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Office of Securities
Press Releases

Date

Description

 
September 11, 2009 Maine’s Office of Securities Finalizes Agreements with JP Morgan and Merrill Lynch to Settle Auction Rate Securities Cases
August 21, 2009 Maine’s Office of Securities Joins National Campaign to Arm Investors with Information about Top Investor Traps
July 30, 2009 Office of Securities Announces Agreement with Bank of America to Settle Auction Rate Securities Case
June 15, 2009 Office of Securities' Investigations Lead to Indictments
June 15, 2009 Governor, State Agencies and Private Organizations Recognize World Elder Abuse Awareness Day
May 29, 2009 Securities Administrator Judith Shaw's interview on MPBN
April 17, 2009 Auction Rate Securities Case Settlement Reached
December 19, 2008 Use Caution Purchasing Gold or Silver on the Internet
December 4, 2008 Securities Administrator Judith Shaw at Work--Consumer Protection High Priority
July 21, 2008 Office of Securities issues warning on Almighty Wind, Inc.
February 25, 2008 America Saves Week
July 12, 2007 Office of Securities Obtains Restitution
May 22, 2006 Oil and Gas Scams Warning
November 15, 2005 Protect Online Brokerage Accounts from "Stock Hackers"
September 09, 2005 Hurricane-Related Scams Warning
April 25, 2005 Consumer Protection and Pro-Business Capital Formation Law
March 9, 2005 Maine Investors Protected from Florida-based Investment Company
   
»All Department of Professional & Financial Regulation Press Releases  

Last Updated: April 10, 2009