Entity Information
- Type of Organization: Financial Services
- Entity Name: LPL Financial LLC
- Street Address: 1055 LPL Way
- City: Fort Mill
- State, or Country if outside the US: SC
- Zip Code: 29715
Submitted By
- Name: Mona Nadim
- Title: Interim Chief Privacy Officer
- Firm name (if different than entity):
- Telephone Number: (170) 442-6476
- Email Address: privacyresponseteam@lplfinancial.com
- Relationship to entity whose information was compromised: employee
Breach Information
- Total number of persons affected (including residents): 53
- Total number of Maine residents affected: 1
- If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
- Date(s) Breach Occured: 09/30/2025
- Date Breach Discovered: 10-10-2025
- Description of the Breach:
- Other
- Information Acquired - Name or other personal identifier in combination with:
Notification and Protection Services
- Type of Notification: Written
- Date(s) of consumer notification: 12/26/2025
- Copy of notice to affected Maine residents: Individual_Notification_Template_(PDF).pdf
- Date of any previous (within 12 months) breach notifications:
- Were identity theft protection services offered: Yes
- If yes, please provide the duration, the provider of the service and a brief description of the service: 24 months/Transunion