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Office of Securities
Press Releases

Date

Description
April 21, 2021 Attorney General and Securities Administrator Warn Public About New Phone Scam
September 25, 2020 Maine Securities Administrator Joins with CFTC to Charge Precious Metals Dealers in $185 Million Scheme Targeting Elderly Investors
April 21, 2020 Maine Supreme Court Affirms Convictions in Elder Financial Exploitation Case
April 3, 2020 Maine Securities Administrator Warns COVID-19-Related Investment Schemes Anticipated
March 25, 2020 Maine Securities Administrator Issues Order Providing Temporary Regulatory Relief For Financial Industry
March 10, 2020 Maine Securities Administrator Reminds Investors To Remain Calm During Market Volatility And Beware Of Con Artists
December 23, 2019 Maine Securities Administrator Announces Top Investor Threats For 2020
June 13, 2019 Military & Families Resource Fair
April 24, 2019 Maine Securities Administrator Announces 10 Year Sentence in Elder Financial Exploitation Case
November 13, 2018 Maine Securities Administrator Announces Conviction in Elder Financial Exploitation Case
May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maines NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maines Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
April 21, 2021 Attorney General and Securities Administrator Warn Public About New Phone Scam
September 25, 2020 Maine Securities Administrator Joins with CFTC to Charge Precious Metals Dealers in $185 Million Scheme Targeting Elderly Investors
April 21, 2020 Maine Supreme Court Affirms Convictions in Elder Financial Exploitation Case
April 3, 2020 Maine Securities Administrator Warns COVID-19-Related Investment Schemes Anticipated
March 25, 2020 Maine Securities Administrator Issues Order Providing Temporary Regulatory Relief For Financial Industry
March 10, 2020 Maine Securities Administrator Reminds Investors To Remain Calm During Market Volatility And Beware Of Con Artists
December 23, 2019 Maine Securities Administrator Announces Top Investor Threats For 2020
June 13, 2019 Military & Families Resource Fair
April 24, 2019 Maine Securities Administrator Announces 10 Year Sentence in Elder Financial Exploitation Case
November 13, 2018 Maine Securities Administrator Announces Conviction in Elder Financial Exploitation Case
May 25, 2018 Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maines NextGen College Investing Plan
April 20, 2018 Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
March 5, 2018 Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
June 13, 2017 In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
August 22, 2016 Maines Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
   
   
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Last Updated: April 19, 2024