STATE OF MAINE
MAINE LABOR RELATIONS BOARD
Case No. 14-29
Issued: March 20, 2015
Andrew D. Martin,
Complainant
v.
AFSCME Council 93,
Respondent.
ORDER
The Complaint in this matter was filed by Andrew D. Martin
on May 20, 2014, alleging that AFSCME Council 93 violated 26
M.R.S.A. §964(2)(A) as well as article 4.2.1 of the collective
bargaining agreement between AFSCME and the City of Portland.
The Complainant charges that the Union interfered with his
rights under the Municipal Public Employees Labor Relations Act
(the "Act") by refusing to reinstate his membership in the Union
and making him pay an agency service fee without his consent.
At the prehearing conference on October 2, 2014, the
Complainant represented himself and Joseph E. DeLorey, Esq.,
represented the Respondent, AFSCME Council 93. Also present was
Ms. Sylvia Hebert, Staff Representative for the Union. During
the prehearing conference, the parties summarized their
respective positions and agreed that there did not appear to be
any material facts in dispute. Both parties were interested in
resolving the matter without having a full evidentiary hearing
before the Board. Accordingly, the parties agreed to have the
Prehearing Officer issue a recommended order based on the
[end of page 1]
parties' written submissions, including the prohibited practice
complaint, the Union's response, and both parties' pre-hearing
submissions. The parties would be given the opportunity to
respond to or comment on the Recommended Order prior to it being
presented to the Board. The Prehearing Officer's Recommended
Order was issued on October 29, 2014. The Complainant timely
requested that the matter be reviewed by the full Board. No
further written briefs were filed, but the parties presented
oral argument to the Board on January 20, 2015.
JURISDICTION
Andrew D. Martin is a public employee within the meaning of
26 M.R.S.A. §962(6) and AFSCME Council 93 is the bargaining
agent within the meaning of 26 M.R.S.A. §962(2). The Board's
jurisdiction to hear this case lies in 26 M.R.S.A. §968(5).
FINDINGS OF FACT
1. The Complainant, Andrew D. Martin, works for the City of
Portland in a job classification that is included in a
bargaining unit of city employees. The Union, AFSCME
Local 1373, is the exclusive bargaining representative for this
unit and has been at all times relevant to this complaint.
2. In 2010, Mr. Martin was expelled from the Union for reasons
that are not relevant to the complaint before us.
3. After his expulsion from AFSCME, and until March of 2014,
neither union dues nor fair share fees were deducted from
Mr. Martin's paycheck.
[end of page 2]
4. On March 21, 2014, Mr. Martin first noticed that his
paycheck had a deduction of $5.90 with a notation saying
"CEBA Dues Fair Sha". He called the payroll person who
indicated that Tom Caiazzo in Human Resources had instructed
her to start the deductions. Mr. Martin called Mr. Caiazzo
who told him that the fair share fee deduction had been
started at the request of AFSCME. In response to his
question as to why he did not receive any notice of the
deduction, Mr. Caiazzo told him that Sylvia Hebert, the
AFSCME Staff Representative, had said that she was going to
mail a letter to Mr. Martin.
5. Mr. Martin called Ms. Hebert and she indicated that there
was some confusion as to whether the address they had was
the proper mailing address for him. He confirmed that the
address they had was his correct address.
6. The letter Ms. Hebert sent to Mr. Martin, although dated
March 5, 2014, was not mailed to him until March 21, 2014,
at the earliest. The letter to Mr. Martin stated:
March 5, 2014
Andrew Martin
P.O. Box 11611
Portland, ME 04104
Dear Mr. Martin:
Enclosed please find letter sent this date to the City of
Portland with regard to your payment of fair share fees
per the collective bargaining agreement.
If you have any questions, please feel free to contact
me.
[end of page 3]
Sincerely,
Sylvia Hebert
AFSCME Staff Representative
shebert@afscmecouncil93.org
207-620-3910 (office direct)
SH/lb
Enc.
7. The letter from Ms. Hebert to Mr. Caiazzo, stated:
March 5, 2014
Tom Caiazzo
Employee Relations Manager
City of Portland
389 Congress Street
Portland, ME 04101
Dear Mr. Caiazzo:
It has come to my attention that Andrew Martin is not
paying a fair share fee as required in the Collective
Bargaining Agreement with AFSCME Council 93.
Andrew Martin was expelled from AFSCME membership but that
does not preclude him from paying Fair Share as a member
of the bargaining unit in accordance with Section 4.2.1
of the Collective Bargaining Agreement.
I am requesting that the Fair Share Fee be deducted from
his paycheck each pay period.
Thank you for your attention to this matter.
Sincerely,
Sylvia Hebert
AFSCME Staff Representative
[end of page 4]
shebert@afscmecouncil93.org
207-620-3910 (office direct)
207-212-9396 (cell)
SH/lb
8. Section 4.2.1 of the Collective Bargaining Agreement between
AFSCME and the City of Portland states:
4.2 Fair Share Fees
4.2.1 For employees hired into a permanent position on
or after March 1, 1985, it shall be a condition of
employment that said employees either (1) join the
Union, or (2) agree to pay their fair share toward
the Union's cost of collective bargaining,
contract administration, and the adjustment of
grievances through payroll deductions as outlined
in this Article. The Union shall establish said
fair share annually not to exceed 80% of full
Union dues and shall notify the City promptly as
to the percentage and dollar amount of said fair
share. Said employees shall have 10 days after
completion of their probationary period within
which to join the Union or agree to pay the fair
share amount.
4.2.2 The Union agrees to establish a bona fide internal
Union procedure to allow non-member employees in
the unit to challenge the level of the fair share
deduction established hereunder. In the event of
any challenge to the fair share provision, the
City shall not be required to discharge any
employee(s) for failure to comply with this
provision until after the employee(s) have
exhausted their internal Union remedies and so
long as there is any litigation pending. After
such exhaustion and in the absence of any pending
litigation, the City shall provide any employee
who has not elected to join the Union or to pay
their fair share with written notice that the
employee has 30 days to make such election or be
[end of page 5]
discharged from service. Any discharge under this
provision is reviewable only in Court and is not
grievable or arbitrable. The Union agrees to
comply with the procedures established by the U.S.
Supreme Court's decision of Chicago Teachers Union
Local No. 1, AFT, AFL-CIO, et al. v. Annie Lee
Hudson et al. decided March 4, 1986 for handling
of fair share fee claims.
4.2.3 Upon receipt of a written authorization card from
the employee, the City shall deduct either the
full Union dues or the fair share fee as
indicated. The City has no obligation to pay the
Union any dues or fee payment for an employee if
the employee has not signed said authorization
card.
9. On March 26, 2014, Mr. Martin emailed AFSCME Council 93
asking that he be made a full member of AFSCME Local 1373
again. His request was denied.
DISCUSSION
Section 964(2)(A) of the Act prohibits pubic employees,
public employee organizations and their members and agents from
"interfering with, restraining or coercing employees in the
exercise of the rights guaranteed in section 963." Section 963,
in turn, provides a broad protection of the right of public
employees to join and participate in union activities or to
refrain from doing so. Section 963 states:
§963. RIGHT OF PUBLIC EMPLOYEES TO JOIN OR REFRAIN
FROM JOINING LABOR ORGANIZATIONS
A person may not directly or indirectly interfere
with, intimidate, restrain, coerce or discriminate
against a public employee or a group of public
[end of page 6]
employees in the free exercise of their rights, given
by this section, to voluntarily:
1. Join a union. Join, form and participate in
the activities of organizations of their own choosing
for the purposes of representation and collective
bargaining or in the free exercise of any other right
under this chapter; or
2. Not join a union. Refrain from joining or
participating in the activities of organizations for
the purposes of representation and collective
bargaining, except that an employee may be required to
pay to the organization that is the bargaining agent
for the employee a service fee that represents the
employee's pro rata share of those expenditures that
are germane to the organization's representational
activities.
Public Law 2007, chapter 415, entitled "An Act to Protect
Fair Share Workers from Termination", made several changes to
various sections of Title 26 that are relevant to the issue at
hand. Section 963 was repealed and replaced[fn]1 with the provision
quoted above having two distinct subsections reflecting the
long-standing principle that §963 protects both the right to
join a union and the right to refrain from joining a union.
See, e.g., Churchill v. SAD #49 Teachers Association, 380 A.2d 186, 192 (1977).
Public Law 2007, chapter 415 also added the last clause of
§963, sub-§ 2 that "an employee may be required to pay [to the
1 Until this change, § 963, as enacted in 1969, stated:
§963 Right of public employees to join labor organizations
No one shall directly or indirectly interfere with, intimidate, restrain,
coerce or discriminate against public employees or a group of public
employees in the free exercise of their rights, hereby given, voluntarily
to join, form and participate in the activities of organizations of their
own choosing for purposes of representation and collective bargaining, or
in the free exercise of any other right under this chapter.
[end of page 7]
union] a service fee that represents the employee's pro rata
share of those expenditures that are germane to the organiza-
tion's representational activities." P.L. 2007, c. 415, §2.[fn]2
This new clause does not by itself require the payment of a
service fee, but simply codifies the existing case law that
allowed parties to negotiate mandatory payment of service fees.
See, e.g., Council 74, AFSCME v. City of Bangor, No. 80-50 at 5
(Sept. 22, 1980).
Public Law 2007, chapter 415 also enacted two other
provisions that are important in this case. The first is the
enactment of §964(1)(H), prohibiting an employer from
"terminating or disciplining an employee for not paying union
dues or fees of any type."[fn]3 The second is the enactment of a new
provision in Chapter 7 of Title 26 addressing Employment
Practices. Section 629,[fn]4 entitled "Unfair Agreements," limits
the employer's ability to withhold funds from an employee's
paycheck without the authorization of the employee, except in
the specific instances identified. Public Law 2007, chapter 415
amended section 629 to add the following subsection:
4. Deduction of service fees. Public employers may
deduct service fees owed by an employee to a
collective bargaining agent from the employee's pay,
without signed authorization from the employee, and
remit those fees to the bargaining agent, as long as:
A. The fee obligation arises from a lawfully
executed and implemented collective bargaining
agreement; and
2 P.L. 2007, ch. 415, §§6, 10, and 15 made the same change to the State
Employees Labor Relations Act, the University of Maine System Act, and the
Judicial Employees Labor Relations Act.
3 Identical provisions were added to the various collective bargaining acts
covering other public sector employers and employees.
4 In Title 26, Chapter 7, sub-chapter 2, "Wages and Medium of Payment."
[end of page 8]
B. In the event a fee payor owes any arrears on
the payor's fee obligations, the deduction
authorized under this subsection may include an
installment on a payment plan to reimburse all
arrears, but may not exceed in each pay period
10% of the gross pay owed.
Again, like the change to §963, the enactment of §629(4)
does not require agency fees or require payroll deduction of
agency fees; it simply sets the conditions under which an
employer lawfully can deduct agency fees from an employee's
paycheck without that employee's written authorization.
Turning to the case at hand, the Complainant alleges a
§964(2)(A) violation.[fn]5 Thus, the question is whether the conduct
of the Union can reasonably be viewed as interference, restraint
or coercion with respect to his rights under §963. Mr. Martin
argues that he would like to join AFSCME, but is precluded from
doing so because of his expulsion in 2010. He argues that by
not allowing him to join the union and by causing the employer
to deduct fair share fees from his paycheck without his consent,
the Union has interfered with the rights guaranteed by §963,
thereby violating §964(2)(A).
Section 963, subsection 2 explicitly refers to the
possibility that an employee may be required to pay a service
fee. Subsection 2 establishes an employee's right to refrain
from joining a union, "except that an employee may be required
to pay to the [bargaining agent] a service fee that represents
the employee's pro rata share of those expenditures that are
5 The Complainant also alleges a violation of the collective bargaining
agreement. That charge must be dismissed, as the Board has no jurisdiction
to hear grievances. State of Maine v. MSEA, 499 A.2d 1228, 1239 (Oct. 29,
1985).
[end of page 9]
germane to the organization's representational activities.?" The
source of any such service fee requirement is the collective
bargaining agreement that the bargaining agent negotiates with
the employer. Given the individual interests involved, we
conclude that the bargaining agent has an obligation to comply
with the essential terms of the agreement giving rise to the
requirement to pay the service fee permitted under §963(2). A
failure to do so could constitute a violation of §964(2)(A).
Here, as Mr. Martin argues, the terms of the collective
bargaining agreement present the employee with the option of
either joining the union or agreeing to pay the fair share fee.
Article 4.2.1 of the agreement states that employees must "either
(1) join the union, or (2) agree to pay their fair share toward
the Union's cost of collective bargaining, contract
administration, and the adjustment of grievances through payroll
deductions as outlined in this Article."[fn]6 The same article
states that new employees have 10 days after completion of their
probationary period "to join the Union or to agree to pay the
fair share amount." Mr. Martin has not agreed to pay the fair
share fee, but he would like to join the Union. The option of
joining has been denied to him, however, insofar as the Union has
declined to readmit him. Thus, Mr. Martin does not have the
choice contemplated by the collective bargaining agreement. By
insisting that Mr. Martin pay the fair share fee when he has not
agreed to do so and is willing to join the Union, the Union
failed to comply with an essential term of the agreement. This
failure on the Union's part constitutes a violation of §964(2)(A)
6 The agreement purports to make the payment of dues or the fair share fee a
condition of continued employment. At the pre-hearing conference, the
Union's staff representative indicated that they knew the provision was
inconsistent with current law, and they were in the process of negotiating
substantial changes in the successor agreement.
[end of page 10]
as it interfered with the rights guaranteed to Mr. Martin in
§963.
Furthermore, even if the imposition of the service fee in
this instance was not a violation of the contract, it has failed
to comply with Constitutional and statutory procedural
requirements. There is significance to the wording of §963
referring to a service fee "that represents the employee's pro
rata share of those expenditures that are germane to the
organization's representational activities." A charge that the
Union interfered, restrained or coerced Mr. Martin in the
exercise of rights guaranteed by §963 in violation of §964(2)(A)
must therefore encompass the right to ensure that the service
fee does not exceed the statutory limitation.
This language in §963 limiting the fee amount "to those
expenditures that are germane to the organization's represent-
ational activities" was clearly intended to incorporate the
First Amendment limitations on agency fees as defined by the
United States Supreme Court. In 1986, the U.S. Supreme Court
issued Chicago Teachers Union v. Hudson, in which it affirmed
the holding of Abood that a public sector union may not require
nonmembers to pay for costs "not germane to its duties as
collective-bargaining agent." 475 U.S. 292, 294, quoting Abood
v. Detroit Board of Education, 431 U.S. 209 (1977). The Supreme
Court further identified the minimum procedural safeguards a
public sector union must employ to protect nonmembers' First
Amendment rights. The Hudson Court held that,
[T]he constitutional requirements for the Union's
collection of agency fees include an adequate
explanation of the basis for the fee, a reasonably
prompt opportunity to challenge the amount of the fee
[end of page 11]
before an impartial decisionmaker, and an escrow for
the amounts reasonably in dispute while such
challenges are pending.
Chicago Teachers Union v. Hudson, 475 U.S. 292, 310 (1986). We
recognize that the U.S. Supreme Court's most recent discussion
of agency fees in Harris v. Quinn called into question the
constitutional foundation of agency fees in the public sector.
573 U.S.___, 134 S. Ct. 2618 (2014). The Supreme Court has not
overruled Hudson, however, so Hudson continues to be the law we
must apply.
After nearly four years without having any dues or fair
share fees deducted from Mr. Martin's paycheck, the Union caused
the agency fee amount to be deducted by the employer without
providing Mr. Martin advance notice, much less an "adequate
explanation of the basis of the fee" or a reasonably prompt
opportunity to challenge the amount of the fee before an
impartial decision maker. Even if the Union's existing
procedures might have provided sufficient notice to probationary
employees about to be subject to the agency fee requirement,
that procedure would not be sufficient for Mr. Martin, as he
would have had no reason to think that the Union would change
its position on requiring fees from him.
We conclude, therefore, that the Union violated §964(2)(A)
by failing to comply with the collective bargaining agreement's
requirements for collecting a service fee and by causing a
regular deduction from Mr. Martin's paycheck for fair share fees
without giving him the procedural protections required by
Hudson.
[end of page 12]
ORDER
On the basis of the foregoing facts and discussion, and by
virtue of and pursuant to the powers granted to the Maine Labor
Relations Board by the provisions of 26 M.R.S.A. §968(5), it is
hereby ORDERED:
That AFSCME Council 93 and its representatives and agents
shall:
1. Notify the City of Portland that the agency fee or
"fair share" deductions from Mr. Martin's paycheck must
be stopped until the such deductions can be implemented
consistent with the terms of the collective bargaining
agreement and Mr. Martin has been provided with the
procedural protections specified in Chicago Teachers
Union v. Hudson, and
2. Reimburse Mr. Martin of the full amount of agency fees
deducted from his paycheck from April 2014 until the
present, plus interest of 3.13%.[fn]7
Dated at Augusta, Maine, this 20th day of March, 2015.
The parties are advised of their right pursuant to 26 M.R.S.A. §968(5)(F) to seek a review by the Superior Court of this decision by filing a complaint in accordance with Rule 80C of the Rules of Civil Procedure within 15 days of the date of this decision.
MAINE LABOR RELATIONS BOARD
[signed]
Katharine I. Rand
Chair
[signed]
Robert W. Bower, Jr.
Employer Representative
[signed]
Amie M. Parker
Employee Representative
7 This is the pre-judgment interest rate used in Maine's state courts for claims filed in 2014. See www.courts.maine.gov/attorneys/writ-pre.html .
[end of page 13]