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Office of Securities
Press Releases

Date

Description

June 13, 2014 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Abuse
May 23, 2014 Maine Office of Securities Issues Investor Advisory on Virtual Currency: It pays to know what’s in your e-Wallet
April 18, 2014 Governor LePage and Coalition of Government, Nonprofit, and Business Leaders Announce Fifth Annual Conference: ‘Fostering Financial Literacy in Maine Schools’
April 14, 2014 Office of Securities Seeking Information from Residents Involved in Sea Hunters Investment
February 10, 2014 Governor, Department and Maine Council for Elder Abuse Prevention Announce Launch of First-in-Nation Training Program for Financial Institutions
September 11, 2013 Office of Securities Announces Initiative to Raise Public Awareness about Different Roles of Financial Professionals and to Assist Licensed Investment Advisers in Serving their Clients
June 21, 2013 Department Warns of “Car Wrapping” and “Get Paid to Drive” Scams
June 14, 2013 Department Encourages Seniors and Caregivers to Utilize State Resources to Protect Against Elder Abuse and to Report Suspected Cases
May 3, 2013 Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
April 24, 2013 Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
April 9, 2013 Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
March 15, 2013 Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
February 26, 2013 Governor and Department Promote "America Saves Week" and "Military Saves Week"
January 30, 2013 Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
November 2, 2012 Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
September 14, 2012 Office of Securities Announces Conviction in Theft and Securities Fraud Case
August 29, 2012 Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
June 13, 2014 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Abuse
May 23, 2014 Maine Office of Securities Issues Investor Advisory on Virtual Currency: It pays to know what’s in your e-Wallet
April 18, 2014 Governor LePage and Coalition of Government, Nonprofit, and Business Leaders Announce Fifth Annual Conference: ‘Fostering Financial Literacy in Maine Schools’
April 14, 2014 Office of Securities Seeking Information from Residents Involved in Sea Hunters Investment
February 10, 2014 Governor, Department and Maine Council for Elder Abuse Prevention Announce Launch of First-in-Nation Training Program for Financial Institutions
September 11, 2013 Office of Securities Announces Initiative to Raise Public Awareness about Different Roles of Financial Professionals and to Assist Licensed Investment Advisers in Serving their Clients
June 21, 2013 Department Warns of “Car Wrapping” and “Get Paid to Drive” Scams
June 14, 2013 Department Encourages Seniors and Caregivers to Utilize State Resources to Protect Against Elder Abuse and to Report Suspected Cases
May 3, 2013 Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
April 24, 2013 Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
April 9, 2013 Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
March 15, 2013 Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
February 26, 2013 Governor and Department Promote "America Saves Week" and "Military Saves Week"
January 30, 2013 Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
November 2, 2012 Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
September 14, 2012 Office of Securities Announces Conviction in Theft and Securities Fraud Case
August 29, 2012 Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
   
   
»All Department of Professional & Financial Regulation Press Releases  

Last Updated: June 17, 2013