Data Breach Notifications

Entity Information

  • Type of Organization: Financial Services
  • Entity Name: Hilltop Securities
  • Street Address: 717 N. Harwood St., Suite 3400
  • City: Dallas
  • State, or Country if outside the US: Texas
  • Zip Code: 75201

Submitted By

  • Name: Scott Coya
  • Title: Senior Vice President
  • Firm name (if different than entity):
  • Telephone Number: 2148591540
  • Email Address: scott.coya@hilltopsecurities.com
  • Relationship to entity whose information was compromised: Senior Vice President

Breach Information

  • Total number of persons affected (including residents): 254
  • Total number of Maine residents affected: 1
  • If the number of Maine residents exceeds 1,000, have the consumer reporting agencies been notified: No
  • Date(s) Breach Occured: 05/27/2023
  • Date Breach Discovered: 07/17/2023
  • Description of the Breach:
    • External system breach (hacking)
  • Information Acquired - Name or other personal identifier in combination with: Financial Account Number or Credit/Debit Card Number (in combination with security code, access code, password or PIN for the account)

Notification and Protection Services

  • Type of Notification: Written
  • Date(s) of consumer notification: 08/28/2023
  • Copy of notice to affected Maine residents: Hilltop Securities Inc. - Notice of Data Event - ME.pdf
  • Date of any previous (within 12 months) breach notifications:
  • Were identity theft protection services offered: Yes
  • If yes, please provide the duration, the provider of the service and a brief description of the service: TransUnion, 12 months, Credit Monitoring and Identity Restoration Services