Office of Securities
Press Releases

Date	Description

September 11, 2009	Maine’s Office of Securities Finalizes Agreements with JP Morgan and Merrill Lynch to Settle Auction Rate Securities Cases
August 21, 2009	Maine’s Office of Securities Joins National Campaign to Arm Investors with Information about Top Investor Traps
July 30, 2009	Office of Securities Announces Agreement with Bank of America to Settle Auction Rate Securities Case
June 15, 2009	Office of Securities' Investigations Lead to Indictments
June 15, 2009	Governor, State Agencies and Private Organizations Recognize World Elder Abuse Awareness Day
May 29, 2009	Securities Administrator Judith Shaw's interview on MPBN
April 17, 2009	Auction Rate Securities Case Settlement Reached
December 19, 2008	Use Caution Purchasing Gold or Silver on the Internet
December 4, 2008	Securities Administrator Judith Shaw at Work--Consumer Protection High Priority
July 21, 2008	Office of Securities issues warning on Almighty Wind, Inc.
February 25, 2008	America Saves Week
July 12, 2007	Office of Securities Obtains Restitution
May 22, 2006	Oil and Gas Scams Warning
November 15, 2005	Protect Online Brokerage Accounts from "Stock Hackers"
September 09, 2005	Hurricane-Related Scams Warning
April 25, 2005	Consumer Protection and Pro-Business Capital Formation Law
March 9, 2005	Maine Investors Protected from Florida-based Investment Company

»All Department of Professional & Financial Regulation Press Releases

Office of SecuritiesPress Releases