Board decision affirming No. 16-UD-06.
STATE OF MAINE
MAINE LABOR RELATIONS BOARD
Case No. 16-UDA-01
Issued: October 17, 2016
TOWN OF PARIS
Complainant
and
TEAMSTERS UNION LOCAL 340
Respondent.
DECISION AND ORDER ON
APPEAL OF
UNIT DETERMINATION
The Town of Paris filed this unit determination appeal on
June 17, 2016, pursuant to 26 M.R.S.A. §968(4) of the Municipal
Public Employees Labor Relations Law (the "Act") and Chapter 11,
§30 of the Rules and Procedures of the Maine Labor Relations Board
(the "Board"). The unit determination report that is the subject
of this appeal (No. 16-UD-06) was issued on June 3, 2016. In that
report, the Hearing Examiner concluded that the employees in the
proposed bargaining unit were not "on-call employees" within the
meaning of §962(6)(G) of the Act and were therefore public
employees covered by the Act. The Hearing Examiner went on to
conclude that the proposed unit was an appropriate bargaining unit
as required by §966(2).
In its Memorandum of Appeal, the Town of Paris challenges the
Hearing Examiner's conclusion that the per diem firefighters were
not "on-call" employees excluded from the Act by §962(6)(G). The
Town also argues that if the Board decides that these employees
are not excluded as on-call employees, the Hearing Examiner's
conclusion that the positions in the proposed unit shared the
requisite community of interest to constitute an appropriate unit
[end of page 1]
was not supported by the evidence and should be overturned. On
appeal, Ann Freeman, Esq., represented the Town of Paris, and
Teamsters Union Local 340 was represented by Mr. Ed Marzano. The
Board heard the parties' oral argument on September 13, 2016. The
Board, comprised of Chair Katharine I. Rand, Employer
Representative Robert W. Bower, Jr., and Employee Representative
Amie M. Parker, deliberated this matter on September 13, 2016.
JURISDICTION
The Town of Paris is an aggrieved party within the meaning of
26 M.R.S.A. §968(4) and Chapter 11, §30 of the Rules and
Procedures of the Board. The jurisdiction of the Maine Labor
Relations Board to hear this appeal and to render a decision
herein lies in 26 M.R.S.A. §968(4).
DISCUSSION
The standard of review for bargaining unit determinations is
well established: The Board will overturn a hearing examiner's
rulings and determinations if they are "unlawful, unreasonable, or
lacking in any rational factual basis." Council 74, AFSCME and
Teamsters Local 48, No. 84-A-04 at 10 (Apr. 25, 1984), quoting
Teamsters Local 48 and City of Portland, No. 78-A-10 at 6 (Feb.
20, 1979).
The primary issue on appeal is whether the Hearing Examiner
erred by concluding that the "per diem" firefighters were not on-
call employees within the meaning of 26 M.R.S.A. §962(6)(G) and
therefore not excluded from coverage under the Act. If we
conclude that the firefighters are on-call employees, they have no
statutory rights under the Act and the petitioned-for unit
determination must be dismissed. If we conclude that the per diem
firefighters are not on-call employees, a review of the Hearing
[end of page 2]
Examiner's conclusion on the appropriateness of the bargaining
unit will be necessary.
The essential facts are not in dispute and can be summarized
with the following:
* The Town's historic reliance on citizen-firefighters to
respond to alarms is no longer effective because many local
residents now work out of town during the week.
* Five years ago, the Town decided to use per diem employees
for 12-hour shifts during the normal work week. The Town
currently schedules three per diem employees on 12-hour day
shifts during the normal workweek and two for 10-hour shifts
on weekends. This ensures proper coverage at the station for
emergencies, maintenance and testing of vehicles and
equipment, and other related tasks.
* There are 15 per diem firefighters. The Fire Chief is the
sole full-time employee in the Paris Fire Department. Most
of the per diem firefighters work full- or part-time for one
or more other employers.
* The scheduling process starts with each per diem employee
using a scheduling program to enter his or her "offered
availability" of shifts for the coming month. The Fire Chief
makes the schedule based on the offered shifts. The Chief
has sole discretion on scheduling, but his objective is to
have one EMT on each shift, someone qualified to drive all
the vehicles, and one with at least the Firefighter I
qualification.
* The number of hours each per diem employee actually works
varies, as does the number of shifts each submits as "offered
availability".
[end of page 3]
Section 962, sub-§6 of the Act defines which employees of a
public employer are covered by the Act. There are several
exceptions to the definition, including paragraph G, which
excludes any employee "who is a temporary, seasonal or on-call
employee." In the case below, the Hearing Examiner applied a
"reasonable expectation of continued employment" test and
concluded that the per diem fire fighters were not on-call
employees. The Hearing Examiner considered this test to be
appropriate because it is used to determine whether an employee
alleged to be a temporary or seasonal employee is properly
excluded from the Act. The Hearing Examiner also noted that the
test provided an overarching approach to the three exclusions in
paragraph G. Report at 8.
The Town's primary argument on appeal is that the Hearing
Examiner erred as a matter of law by applying this "reasonable
expectation of continued employment standard" in this case. The
Town asserts that the correct legal standard is whether the per
diem firefighters are employed on a "sporadic and intermittent"
basis. The Town argues that had this "correct" legal standard
been applied, the facts demonstrate that the per diem firefighters
must be excluded due to their status as on-call employees.[fn]1
The "reasonable expectation of continued employment" standard
has been used by this Board in deciding whether an employee is a
"temporary" or "seasonal" employee who must be excluded from the
definition of employee, exceptions also under §962(6)(G). See
Council 93, AFSCME v. Town of Sanford, No. 90-07 at 14 (June 15,
1990) and AFSCME Council 93 and State of Maine, No. 89-UC-07 at 39
(Aug. 10, 1990) aff'd State of Maine v. AFSCME Council 93, No. 91-
[fn]1 The Town also asserts that the Hearing Examiner erred in concluding
that the employees shared the requisite community of interest to
constitute an appropriate unit, which we will address later.
[end of page 4]
UCA-02 (Feb. 12, 1991).[fn]2 However, this "reasonable expectation of
continued employment" standard has never been used by the Board or
by any hearing examiner to determine whether an individual is an
"on-call" employee under §962(6)(G). The Town contends that it was
not appropriate for the Hearing Examiner to apply this standard.
We agree.
The "expectation of continued employment" standard is not
appropriate for determining "on-call" status because it is
inconsistent with the plain meaning of the terms of the statute.
Saying that someone is an "on-call" employee is generally
understood to mean that the person works only when called by the
employer to fill a particular need that could not reasonably have
been anticipated. In broad terms, it is understood as being
available for work upon short notice.[fn]3 While the "reasonable
expectation of continued employment" is appropriate in determining
if an employee is truly a temporary employee, it confuses the
issue of on-call status.
The Town argues on appeal that the Hearing Examiner should
have applied what the Town describes as an "established test" for
evaluating the on-call exclusion. The Town cites Teamsters Union
Local 340 and City of Westbrook for the proposition that employees
who work "irregularly or sporadically" are on-call employees.
[fn]2 Although the use of the "reasonable expectation of continued
employment" standard was not appealed, this case was affirmed on appeal.
The Law Court held that given the use of the word "or" between the
subsections, the six-month requirement and temporary status exclusion in
SELRA are separate exclusions that must be applied independently. Bureau
of Employee Relations v. M.L.R.B, 611 A.2d 59 (Me. 1992).
[fn]3 There is another form of on-call that refers to regular employees
already on the payroll being "on-call" to respond to emergencies. These
employees, such as physicians being on-call on weekends or technicians
being on-call in case of a disruption in services, are usually required
to be near a phone and able to respond promptly when summoned.
[end of page 5]
Brief at 2-3, citing No. 13-UD-01 (Jan. 30, 2013).[fn]4 In Westbrook,
the Hearing Examiner stated, "[m]ore than half of the per diems
are regularly scheduled, and as many work, on average, more than
20 hours per week. Such work simply cannot be classified as
'irregular' or 'sporadic.'" No. 13-UD-01 at 12, citing AFSCME and
County of Knox ("Knox County"), No. 82-UD-17 at 5 (Jan. 18, 1982)
(Jail matrons, who worked sporadically and irregularly, are on-
call employees) and Town of Berwick and Teamsters Local Union No.
48, No. 80-A-05 at 3 (July 24, 1980)(Officers who worked on a
regularly-scheduled basis were not on-call employees). While we
recognize that "sporadic and irregular" and "regular scheduled"
are terms that have been used in various cases, we do not agree
that Westbrook reflects the use of an "established test" on this
issue.[fn]5
After thoroughly reviewing this Board's case law on the on-
call exclusion, it is apparent that we have never established a
clear standard for determining on-call status. In fact, the
Board's case law has not been a model of clarity on this issue.
The on-call exclusion has been addressed by a hearing examiner
five times in the past 45 years and only appealed to the Board on
three occasions. In Berwick, the first case addressing on-call
status, the Hearing Examiner adopted the community-of-interest
[fn]4 The Town also cites AFSCME Council 93 and Penobscot County, No. 12-UC-
03 (Aug. 20, 2013), claiming it applied the Board's "established test"
for on-call status. The quoted section of the Penobscot Hearing
Examiner's decision (inaccurately attributed to the Board) is not part of
any sort of on-call determination or community-of-interest analysis. The
statement was made in the context of determining whether the use of the
part-time employees had changed sufficiently to justify a unit
clarification petition. The Hearing Examiner concluded it had not and
that was the conclusion affirmed by the Board in AFSCME v. Penobscot
County, No. 14-UCA-01 at 8 (Dec. 17, 2013).
[fn]5 It is important to note that a hearing examiner's report does not have
the same "precedential value" as a Board decision. See Maine Maritime
Academy v. MSEA, No. O3-UCA-01 at 3 (May 15, 2003).
[end of page 6]
approach used by the National Labor Relations Board with respect
to temporary or seasonal employees. Teamsters Local Union No. 48
and Berwick, No. 80-UD-25 at 3 (April 25, 1980), aff'd Town of
Berwick and Teamsters Local Union No. 48, No. 80-A-05 at 3 (July
24, 1980). Relying on the NLRB's approach was improper because
there is no statutory exclusion for temporary or seasonal
employees under the federal act, like there is in Maine's Act.
The NLRB cases cited by the Berwick Hearing Examiner were
decisions that excluded temporary and seasonal employees from a
bargaining unit based on their lack of a community of interest
with the regular employees in the unit. No. 80-UD-25 at 3.
Whether a position should be excluded from a bargaining unit is a
significantly different question than whether a certain class of
employees is covered by the Act in the first place. It is clear
to us now that the use of the community-of-interest analysis to
define a statutory exclusion is inappropriate and has contributed
to the confusion on this issue.[fn]6 Thus, to the extent that Town of
Berwick and Teamsters Local 48, No. 80-A-05, affirming No. 80-UD-
25 (July 24, 1980), states that the community-of-interest analysis
controls the determination whether an employee is a temporary,
seasonal, or on-call employee, that decision is overruled.[fn]7
[fn]6 City of Saco and Teamsters, No. 83-A-08 at 3 (July 18, 1983), and In Re
Petition for Decertification, Winthrop Bus Drivers, No. 01-E-02 at 5
(June 5, 2001), and the decisions cited in this discussion all refer to
the statement in Berwick that the purpose of §962(6)(G) was to exclude
employees who do not have a community of interest with regular employees.
The community-of-interest analysis, however, was rarely applied and was
never the sole basis of the decision.
[fn]7 The "temporary" and "seasonal" exclusions also contained in §962(6)(G)
have been specifically addressed without reference to Berwick in several
cases over the years. See, e.g., City of Bangor v. AFSCME and MLRB, 449 A.2d
1129 (Me. 1982)( Bureau of Employee Relations v. Maine Labor Relations
Board, 611 A.2d 59 (Me. 1992).
[end of page 7]
The absence of a clear standard led this Board and our
hearing examiners to rely on certain phrases to describe the on-
call status, or, more frequently, to describe what is not on-call.
There has been the reference to "sporadic and irregular" work,
used in Knox County to describe the work of the matrons, No. 82-
UD-17 at 5, and in Town of Lebanon to describe the "irregular"
work of reserve officers, Teamsters Union Local 48 and Town of
Lebanon, No. 86-UD-02 at 13, 14 (Oct. 17, 1985), aff'd No. 86-A-01
at 3 (Dec. 5, 1985)("regularly-scheduled part-time employees do
not work intermittently or sporadically"), aff'd Inhabitants of
the Town of Lebanon v. MLRB and Teamsters Union Local 48,
CV-85-656 at 3 (Feb. 3, 1987). See also, AFSCME Council 93 and State of
Maine, No. 89-UC-07 at 47 (Aug. 10, 1990)("Her service certainly
was not sporadic or irregular in nature ... as the Board has
described truly on-call employees."). Similarly, there have been
several statements that "regularly-scheduled" employees are not
on-call employees. See Berwick, No. 80-A-05 at 2 (Reserve
officers not on-call employees because they worked "year-round on
regularly scheduled shifts") and Westbrook, No. 13-UD-01 at 12
(More than half of the per diem employees are "regularly
scheduled"). In the present case, the Town of Paris relies on one
of those labels, "sporadic and irregular," to support its case.
Applying the plain meaning of the words "on-call employee" in
§962(6)(G), the standard must be whether, given all of the
relevant circumstances, the employee works only when called by the
employer to fill a particular need that could not reasonably have
been anticipated. We note that had we applied this approach in
each of the Board's earlier on-call cases, we are confident that
the outcome would have been the same. In fact, reviewing these
cases in light of this new approach to understanding the on-call
[end of page 8]
exclusion helps to illustrate the kinds of circumstances that are
relevant to the assessment.
For example, in Westbrook, the Hearing Examiner concluded
that the per diem employees were not on-call employees of the
Westbrook fire department because they were scheduled in advance,
the employment of per diem employees was a regular and necessary
component of running the city's fire department, and they were not
hired to fill a need that arose by some circumstance beyond the
control of the employer. Westbrook, No. 13-UD-01 at 5, 11. These
factors are all relevant considerations in determining on-call
status. Similarly, the "reserve" officers in Berwick were
scheduled on a monthly basis with ample notice and the Hearing
Examiner and the Board concluded they were not on-call. Berwick,
No. 80-UD-25 at 2, aff'd No. 80-A-05 at 2.
In contrast, the matrons held to be on-call in Knox County
and the reserve patrolmen in Town of Lebanon were both called in
at the time the need arose--for the matrons, when a female was
arrested; for the patrolmen, immediately before the start of a
shift when a regular employee called in sick. Knox County, No.
82-UD-17 at 5, Town of Lebanon, No. 86-UD-02 at 6, 13, aff'd No.
86-A-01 at 4; aff'd Inhabitants of Lebanon v. MLRB and Teamsters,
CV-85-656 at 3. In both cases, it would not have been possible
for the employer to schedule the employees in advance: the need
had not yet arisen. Thus, hearing examiners, this Board, and the
Superior Court have recognized that evidence of whether the
employees can be scheduled in advance and how and when the need
for them arises are important factors in the on-call
determination. In contrast, when a need arises because of an
event essentially beyond the control of the employer (such as a
[end of page 9]
snow storm or a mechanical failure), scheduling employees in
advance generally is not an option.
When employees are scheduled in advance, it is generally to
fulfill a need that can be anticipated. Thus, employees who are
regularly scheduled in advance are not "on call," irrespective of
the regularity or consistency of an individual employee's work
schedule. In Berwick, reserve officers were scheduled to provide
an extra officer on weekend shifts, when there was, predictably, a
greater need. No. 80-UD-25 at 2 (holding employees were not on-
call). In Westbrook, the department used two or three per diems
employees on a daily basis to supplement the full-time staff,
similarly indicating a dependence on them. No. 13-UD-01 at 11
(same). There was variation in the consistency or regularity of
the individual work schedules of Westbrook's per diem firefighters
("more than half" being regularly scheduled), but the need for
them was constant. Id. at 11, 12.
We conclude that the Paris firefighters are not on-call
employees excluded from coverage under that Act because their
employment does not meet this test. Here, the Paris Fire Chief
schedules three per diem employees to cover the 12-hour day shifts
during the work week and two per diem employees for 10-hour shifts
on the weekends. Report at 10. The available work was based on a
regular need for staff to enable the fire department to function:
the Paris fire department is entirely dependent on per diem
employees to cover the day shifts during the work week because
there were simply not enough call company members available to
respond to alarms. Report at 11. The need for the per diem
employees is a regular and predictable need, as demonstrated by
the Chief's ability to schedule well in advance. All of these
[end of page 10]
facts together indicate that the Paris per diem firefighters are
not on-call employees within the plain meaning of §962(6)(G).
The Town argues that the Hearing Examiner misapplied or
misconstrued several facts in his analysis of the on-call issue.
The factual conclusions that the Town objects to are not relevant
to our analysis. For example, the fact that both per diem
firefighters and call company members wear pagers and may respond
to alarms is not relevant, nor is the fact that the per diem
employees have other jobs. Similarly, the fact that the Fire
Chief has complete discretion in scheduling and considers
employees' certifications in that process does not alter our
conclusion that the per diem employees are not on-call employees.
Having concluded that the per diem firefighters are employees
under the Act and entitled to be in a bargaining unit, we must
consider the Town's objection to the Hearing Examiner's conclusion
that the proposed unit is an appropriate unit. The Town asserts
that the Hearing Examiner incorrectly concluded that the Paris
Fire Department employees in the petitioned-for bargaining unit
shared a community of interest. The Town's argument is without
merit. We agree with the Hearing Examiner that the per diem
firefighters share a clear and identifiable community of interest
and that it is an appropriate unit.
ORDER
On the basis of the foregoing discussion and pursuant to the
powers granted to the Maine Labor Relations Board by the
provisions of 26 M.R.S.A. §968(4), it is ORDERED:
that the appeal of the Town of Paris, filed with respect
to the Unit Determination Report in Case No. 16-UD-06,
[end of page 11]
is denied and the report is affirmed as set forth above.
Dated at Augusta, Maine, this 17th day of October, 2016.
MAINE LABOR RELATIONS BOARD
The parties are advised of their right pursuant to 26 M.R.S.A. §968(5)(F) to seek a review by the Superior Court of this decision by filing a complaint in accordance with Rule 80C of the Rules of Civil Procedure within 15 days of the date of this decision.
MAINE LABOR RELATIONS BOARD
[signed]
Katharine I. Rand
Chair
[signed]
Robert W. Bower, Jr.
Employer Representative
[signed]
Amie M. Parker
Employee Representative
[end of page 12]