Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: TD Ameritrade, Inc. and Charles Schwab & Co., Inc., a TD Ameritrade affiliate.
  • Street Address: 3000 Schwab Way, DFW1-02-786
  • City: Westlake
  • State, or Country if outside the US: TX
  • Zip Code: 76262

Submitted By

  • Name: Ashden Fein
  • Title: Partner
  • Firm name (if different than entity): Covington & Burling LLP
  • Telephone Number: (202) 662-5116
  • Email Address: afein@cov.com
  • Relationship to entity whose information was compromised: Counsel

Breach Information

  • Total number of persons affected (including residents): 61,160
  • Total number of Maine residents affected: 143
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 05/28/2023-05/30/2023
  • Date Breach Discovered: 08/01/2023
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 08/08/2023
  • Copy of notice to affected Maine residents: Ltr from FeinA to ME AG 8-8-2023_Enclosure.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 24 months; IdentityForce; please see uploaded file for further details