Staff Directory: Office of Securities
We invite you to e-mail your questions to staff members at the Office of Securities.
|
Name |
Position |
Phone |
|
Judith M. Shaw |
Securities Administrator |
207-624-8551 |
| Meredith P. Turney |
Assistant Securities Administrator, Registration and Licensing |
207-624-8551 |
|
Karla Black |
General Counsel |
207-624-8551 |
|
Lindsay J. Laxon |
Investor Education Manager |
207-624-8551 |
|
Ed Moran |
Examiner-in-Charge |
207-624-8551 |
| Margaret Bree Morin |
Senior Securities Examiner |
207-624-8551 |
|
Jacqueline M. Drouin |
Senior Investigator
consumer complaints, investigations |
207-624-8551 |
| James R. Frechette |
Investigator
|
207-624-8551 |
|
Willis P. Smedberg |
Investigator
Agent licensing, consumer complaints, investigations |
207-624-8551 |
|
Cathy Williams |
Investigator
Agent licensing, consumer complaints, investigations |
207-624-8551 |
|
Billie-Jo A. Pyska |
Licensing Coordinator
licensing of broker-dealers, agents
and investment adviser representatives |
207-624-8551 |
|
Dona L. Garippa |
Administrative Secretary |
207-624-8551 |
|
Dana M. Faucher |
Office Specialist I
Initial processing of all securities and mutual fund filings, status checks on securities
registration and exemption filings, initial receipt
of filing fees, accounting for all fees, scheduling of licensee seminars and website editor. |
207-624-8551 |
|
Angela D. McAllister |
Office Associate II
Initial processing of all securities and mutual fund filings, status checks on securities
registration and exemption filings, initial receipt of filing fees and accounting
for all fees |
207-624-8551 |
| |
|
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Last Updated:
June 17, 2013
