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Data Breach Notices

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: LPL Financial LLC
  • Street Address: 1055 LPL Way
  • City: Fort Mill
  • State, or Country if outside the US: SC
  • Zip Code: 29715

Submitted By

  • Name: Mona Nadim
  • Title: Vice President, Interim Chief Privacy Officer & Associate General Counsel
  • Firm name (if different than entity):
  • Telephone Number: (980) 264-8826
  • Email Address: privacyresponseteam@lplfinancial.com
  • Relationship to entity whose information was compromised: employee

Breach Information

  • Total number of persons affected (including residents): 1581
  • Total number of Maine residents affected: 2
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: 11/10/2025
  • Date Breach Discovered: 11-20-2025
  • Description of the Breach:
    • Other
  • Information Acquired - Name or other personal identifier in combination with:

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 04272026
  • Copy of notice to affected Maine residents: Project_Cobra_-_FINAL_Individual_Notification_Template.pdf
  • Date of any previous (within 12 months) breach notifications: 12/26/25
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: Experian 24 months of credit monitoring and identity theft protection services

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