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Contact Us: Office of Securities

The Office of Securities welcomes consumer complaints and questions, including questions about investments, financial professionals, and securities laws.

Telephone and fax

Telephone: 1-877-624-8551 (toll free in Maine) or 207-624-8551

TTY: 207-624-8563

Fax: 207-624-8590

E-mail

Complaints

On-line complaint form

Staff e-mail directory

Comprehensive list of staff members and their e-mail addresses

Mailing address

Department of Professional & Financial Regulation
Office of Securities
121 State House Station
Augusta, Maine 04333

For overnight deliveries

Department of Professional & Financial Regulation
Office of Securities
124 Northern Avenue
Gardiner, Maine 04345

Driving directions

Privacy of your personal information

Examine the personal information collected and stored by an agency about you

Webmaster

For technical inquiries or if you are having trouble accessing any portion of this Web site, please contact the webmaster. We also welcome any comments or feedback you may have that will help us improve our site.

 

 

Last Updated: April 28, 2008