Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: RGT Wealth Advisors, LLC
  • Street Address: 5950 Sherry Lane, Suite 600
  • City: Dallas
  • State, or Country if outside the US: Texas
  • Zip Code: 75225

Submitted By

  • Name: Colleen Affeldt
  • Title: Managing Director
  • Firm name (if different than entity):
  • Telephone Number: 214-360-7000
  • Email Address: caffeldt@rgtadvisors.com
  • Relationship to entity whose information was compromised: Managing Director

Breach Information

  • Total number of persons affected (including residents): 1956
  • Total number of Maine residents affected: 2
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 11/02/2019 - 11/15/2019
  • Date Breach Discovered: 08/25/2020
  • Description of the Breach:
    • Other
    • If other, please specify: E-mail compromise
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 12/21/2020
  • Copy of notice to affected Maine residents: RGT Wealth Advisors, LLC - Notice of Data Event - ME.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 12 months, Kroll, please see Exhibit 1.