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Office of Securities
Press Releases

Date

Description
May 3, 2013 Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
April 24, 2013 Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
April 9, 2013 Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
March 15, 2013 Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
February 26, 2013 Governor and Department Promote "America Saves Week" and "Military Saves Week"
January 30, 2013 Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
November 2, 2012 Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
September 14, 2012 Office of Securities Announces Conviction in Theft and Securities Fraud Case
August 29, 2012 Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
May 16, 2012 Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
May 3, 2013 Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
April 24, 2013 Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
April 9, 2013 Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
March 15, 2013 Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
February 26, 2013 Governor and Department Promote "America Saves Week" and "Military Saves Week"
January 30, 2013 Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
November 2, 2012 Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
September 14, 2012 Office of Securities Announces Conviction in Theft and Securities Fraud Case
August 29, 2012 Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
May 16, 2012 Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
   
   
»All Department of Professional & Financial Regulation Press Releases  

Last Updated: July 10, 2012