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Office of Securities
Press Releases

Date

Description
May 16, 2012 Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
April 12, 2012 Maine's Office of Securities and UNE to Present Innovative Program to Help Health Care Professionals Screen for Elder Financial Exploitation and Investment Fraud
April 4, 2012 Maine’s Office of Securities Announces Major Settlement With Bankers Life and Casualty Company
February 24, 2012 Office of Securities and Partners Announce Statewide 'Financial Literacy in Maine Schools' Conference
February 10, 2012 Maine’s Office of Securities Announces Restitution Totals and Other Investor Protection Measures Taken in 2011
January 13, 2012 Office of Securities Announces Investment Scam Sentencing in Federal Court
January 10, 2012 Office of Securities Encourages Investing in Business Opportunities, But Alerts Consumers to Potential for Fraud in Certain Ventures
December 1, 2011 Office of Securities Announces Initiative to Combat Elder Financial Abuse
November 8, 2011 Governor and Office of Securities Join ‘National Call-In Day’ on November 10th to Highlight Elder Financial/Investment Abuse
November 1, 2011 Maine Office of Securities Announces IARD System Fee Waiver For Investment Adviser Firms and Representatives
October 28, 2011 Maine Securities Administrator Highlights Fraud Risk Posed by Self-Directed IRAs and Urges Investors to Use Caution
October 14, 2011 Sentence Announced in Advance-Fee Loan Scheme
May 16, 2012 Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
April 12, 2012 Maine's Office of Securities and UNE to Present Innovative Program to Help Health Care Professionals Screen for Elder Financial Exploitation and Investment Fraud
April 4, 2012 Maine’s Office of Securities Announces Major Settlement With Bankers Life and Casualty Company
February 24, 2012 Office of Securities and Partners Announce Statewide 'Financial Literacy in Maine Schools' Conference
February 10, 2012 Maine’s Office of Securities Announces Restitution Totals and Other Investor Protection Measures Taken in 2011
January 13, 2012 Office of Securities Announces Investment Scam Sentencing in Federal Court
January 10, 2012 Office of Securities Encourages Investing in Business Opportunities, But Alerts Consumers to Potential for Fraud in Certain Ventures
December 1, 2011 Office of Securities Announces Initiative to Combat Elder Financial Abuse
November 8, 2011 Governor and Office of Securities Join ‘National Call-In Day’ on November 10th to Highlight Elder Financial/Investment Abuse
November 1, 2011 Maine Office of Securities Announces IARD System Fee Waiver For Investment Adviser Firms and Representatives
October 28, 2011 Maine Securities Administrator Highlights Fraud Risk Posed by Self-Directed IRAs and Urges Investors to Use Caution
October 14, 2011 Sentence Announced in Advance-Fee Loan Scheme
   
   
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Last Updated: March 20, 2012