Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Kestra Financial Services
  • Street Address: 5707 Southwest Parkway, Bldg 2
  • City: Austin
  • State, or Country if outside the US: TX
  • Zip Code: 78735

Submitted By

  • Name: Matthew D Johnson
  • Title: Director, Compliance & AML Officer
  • Firm name (if different than entity):
  • Telephone Number: (737) 443-2364
  • Email Address: matthew.johnson@kestrafinancial.com
  • Relationship to entity whose information was compromised: Financial Institution / Advisor

Breach Information

  • Total number of persons affected (including residents): 196
  • Total number of Maine residents affected: 1
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified:
  • Date(s) Breach Occured: October 21, 2024
  • Date Breach Discovered: October 21, 2024
  • Description of the Breach:
    • Other
  • Information Acquired - Name or other personal identifier in combination with:

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: November 8, 2024
  • Copy of notice to affected Maine residents: Notification_Letter.docx
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: 12 months