Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Apex Clearing Corporation
  • Street Address: 350 North St. Paul St., Suite 1300
  • City: Dallas
  • State, or Country if outside the US: Texas
  • Zip Code: 75201

Submitted By

  • Name: Rajeev Khurana
  • Title: Apex Chief Legal Officer
  • Firm name (if different than entity):
  • Telephone Number: 6175353982
  • Email Address: mschreiber@mwe.com
  • Relationship to entity whose information was compromised: Direct all correspondence to Apex's outside privacy counsel Mark Schreiber at McDermott Will and Emery, 200 Clarendon Street, Floor 58, Boston, MA, 02116-5021, 6175353982, or mschreiber@mwe.com

Breach Information

  • Total number of persons affected (including residents): 5624
  • Total number of Maine residents affected: 7
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified: No
  • Date(s) Breach Occured: 03/27/22-10/26/22
  • Date Breach Discovered: 12/1/22
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 12/22/22
  • Copy of notice to affected Maine residents: Apex - Template Notification Letter.pdf
    ME - Notification Letter.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: Kroll, 12 months of single bureau credit monitoring and Web Watcher services.