The University is 
the public employer, within the meaning of 26 M.R.S.A.  1022(10)
(Supp. 1992), of the employees in the COLT unit.  The jurisdic-

                               -2-

tion of the Board to hear this case and to render a decision and
order lies in 26 M.R.S.A.  1029 (1988 and Supp. 1992).    

                         FINDINGS OF FACT

     Upon review of the entire record, the Board finds:

     1.   The first collective bargaining agreement between the
parties was executed on March 1, 1982, and was effective through
June 30, 1983 ("81-83 agreement").  Prior to that time, employees
had been paid in accordance with a wage schedule containing a
series of steps.   The wage provisions in the 81-83 agreement
contained two new, higher wage schedules that included steps; the
first schedule was retroactive to July 1, 1981, and the second
was for the year beginning July 1, 1982.   For both years of the
agreement, employees received across-the-board salary increases
as a result of the new wage schedules, but remained at the same
step they had been at previously.  Separate provisions applied to
step-related promotions and demotions. 

     2.   The parties' second contract was executed May 11, 1984, 
effective through June 30, 1985 ("83-85 agreement").  It
contained a new wage schedule for each of the two years; the
first schedule was retroactive to July 1, 1983, and the second
was effective on July 1, 1984.  In addition to the across-the-
board increases contained in the new wage schedules, employees
received a step increase in each year of the contract.  The first
step increase was granted retroactive to July 1, 1983, for
employees who were employed as of that date.  Newer employees
received that step increase on their anniversary date.  All
employees received the second-year step increase on their anni-
versary date.  The agreement contained additional step-related
provisions for promotions and demotions.

     3.   The parties' third contract was executed on June 3,
1985, and was in effect from July 1, 1985, through June 30, 1987 

                               -3-

("85-87 agreement"). Once again, it contained new wage schedules
for each year of the agreement.  In addition to the across-the-
board increases contained in the new wages schedules, during the
first year employees received a step increase on their anniver-
sary date.  Employees who had been at the maximum step in their
wage band for three years or more received a lump-sum, non-
base payment of $250.  Employees did not receive a step increase
during the second year.  The agreement contained additional
provisions for step-related promotions and demotions.  This is
the only contract between the parties that has been executed
before the prior agreement expired.  It specified that the
agreement would be null and void if supplemental funds in the
amount of $6.4 million per year were not appropriated by the
Legislature then in session.  The supplemental funds were approp-
riated, and the parties' agreement was carried out.
    
     4.  The parties' fourth agreement was executed in December
of 1987, effective through June 30, 1989 ("87-79 agreement").  It
contained two new wage schedules; the first schedule was retro-
active to July 1, 1987, and the second went into effect on July
1, 1988.  Step increases were not granted in either year of the
agreement.  It contained additional provisions for step-related
promotions and demotions.

     5.  The most recent agreement between the parties was
executed sometime in February or March of 1990, effective through
June 30, 1992 ("89-92 agreement").  It contained three new wage
schedules, the first of which went into effect on February 1,
1990,1 the second on July 1, 1990, and the third on July 1, 1991. 
_________________________

     1A separate memorandum of understanding was signed by the
parties on December 20, 1989, which granted unit members a one-
time, non-base payment equivalent to a 5 1/2 percent wage
increase for the period July 1, 1989, through December 31, 1989. 
Funds that would otherwise have been used for salary increases
for the month of January 1990 were utilized instead to protect
employees from increased health insurance contributions. 

                               -4-

Employees also received three step increases under the agreement,
one on each contract anniversary date (that is, on February 1,
1990, July 1, 1990, and July 1, 1991).  The wage article in this
agreement was substantially different from the wage article in
previous agreements.  For instance, as a result of a reclassifi-
cation study, the three new wage schedules, one for each year of
the contract, contained fewer wage bands than previous wage
schedules contained, and the steps were renamed (A-H).  (Salary 
increases for "red-circled" employees, that is, for the small
percentage of employees whose wage rates did not coincide within
the newly established wage bands, were addressed separately from
across-the-board increases and step increases for other employ-
ees.)  The wage schedule for the second year omitted step A, and
the schedule for the third year omitted steps A and B, the
purpose of these omissions being to attract new, qualified
employees (new employees are hired at the first step of the
appropriate wage band).   Also, in each of the three years of the
contract, employees with specified amounts of continuous service
received lump-sum, non-base salary increases ranging from $150 to
$400, in addition to across-the-board and step increases.   As
with previous agreements, the 89-92 agreement contained separate
provisions pertaining to step-related promotions and demotions.   
(The full text of the wage article in the 89-92 agreement
follows.)

                  ARTICLE 11 - WAGES AND OVERTIME            
     A.   1.  Effective February 1, 1990 all current unit employees     
              (except "red circled" employees) shall be placed on the
              FY'90 C.O.L.T. Unit Wage Schedule (Appendix D) in the band
              assigned to their classification and advanced to the next
              higher step beyond the step they occupy on the FY'89
              C.O.L.T. Unit Wage Schedule on December 31, 1989.
          2.  All unit members with the following amounts of continuous
              regular service as of June 30, 1989 shall receive the 
              corresponding one-time non-base increases, effective as of
              February 1, 1990:
              Years of Service              Non-base Increase
               15 through 19                      $150
               20 through 24                      $200
               25 through 29                      $250
               30 through 34                      $300
               35 through 39                      $350
               40 +                               $400

                               -5-

          3.  Effective February 1, 1990 all "red circled" unit members
              below the maximum step shall be advanced to the nearest
              step in their wage band on the FY'89 C.O.L.T. Unit Wage
              Schedule and then placed on the same step in the wage band
              on the FY'90 C.O.L.T. Unit Wage Schedule.
          4.  Effective February 1, 1990 all "red circled" unit members
              beyond the maximum step in the wage band for their 
              classification shall have their hourly rate increased by
              5.5%.
          5.  Effective July 1, 1990 all current bargaining unit
              employees (except "red circled" employees above maximum)
              shall be placed on the FY'91 C.O.L.T. Unit Wage Schedule
              (Appendix E) in the band assigned to their classification
              and advanced to the next higher lettered step beyond the
              step they occupy on the FY'90 C.O.L.T. Unit Wage Schedule
              on June 30, 1990.
          6.  All unit members with the following amounts of continuous 
              regular service as of June 30, 1990 shall receive the  
              corresponding one-time non-base increases, effective as of
              July 1, 1990:
              Years of Service               Non-base Increase
               15 through 19                       $150
               20 through 24                       $200
               25 through 29                       $250
               30 through 34                       $300
               35 through 39                       $350
               40 +                                $400
          7.  Effective July 1, 1990 all "red circled" employees beyond 
              the maximum step in the wage band for their classification 
              shall have their hourly rate increased by 5.5%.
          8.  Effective July 1, 1991 all current bargaining unit 
              employees (except "red circled" employees) shall be placed 
              on the FY'92 C.O.L.T. Unit Wage Schedule (Appendix F) in
              the band assigned to their classification and advanced to
              the next higher lettered step beyond the step they occupy
              on the FY'91 C.O.L.T. Unit Wage Schedule on June 30, 1991.
          9.  All unit members with the following amounts of continuous
              regular service as of June 30, 1991 shall receive the
              corresponding one-time non-base increases, effective as of
              July 1, 1991:
              Years of Service               Non-base Increase
               15 through 19                       $150
               20 through 24                       $200
               25 through 29                       $250
               30 through 34                       $300
               35 through 39                       $350
               40 +                                $400
         10.  Effective July 1, 1991 all "red circled" employees beyond 
              the maximum step in the wage band for their classification
              shall have their hourly rate increased by 7%.
         11.  Except in the case of advancements to the next step
              specified in this article and of promotion or demotion of
              unit members to other job classifications at higher or
              lower wage bands, unit members will remain in the band and
              step at which they are placed effective February 1, 1990
              for the period February 1, 1990 to June 30, 1992.

                               -6-

     B.   Effective July 1, 1981 unit members who are promoted to another       
          job in a higher wage band shall be placed at the second step of
          the new band on the C.O.L.T. Unit Wage Schedule, unless that
          step provides less than a five (5) percent increase over the
          unit member's former rate.  In that event the unit member shall
          be placed at the lowest step in the new band which provides for
          an increase of (5) percent over the unit member's former rate.

     C.   1.  Unit members who are demoted for non-disciplinary reasons  
              to a job in a lower wage ban shall be placed at the step in 
              the new band on the C.O.L.T. Unit Wage Schedule which would
              have been obtained had the unit member not been employed at
              the higher classification.
          2.  Unit members who are demoted for disciplinary reasons to a
              lower wage band will be placed at the same step number in
              the C.O.L.T. Unit Wage Schedule as had been held by the 
              employee in in the former job.
     D.   Unit members who are transferred to another classification in
          the same wage band shall be placed at the same step as had been
          held by the unit member in the former job.
     E.   The evaluation date for unit members who are promoted, demoted
          or transferred to a substantially different classification shall
          be the effective date of the promotion, demotion or transfer.
          The evaluation date for unit members who are transferred within
          the same classification or to another classification in the same
          wage band which is not substantially different shall not be
          changed.
     F.   1.  The University will pay a shift differential of twenty (20)
              cents per hours to any unit member who works a normally
              scheduled shift the majority of which falls between the
              hours of 5:00 p.m. and 8:00 a.m.  Such differential will be
              applicable to all hours of such shift and is in addition to
              the unit member's regular rate of pay.
          2.  Effective July 1, 1991 the shift differential shall be
              increased to twenty-five (25) cents per hour.
          3.  Existing policies which provide for other shift 
              differentials for registered nurses shall be maintained.
     G.   Whenever two or more premium rates may appear applicable to the
          same hour or hours paid there shall be no pyramiding or adding
          together of such overtime or premium rates and only the higher
          of the applicable rates shall apply.

                               -7-
          
     6.   Negotiations for a successor to the 89-92 agreement
began on May 16, 1992; no new agreement has been reached.  Upon
expiration of the 89-92 agreement, the University discontinued
granting annual step increases.  It has continued to apply the
step-increase provisions for employee promotions, as well as non-
wage provisions of the contract.          

     7.   Sources of funding for the University's collective
bargaining agreements include state legislative appropriations,
student tuition and grants.   

                           DISCUSSION

Jurisdiction
     In its response to the complaint, the University moved for
dismissal of the complaint on the ground that ACSUM had failed to
join the proper party.  Although the University failed to pursue
its motion at the prehearing conference, during the evidentiary
hearing, or in its post-hearing brief, we will address it brief-
ly, since the University Act is very specific regarding the
Board's authority to prevent or remedy prohibited acts.  
 
     Under section 1026(1) of the University Act, it is the
"university" that is obligated to bargain collectively with the
bargaining agent of its employees.  It is the "university" that
is prohibited from the acts outlined in section 1027(1); corre-
spondingly, under section 1029(1) the Board is authorized to
prevent or remedy prohibited acts of the "university".  Section
1022(10) defines the university as "all campuses or units of the
university, represented by the board of trustees or its desig-
nees."  That section further states: 

                               -8-
                                 
     It is the responsibility of the board of trustees or
     its designee to negotiate collective bargaining agree-
     ments and to administer such agreements.  The board of
     trustees or its designee is responsible for the em-
     ployer functions of the university under this chapter
     and shall coordinate its collective bargaining activi-
     ties with campuses or units on matters of university
     concern (emphasis added).
                       
Accordingly, we conclude that the University's board of trustees
is properly before this Board.
     
Merits
     On October 8, 1991, the Board issued a decision holding that
an employer had violated section 964(1)(E) of the Municipal
Public Employees Labor Relations Law ("MPELRL") by failing, pend-
ing negotiations for a successor collective bargaining agreement,
to maintain the status quo with respect to employee salaries. 
Auburn School Administrators Association v. Auburn School
Committee, No. 91-19 (Me.L.R.B. Oct. 8, 1991), consolidated
appeals dismissed per stipulation, No. CV-91-459 XCV-91-464 (Me.
Super. Ct., And. Cty., Apr. 24, 1992).  In finding that the
employer in Auburn School Administrators was required, in the
absence of a new collective bargaining agreement, to pay wages
according to the wage plan in the parties' expired agreement, the
Board abandoned the distinction it had created 12 years earlier,2
in which for the mandatory subject of wages only, pre-contract
status quo and post-expiration status quo were defined differ-
ently.  The Board's new rule made the definition of the status
quo, for post-expiration wages, consistent with the definition of
the status quo for wages during the period before signing of an
initial contract, and with the definition used for other manda-
tory subjects during both time periods.  Subsequently, the Board
applied its new rule to the parties in MSEA v. City of Lewiston
_________________________

     2In Easton Teachers Association v. Easton School Committee,
No. 79-14 (Me.L.R.B. Mar. 13, 1979).  

                               -9-

and Lewiston School Committee, No. 92-17 and -18 (Me.L.R.B. Sept.
11, 1992), finding that the employers were required to continue
paying wages pursuant to the wage plan in the expired contract.3 

     In the case now before us, the expired contract contains
three contract anniversary dates (February 1 and July 1, 1990,
and July 1, 1991); on each date, three types of wage increases,
applicable to most employees, took effect:  an across-the-board
increase, a step increase and a non-base lump sum increase based
on length of service of 15 years or more.  ACSUM asserts that the
Board's new status quo rule for post-expiration wages should
apply to the University;4 the University argues that it was not
obligated to pay step increases to COLT unit members after the
parties' 89-92 agreement expired, the Board's status quo rule
_________________________

     3The employers in that case appealed the Board's decision
and order, and the Superior Court ruled that the Board could not
change its rule.  No. CV-92-400 XCV-92-480 (Me. Super. Ct. And.
Cty., Feb. 25, 1993).  The Superior Court's Decision and Order on
Appeal has been appealed to the Law Court.  Docket No. AND-93-95. 

     4In its complaint, ACSUM made two separate allegations:
first, that the University had refused to bargain by unilaterally
discontinuing scheduled step increases after contract expiration;
and second, that the University had refused to bargain by insist-
ing to impasse upon a non-mandatory subject.  In its opening
statement at hearing, ACSUM rephrased its allegations, stating
that the University, first, had failed to maintain the status
quo, and second, had attempted to coerce employees into accepting
the salary freeze being demanded at the bargaining table by
unilaterally implementing the freeze (resorting to "self-help").
To the extent that ACSUM's second allegation made at hearing was
intended to be different than the allegations in its complaint,
the new allegation is not properly before the Board.  We have
reviewed the evidence presented by ACSUM, and conclude that
although phrased somewhat differently, all of ACSUM's allegations
are one in the same: namely, that the University made an unlawful
unilateral change in wages, in violation of section 1027(1)(A)
and (E) of the University Act.    

                              -10-

notwithstanding.5

     To support its contention, the University relies primarily
on the history of bargaining between the parties; more specifi-
cally, it asserts that since the University's well established
practice has been not to grant wage increases covering a contract
hiatus period unless a successor contract has been ratified that
contains wage increases retroactively covering the hiatus, it is
that well established practice that constitutes the status quo
for these parties.6  Since the parties "understood and agreed"
that there would be no increases following contract expiration,
the Board may not order payment of increases, the University
argues, citing Caribou School Department v. Caribou Teachers
Association, 402 A.2d 1279 (Me. 1979), and 26 M.R.S.A.           
 1026(1)(C) ("neither party shall be compelled to agree to a
proposal or be required to make a concession").  At hearing, the
University also pointed to the contract itself:  the fact that
each salary schedule has a beginning and ending date, and the
fact that the contract itself has a beginning and ending date. 
The Board rejects the University's arguments for three reasons.   
_________________________

     5Neither the across-the-board increase nor the lump sum
payment based on length of service is at issue, since neither was
raised in the complaint.    

     6At hearing, the University stated that the reason for this
practice is that it must fund its collective bargaining agree-
ments out of its general legislative appropriation, and until the
Legislature determines what it will appropriate, the University
does not know whether it will have funds for salary increases. 
In this respect, the University is in no different position than
many other public employers, particularly school boards and
committees covered by the municipal collective bargaining law. 
They do not even have the ability, as the University does, to
raise additional funds through student tuition, but must rely
solely on state appropriations and municipal allocations of the
local property tax.  Thus, they, even more than the University,
have a finite sum of money available to fund collective
bargaining agreements.     

                              -11-
                                  
     First, although it may be appropriate in some instances, in
determining the status quo during the period before a first
contract, to review the employer's practices over a period of
several years, the determination of the post-expiration status
quo is much simpler:  terms and conditions of employment con-
tained in the expired contract constitute the status quo for
those mandatory subjects.7  Easton Teachers Association v. Easton
School Committee, No. 79-14, slip op. at 5 (Me.L.R.B. Mar. 13,
1979);8  Lane v. Board of Directors of MSAD No. 8, 447 A.2d 806,
809-10 (Me. 1982).  The same is true in the private sector  --
the expired contract's terms "define the parameters" of the
status quo obligation.  Laborers Health and Welfare Trust Fund v.
Advanced Lightweight Concrete Co., 779 F.2d 497, 500 (9th Cir.
1985), aff'd, 484 U.S. 539 (1988).  "Thus, an employer's failure
to honor the terms and conditions of an expired collective-
bargaining agreement pending negotiations on a new agreement
constitutes bad faith bargaining . . . ."  Id.  Contracts prior
to the most recently expired contract are irrelevant.  Auburn
School Support Personnel v. Auburn School Committee, No. 91-12,
slip op. at 10-11 (Me.L.R.B. July 11, 1991).  For expired
contracts covering multiple years, all but the last year of the
contract may even be irrelevant, if terms and conditions of
employment change over the life of the contract.  Auburn School
Administrators, slip op. at 22.  Certainly, then, the Univer-
sity's bargaining positions for previous contracts are irrelevant
to a determination of the status quo upon expiration of the most
_________________________

     7Of course, for mandatory subjects on which the expired
contract is silent, past practice would determine the status quo. 

     8In Auburn, the Board overturned Easton only to the extent
that it established a different status quo rule for wages than
for other mandatory subjects of bargaining.  The principle that
terms and conditions of employment, as embodied in a prior
agreement, must be maintained after expiration, remains good law. 

                              -12-

recent contract, one that consistently granted step increases on
each contract anniversary date.  

     Even if past bargaining history were relevant, we would
decline to find that a relevant past practice had been estab-
lished in the circumstances now before us.  Prior to the 89-92
contract, only one contract between the parties (the 83-85
agreement) granted step increases during the last year of the
contract.  In that instance, a successor contract was negotiated
and ratified before the old agreement expired.  Thus, in the only
instance where a contract contained step increases that, under
the Board's new rule, would have had to continue after expira-
tion, no contract hiatus occurred.  It is irrelevant that the
University never paid step increases after expiration of any 
contract which itself did not contain step increases.  

     Furthermore, even if the University had established a
practice of not honoring step increase provisions in expired
contracts, such a practice would not constitute the post-
expiration status quo.  Since the Board's old rule with respect
to post-expiration wages was that wage escalator provisions could
be ignored and wages frozen, bargaining agents had no choice but
to acquiesce to a freeze.  Such acquiescence can hardly be
characterized as "agreement," in the sense that such agreement
might establish a past practice which constitutes a waiver of the
Board's new rule.  (Although it has not used the term "waiver,"
in essence that is what the University is alleging.)  To do so
would be to nullify the new rule, for all intents and purposes,
since only those employers who had been continuing to honor wage
escalator provisions in spite of the Board's old rule would be
required to continue doing so.  
         
     Certainly if the parties to a contract have made a specific
agreement that no wage increases will be given after that con-
tract expires and before a successor contract is in place, such

                              -13-

an agreement would constitute a waiver of the requirement that
the status quo be maintained during the contract hiatus.  Auburn
School Administrators, slip op. at 22.  The status quo require-
ment arises out of, and is an inseparable part of, the statutory
duty to bargain.  The purpose of the University Act, and of 
collective bargaining statutes in general, is to provide a
stable, orderly mechanism for establishing and/or making changes
in terms and conditions of employment, and bargaining is that
mechanism.  Accordingly, a waiver of the right to bargain must be
"clear and unmistakable."   State v. MSEA, 499 A.2d 1228, 1232
(Me. 1985).  Waiver clauses are read constrictively.  City of
Bangor v. AFSCME, Council 74, 449 A.2d 1129, 1135 (Me. 1982).  An
allegation of waiver by conduct is particularly scrutinized. 
State v. MSEA, 499 A.2d at 1230, citing State v. MLRB, 413 A.2d
510 (Me. 1980).  In the bargaining history before us, we find no
"clear and unmistakable" waiver.9  
 
     Finally, we turn to the University's argument that Caribou
and section 1026(1)(C) of the University Act prevent the Board
from requiring payment of wage increases that the employer has
not agreed to pay.  As we have stated earlier, we agree that the
Board must honor any agreement the parties have reached to waive
the Board's status quo requirement.  We disagree that, absent
such a waiver, the Board may not require wage increases.  
_________________________

     9Nor do we find a waiver in the contract itself.  The
beginning and end dates of the contract are that and nothing
more.  They apply to all provisions of the contract, including
those that the University acknowledges it has continued to honor
after expiration (such as the promotional provisions of the wage
article).  Since the status quo requirement, by its very nature, 
applies when there is no contract in place, using the contract
expiration date to measure the employer's responsibilities would
nullify the status quo requirement. 

     It is unclear what special significance the beginning and
end dates on the three wage schedules themselves could have, 
since movement from one schedule to another is not at issue here. 

                              -14-

     In relying on Caribou and section 1026(1)(C) of the
University Act, the University in essence is arguing that the
Board cannot require an employer (or bargaining agent) to
maintain the status quo during a contract hiatus, since to do so
would be to make a contract for the parties.  This assertion
flies in the face of the Board's case law, as well as the
construction given to the National Labor Relations Act and to
collective bargaining statutes in other states.  

     Certainly, the Board has no authority to make a contract for
these or any other parties.  Caribou.  The same holds true for
the National Labor Relations Board.  H.K. Porter Co. v. NLRB, 397
U.S. 99 (1970).  That does not mean that employers are free to
ignore the provisions of an expired contract when no new contract
is in place, any more than they may ignore established practices
prior to agreement on an initial contract.10  Requiring an 
employer to maintain the status quo after contract expiration
"does not compel [him] to agree to any new or different contract
provision; it simply requires him to abide by an obligation once
extant by reason of the binding contract but then continuing on
after its expiration, in limited form, not by reason of the
_________________________

     10Imposing the status quo (requiring an employer to continue
an established wage increase program) before an initial contract
is agreed upon is well accepted, in spite of the fact that
neither the NLRB nor the Board can impose a contract.  N.L.R.B.
v. Allied Products Corp., 548 F.2d 644 (6th Cir. 1977); General
Motors Acceptance Corp. v. N.L.R.B., 476 F.2d 850 (1st Cir.
1973).  See also Teamsters Union Local No. 48 v. University of
Maine, No. 79-08 (Me.L.R.B. June 29, 1979), appeal dismissed for
lack of prosecution, No. CV-79-406 (Me. Super. Ct., Ken. Cty.,
Dec. 30, 1981) (during negotiations for initial contract,
employer must continue merit increase plan in place at the time
the bargaining agent was certified); Council 74, AFSCME v. School
Administrative District No. 1, No. 81-12 (Me.L.R.B. Mar. 11,
1981) (step increases must be continued during negotiations for
initial contract); Council 74, AFSCME v. Town of Brunswick, No.
85-08 (Me.L.R.B. Apr. 19, 1985) (wage and step increases must be
continued during negotiations for initial contract).     

                              -15-

contract itself but because of the dictates of the policy
embodied in the National Labor Relations Act."  Hinson v. NLRB,
428 F.2d 133, 138 (8th Cir. 1979) (emphasis in original).  See
also Laborers Health, 779 F.2d at 500 (collective bargaining
agreement's terms "survive" only in order to define parameters of
employer's obligation to maintain status quo).  

     Case law in other states supports the Board's position as
well.  Michigan, Florida, California, Indiana, Wisconsin and
Illinois have interpreted their collective bargaining statutes to
require that the wage provisions of an expired contract be
honored until a new contract is in place.11  At the same time, the
collective bargaining statutes in all six states embrace the
policy that parties will not be compelled to agree to a proposal
_________________________

     11Local 1467, IAFF v. City of Portage, 134 Mich.App. 466,
352 N.W.2d 284 (Ct. App. Mich. 1984); Wayne County Government Bar
Association v. County of Wayne, 169 Mich.App. 480, 426 N.W.2d 750
(Ct. App. Mich. 1988); IAFF Local 2416 v. City of Cocoa, CA-88-
014, 11 NPER FL-19211 (Fl.P.E.R.C. Oct. 17, 1988); California
School Employees Association, No. 116, 4 PERC 11031 (Cal.P.E.R.B.
Feb. 22, 1980); Indiana Education Employment Relations Board, 456
N.E.2d 709 (Ind. 1983); Hartmann v. School District of Wisconsin
Rapids, Dec. No. 19084-C (WERC Mar. 22, 1985); West Central
Education Association v. WERC, No. 87CV257 (Cir. Ct. Pierce Cty.,
Apr. 22, 1988); Board of Education of Springfield Public Schools
v. Springfield Education Association, 47 Ill.App.3d 193, 361
N.E.2d 697, 701 (4th DCA 1977) (in connection with step
increases, trial court didn't order school board to raise
salaries; it ordered parties to continue to function pursuant to
expired contract).  See also Vienna School District 55 v.
Illinois Educational Labor Relations Board, 161 Ill.App.3d 503,
515 N.E.2d 476 (4th DCA 1987). 

                              -16-

or make a concession.12  Clearly, requiring that an employer honor
the wage provision of an expired contract is not equivalent to
making a contract for the parties. 

     In sum, the Board's status quo new rule treats wages as it
treats other terms and conditions of employment during a contract
hiatus -- unilateral changes in the wage structure as outlined in
the contract are unlawful.  (Stated another way, it is the wage
provision that is frozen, not wages themselves.)  We can find no
reasonable basis upon which to distinguish the wage article in
the parties' expired contract from the wage articles in Auburn
School Administrators and Lewiston.  The contract provided for
step increases on each of three contract anniversary dates, the
last two dates being July 1, 1990, and July 1, 1991.  By failing,
pending negotiations for a successor contract, to pay step
increases due on July 1, 1992, the University has violated sec-
tion 1027(1)(A) and (E) of the University Act.     

     Accordingly, in order to effectuate the policies of the
University Act, we will order the University to cease and desist
from refusing to pay step increases to members of the COLT
_________________________

     12Illinois - Ill.A.S. ch. 48  1607 & 1710(a) (Smith-Hurd   
       1986)

      Florida - F.S.A.  447.203(14) (1981)

      Michigan - M.C.L.A.  423.215 (1978)

      Indiana - 20 Ind.S.A.  20-7.5-1-2(n) (Burns 1992)

      Wisconsin - W.S.A.  111.70(1)(a) (Supp. 1992);             
       111.81(1) (1988)

      California - Of California's four public sector statutes,   
      one contains virtually identical language; Cal. Gov. Code   
       3562(d) (Supp. 1993).  Language in the other three        
      conveys the principle that parties need not reach agree-    
      ment.  Cal. Gov. Code  3505 and 3517 (1980);  3540.1(h)  
      (Supp. 1993).  

                              -17-

bargaining unit in accordance with the 89-92 agreement (that is,
on July 1st of each year).  The University will also be ordered
to reimburse members of the unit for wages lost during the period
from July 1, 1992, to the date of this Order, plus interest.13 
Interest is to be computed in accordance with Florida Steel
Corp., 231 NLRB 651 (1977), utilizing the interest rates speci-
fied in New Horizons for the Retarded, Inc., 283 NLRB 1173
(1987).14  Payment shall be made within 30 days of the date of
this Order.  Finally, the University will be ordered to continue
to pay step increases on July 1st of each year until such time as
the parties agree otherwise or bargain in good faith to impasse. 
     
                              ORDER

     On the basis of the foregoing facts and discussion, and by
virtue of and pursuant to the powers granted to the Maine Labor
Relations Board by the provisions of 26 M.R.S.A.  1029 (1988 and
1992) and the Board's Rules and Procedures, it is hereby ORDERED: 
_________________________

     13In Auburn School Administrators and Lewiston, we ordered
prospective interest only, since our new status quo rule for
wages was announced after the parties' contracts had expired in
those cases.  That is not the case here.  Our new rule was
announced on October 8, 1991, and the 89-92 agreement expired on
June 30, 1992, almost nine months later.  Thus, the University
had nearly nine months in which to take steps to avoid the status
quo requirement altogether -- by negotiating a new contract to
take effect upon expiration of the previous one.  Negotiations
did not begin until May 16, 1992.  

     14Thus, interest is to accrue commencing with the last day
of each calendar quarter of the time period subject to reimburse-
ment, on the total amount then due and owing at the short-term
Federal rate then in effect, and continuing at such rate, as
modified from time to time, until the University has complied
with this Order.  From July 1, 1992, to September 30, 1992, the
short-term Federal rate was 8 percent.  From October 1, 1992, to
the present, the rate has been 7 percent. 

                              -18-

     1.  That the University and its representatives and agents
shall:

         a.  Cease and desist from refusing to bargain and from
             interfering, restraining and coercing members of
             the COLT unit by making unilateral changes in the
             payment of wages pending negotiations for a          
             successor agreement.         
         
         b.  Take the following affirmative actions that are      
             necessary to effectuate the policies of the          
             University Act:

             i.   Reimburse members of the COLT bargaining unit
                  for wages lost during the period from July 1,
                  1992, to the date of this Order, plus interest.
                  Wages shall be calculated to reflect advance-
                  ment, on the wage schedule in Appendix F of the
                  89-92 agreement, by one step on July 1st of
                  each year.  Payment shall be made within 30
                  days of the date of this Order. 

             ii.  Continue to calculate and pay wages to unit
                  members in accordance with item i. above,  
                  until such time as the parties agree otherwise
                  or bargain in good faith to impasse.


     2.  That requests by ACSUM and the University for attorney's
fees and costs are denied.

Issued at Augusta, Maine, this 9th day of July, 1993.  

                                  MAINE LABOR RELATIONS BOARD

The parties are hereby advised    
of their right, pursuant to
26 M.R.S.A.  1029(7) (Supp.      /s/______________________
1992), to seek review of this     Peter T. Dawson
decision and order by the         Chair
Superior Court.  To initiate     
such a review, an appealing
party must file a complaint       /s/________________________
with the Superior Court within    Howard Reiche, Jr.
fifteen (15) days of the date     Employer Representative
of issuance of this decision     
and order, and otherwise
comply with the requirements      /s/________________________
of Rule 80C of the Maine Rules    George W. Lambertson
of Civil Procedure.               Employee Representative

                              -19-