Securities & Investment Regulation
OTHER PFR AGENCIES
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Office of Securities Press Releases
Date |
Description |
| May 3, 2013 |
Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
|
| April 24, 2013 |
Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
|
| April 9, 2013 |
Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
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| March 15, 2013 |
Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
|
| February 26, 2013 |
Governor and Department Promote "America Saves Week" and "Military Saves Week"
|
| January 30, 2013 |
Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
|
| November 2, 2012 |
Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
|
| September 14, 2012 |
Office of Securities Announces Conviction in Theft and Securities Fraud Case
|
| August 29, 2012 |
Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
|
| May 16, 2012 |
Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
|
| May 3, 2013 |
Maine Office of Securities Issues Investor Advisory on Private Placement Offerings
|
| April 24, 2013 |
Governor, Department of Professional and Financial Regulation and Non-Profits Announce Fostering Financial Education Month in Maine
|
| April 9, 2013 |
Coalition of Government, Nonprofit, and Business Leaders Announce Fourth Annual Statewide Conference: “Fostering Financial Literacy in Maine Schools”
|
| March 15, 2013 |
Maine’s Office of Securities Issues Consumer Alert: “Profitable Sunrise” is Unregistered, Questionable Scheme
|
| February 26, 2013 |
Governor and Department Promote "America Saves Week" and "Military Saves Week"
|
| January 30, 2013 |
Office of Securities Assists Businesses and Investors in 2012, Ordering Nearly $1.2 Million in Restitution to Investors and Penalties on Those Violating Securities Laws
|
| November 2, 2012 |
Office of Securities and Attorney General's Office Announce Sentencing of Former Stockbroker in Theft and Securities Fraud Case
|
| September 14, 2012 |
Office of Securities Announces Conviction in Theft and Securities Fraud Case
|
| August 29, 2012 |
Maine’s Office of Securities and Partners to Offer 'Outsmarting Financial Fraud and Elder Abuse’ Educational Sessions
|
| May 16, 2012 |
Maine’s Office of Securities Issues Advisory to Warn Consumers about “Crowdfunding” Investments
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| »All Department of Professional & Financial Regulation Press Releases |
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Last Updated:
July 10, 2012
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