Real Estate Commission - Disciplinary Action
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2006
ADAMS, PETER R.
License Number: DB108308
License Type: Designated Broker
Case Number: 2005-REC-2336
Disposition: Consent Agreement dated 1/11/06
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a January 2004 conviction on
his license renewal application in December 2005. Licensee agreed to
a $200 civil penalty.
ANDREWS, JANET
License Number: BR211723
License Type: Broker
Case Number: 2005-REC-47
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee listed for sale a property at which an oil spill occurred.
Licensee failed to provide written disclosure information about the
occurrence to prospective buyers. Licensee agreed to a $500 civil penalty
and complete a 3-hour educational course.
ARAMINI, JULIO D.
License Number: BA901082
License Type: Associate Broker
Case Number: 2005-REC-47
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee listed for sale a property at which an oil spill occurred.
Licensee failed to provide written disclosure information about the
occurrence to prospective buyers. Licensee agreed to a $500 civil penalty
and complete a 3-hour educational course.
BAILEY, LINDA C.
License Number: BR108480
License Type: Broker
Case Number: 2004-REC-8
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee represented sellers who agreed to escrow $800 as part
of a sale of property. Licensee released her clients' money to the escrow
agent without a written agreement between the parties specifying the
terms under which the money would later be disbursed. Licensee agreed
to a $900 civil penalty.
BARNES, LARRY A.
License Number: SA905165
License Type: Sales Agent
Case Number: 2006-REC-2606
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. Licensee agreed to a $300 civil penalty.
BELANGER, IRENE L.
License Number: BR115704
License Type: Broker
Case Number: 2006-REC-2495
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee certified to compliance with the continuing education
requirement when renewing her license. An audit of her credits revealed
that licensee completed three clock hours of education after her license
was renewed. Licensee agreed to a $500 civil penalty.
CLIFFORD, PETER A.
License Number: IA906028
License Type: Inactive Associate Broker
Case Number: 2006-REC-3106
Disposition: Consent Agreement dated 12/14/06
Summary: Licensee certified to compliance with the continuing education requirement when he renewed his active license. Licensee failed to respond to a notice of audit of his credits. Licensee agreed to the immediate revocation of his license.
CYR, JOHN P.
License Number: BR901926
License Type: Broker
Case Number: 2004-REC-36
Disposition: Consent Agreement dated 2/16/06
Summary: Licensee failed to disclose to the purchaser of a property
information about structural problems with the building. Licensee agreed
to pay $4,000 to the purchaser.
D'ANDREA, TERESA A.
License Number: SA 911068
License Type: Sales Agent
Case Number: 2006-REC-2575
Disposition: Consent Agreement dated 4/12/06
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $300 civil penalty.
DAVID, NATHAN O.
License Number: SA910280
License Type: Sales Agent
Case Number: 2006-REC-2009
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
DE GROAT, AUSTIN C.
License Number: BR900549
License Type: Broker
Case Number: 2006-REC-2973
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee prepared broker price opinions without including statutorily-required
language disclosing that the opinion was not prepared by an appraiser
and may not comply with appraisal standards. Licensee agreed to a $300
civil penalty.
DEARDEN, DONALD A.
License Number: BA904311
License Type: Associate Broker
Case Number: 2006-REC-2594
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. Licensee disclosed a February 2006 conviction in
April 2006. Licensee agreed to a $200 civil penalty.
FITZGERALD, PAUL B.
License Number: SA910878
License Type: Sales Agent
Case Number: 2006-REC-2497
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
FLYNN, ERIC F.
License Number: BA906411
License Type: Associate Broker
Case Number: 2006-REC-2875
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the required core course before renewal.
Licensee agreed to a $700 civil penalty.
FONTAINE, BRENDA
License Number: BR114239
License Type: Broker
Case Number: 2004-REC-50
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee listed a property for sale and advertised it on a
multiple listing service. The advertising showed the property was 2.98
acres when it was actually 1.97 acres. Licensee failed to review the
advertising, thereby allowing incorrect information to be disseminated.
Licensee agreed to a $1,900 civil penalty.
FRASER, LINDA S.
License Number: DB611102
License Type: Designated Broker
Case Number: 2006-REC-2838
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course before renewal.
Licensee agreed to a $500 civil penalty.
GABRIEL, DANIEL G.
License Number: DB108285
License Type: Designated Broker
Case Number: 2006-REC-2500
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 hours. Licensee agreed to a $900 civil penalty,
and agreed to complete 3 hours of approved education.
GREENLAW, KEITH D., JR.
License Number: BA905283
License Type: Associate Broker
Case Number: 2004-REC-8
Disposition: Consent Agreement dated 1/11/06
Summary: Licensee took escrowed money without a written agreement from
the parties involved in the matter, held the money without depositing
into the agency's account, and requested release of the money to one
of the parties without a written release. Licensee failed to inform
the designated broker that he had the escrowed money so that it could
be deposited. Licensee told the agency controller that he had written
releases from the parties for release of the money when no such releases
existed. Licensee agreed to pay $800 to the complainants. Licensee agreed
to a $900 civil penalty and a 15 day suspension of his license.
GRIFFIN, MELISSA L.
License Number: SA910442
License Type: Sales Agent
Case Number: 2005-REC-2323
Disposition: Consent Agreement dated 1/11/06
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
HANSCOM, JAMES M.
License Number: BA905211
License Type: Associate Broker
Case Number: 2006-REC-2859
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the required core course before renewal.
Licensee agreed to a $500 civil penalty and agreed to complete the core
course.
HANSEN, KATHERINE S.
License Number: BA910423
License Type: Associate Broker
Case Number: 2005-REC-2298
Disposition: Consent Agreement dated 1/11/06
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed an April 2003 conviction in
November 2005. Licensee agreed to pay a $200.00 civil penalty.
INGERSOLL, WILLIAM E.
License Number: BA904272
License Type: Associate Broker
Case Number: 2005-REC-47
Disposition: Consent Agreement dated 4/12/06
Summary: Licensee represented a buyer who contracted to purchase property
at which an oil spill occurred. Licensee failed to request further disclosure
information after learning of the spill and did not suggest that buyer
consult professionals regarding future consequences. Licensee agreed
to a $700 civil penalty and agreed to complete a 3 hour educational
course.
KALLENBACK, WALTER D., JR.
License Number: BR910674
License Type: Broker
Case Number: 2006-REC-2423
Disposition: Consent Agreement dated 2/16/06
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a March 2004 conviction in January
2006. Licensee agreed to a $200 civil penalty.
KOVACS, EUGENIA
License Number: BA906303
License Type: Associate Broker
Case Number: 2006-REC-2836
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course before renewal.
Licensee agreed to a $500 civil penalty and agreed to complete the core
course.
LAWSON, KENT M.
License Number: SA911631
License Type: Sales Agent
Case Number: 2006-REC-2772
Disposition: Consent Agreement dated 7/20/06
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
LETT, DEJA A.
License Number: SA907264
License Type: Sales Agent
Case Number: 2006-REC-2671
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
LEWIS, JANICE E.
License Number: BR906035
License Type: Broker
Case Number: 2006-REC-2427
Disposition: Consent Agreement dated 7/20/06
Summary: Licensee partially modified a document used to obtain the consent
of clients to the practice of disclosed dual agency, leaving conflicting
information in the document that suggested she was acting as a dual
agent, and allowed the sellers of property to sign the document agreeing
to disclosed dual agency when she was not an agent in the transaction.
Licensee failed to obtain and provide property disclosure information
to buyers of the property. Licensee agreed to a $1,000 civil penalty.
LIBBY, ROBERT Q.
License Number: DB903223
License Type: Designated Broker
Case Number: 2006-REC-2636
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the required core course for renewal.
Licensee agreed to a $600 civil penalty and agreed to complete the required
core course.
MacFarlane, William G.
License Number: DB109382
License Type: Broker
Case Number: 2006-REC-2572
Disposition: Decision and Order dated 12/14/06
Summary: Licensee certified to compliance with the continuing education requirement when renewing his license. An audit of his credits revealed that licensee did not complete the required core course. The commission fined licensee $800 and ordered licensee to complete the core course.
MALONE, JOSEPH M.
License Number: DB107075
License Type: Designated Broker
Case Number: 2006-REC-2479
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 14 hours and did not complete required core
course. Licensee agreed to pay a $900 civil penalty, and agreed to complete
the 3-hour core course.
MCGOON, ADAM R.
License Number: SA911526
License Type: Sales Agent
Case Number: 2006-REC-2745
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. Licensee agreed to a $600 civil penalty.
MCINNIS, TIMOTHY J.
License Number: BA906494
License Type: Associate Broker
Case Number: 2006-REC-3075
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee certified to compliance with the continuing education
requirement when renewing his license. An audit of his credits revealed
that licensee completed three clock hours of education after his license
was renewed. Licensee agreed to pay an $800 civil penalty and to complete
six hours of education.
MCMORROW-HALLOCK, EILEEN
License Number: BA204148
License Type: Associate Broker
Case Number: 2006-REC-2771
Disposition: Consent Agreement dated 7/20/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course for renewal.
Licensee agreed to a $500 civil penalty.
MCMULLEN, DARREN C.
License Number: BA909503
License Type: Associate Broker
Case Number: 2006-REC-2627
Disposition: Decision and Order dated 7/20/06
Summary: Licensee falsely stated that he had a high school diploma,
a minimum qualification, on both his sales agent and associate broker
license applications. The commission suspended the associate broker
license for 90 days and fined licensee $3,000.
MERCIER, WILLIAM W.
License Number: SA911449
License Type: Sales Agent
Case Number: 2006-REC-2716
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
MORRIS, JANE E.
License Number: BA906034
License Type: Associate Broker
Case Number: 2006-REC-2467
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 6 hours of education for renewal. Licensee agreed
to a $1,2000 civil penalty, and agreed to complete 9 hours of approved
education.
MURPHY, RICHARD W.
License Number: BR 109439
License Type: Broker
Case Number: 2006-REC-2388
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee acted as a buyer broker in a transaction. He placed
a mechanic's lien on property his client was buying although he did
not have an agreement with the owner of the property to provide brokerage
services, as required by the mechanic's lien law. Licensee agreed to
a $500 civil penalty.
MARCO, JOYCE E.
License Number: BA904006
License Type: Associate Broker
Case Number: 2006-REC-2607
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the core course required for renewal.
Licensee agreed to a $500 civil penalty and agreed to complete the required
course.
OBERT, LORRI J.
License Number: SA901413
License Type: Sales Agent
Case Number: 2006-REC-2770
Disposition: Consent Agreement dated 7/20/06
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
O'HALLORAN, DANI L.
License Number: BA903862
License Type: Associate Broker
Case Number: 2005-REC-129
Disposition: Decision and Order dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 12 hours before renewal. The board fined licensee
$100.
OUELLETTE, LISA D.
License Number: DB113924
License Type: Broker
Case Number: 2006-REC-3015
Disposition: Consent Agreement dated 12/14/06
Summary: Licensee allowed printed advertisements to appear under a trade name other than the trade name of the agency as licensed with the commission, and which promoted a licensee whose license was under suspension. Licensee agreed to a $500 civil penalty.
PELLETIER, ALDEN R.
License Number: BA906383
License Type: Associate Broker
Case Number: 2006-REC-2837
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee to certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 hours before renewal. Licensee agreed to
a $700 civil penalty and agreed to complete three hours of education.
PERRY, RICHARD L., JR.
License Number: BA911289
License Type: Associate Broker
Case Number: 2006-REC-2643
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a June 2002 conviction in March
2006. Licensee agreed to a $300 civil penalty.
PIERCE, CATHERINE L.
License Number: BR110276
License Type: Broker
Case Number: 2006-REC-2637
Disposition: Decision and Order dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course until after
renewal. The board fined licensee $600.
PIERSON, BRONWEN T.
License Number: BA911937
License Type: Associate Broker
Case Number: 2006-REC-2825
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee failed to disclose a 1992 criminal conviction from
another state when she applied for a sales agent license in 2004 but
did disclose the conviction in 2006 when she applied for an associate
broker license. Licensee agreed to a $200 civil penalty.
PRIESTER, MCCLAIN
License Number: BR112691
License Type: Broker
Case Number: 2006-REC-3090
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee certified to compliance with the continuing education
requirement when renewing his license. An audit of his credits revealed
that licensee completed 16 hours of education before renewing his license.
Licensee agreed to a $600 civil penalty and to complete five hours of
education.
RENDLE, J. BRADFORD III
License Number: BA213119
License Type: Associate Broker
Case Number: 2006-REC-2422
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that he had completed 12 hours of education before renewal. Licensee
agreed to a $700 civil penalty.
RICE, MILDRED A.
License Number: BR111472
License Type: Broker
Case Number: 2006-REC-2934
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee certified to compliance with the continuing education
requirement when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course before her license
was renewed. Licensee agreed to a $500 civil penalty.
RICKS, FELISA D.
License Number: BA909555
License Type: Associate Broker
Case Number: 2006-REC-2608
Disposition: Decision and Order dated 7/20/06
Summary: Licensee transferred money from the agency trust account to
other agency operating accounts and for her own personal use. The commission
revoked the license and fined licensee $4,000.
ROBERTS, EDWARD A.
License Number: SA911978
License Type: Sales Agent
Case Number: 2006-REC-2866
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. Licensee agreed to a $500 civil penalty.
ROCK, PAULINE R.
License Number: BA901224
License Type: Associate Broker
Case Number: 2004-REC-100
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee failed to present required forms to consumers; failed
to maintain copies of required forms; identified herself as a dual agent
when she did not have written consent of the parties to such a role;
improperly filed a lien without legal standing to do so; and demonstrated
incompetence in her overall conduct. Licensee agreed to a 30 day suspension
of her license and a $2,800 civil penalty. Licensee also agreed to complete
an educational course.
RODRIGUE, FRANCOIS J.
License Number: BR 111715
License Type: Broker
Case Number: 2004-REC-104
Disposition: Decision and Order dated 12/14/06
Summary: Licensee failed to protect his clients by not verifying information about the acceptable use of their property; promoted the property without verifying its proper use; misrepresented the property in advertisements; provided conflicting disclosure information; and demonstrated bad faith, incompetency; untrustworthiness or dishonest, fraudulent or improper dealings. The commission fined licensee $5000, suspended the license, and ordered licensee to complete an education course before reinstatement of his license.
ROY, GREGORY B.
License Number: BA912135
License Type: Associate Broker
Case Number: 2006-REC-2551
Disposition: Commission Order dated 11/16/06
Summary: Licensee advertised real estate brokerage related services
without using the name of the agency with which he was affiliated; used
business cards that did not have his current agency information but
had crossed out information about an agency with which he was not affiliated;
stapled an outdated business card and an advertisement of an auction
of property that was not listed with his agency in an advertising magazine;
and failed to keep his designated broker informed of his advertising
activity. The Commission fined licensee $500 and ordered licensee to
complete the current associate broker educational course.
RUSSO, FAITH F.
License Number: SA908400
License Type: Sales Agent
Case Number: 2005-REC-28
Disposition: Consent Agreement dated 2/16/06
Summary: Licensee presented an offer to her clients that did not specify
it was a back up offer to an existing contract. Licensee disclosed terms
of a contract without the permission of the parties. Licensee agreed
to an $800 civil penalty.
RYDER, CLAYBURN L.
License Number: BR104989
License Type: Broker
Case Number: 2004-REC-46
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee failed to provide a Commission-required form to his
clients at their first meeting, and failed to obtain the informed written
consent of the seller to act as a dual agent when he listed the seller's
property for sale. Licensee agreed to an $800 civil penalty.
SALEEBY, DIANNA M.
License Number: BA906062
License Type: Associate Broker
Case Number: 2006-REC-2524
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee had not completed the required core course. Licensee agreed
to a $600 civil penalty.
SATTER, ROBERT A.
License Number: BR906102
License Type: Broker
Case Number: 2006-REC-2600
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the core course required for renewal.
Licensee agreed to a $700 civil penalty and agreed to complete the required
course.
SAVARD, KRISTINA L.
License Number: BA905480
License Type: Associate Broker
Case Number: 2006-REC-2571
Disposition: Decision and Order dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. Licensee was notified two times
that her credits were being audited and she failed to respond to either
notice. The board revoked the license.
SCHLEGEL, KAREN A.
License Number: BR113786
License Type: Broker
Case Number: 2005-REC-124
Disposition: Commission Order dated 6/15/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course for renewal.
The board imposed a $600 civil penalty on licensee.
SCRIBNER, JOHN H.
License Number: SA910541
License Type: Sales Agent
Case Number: 2005-REC-2364
Disposition: Consent Agreement dated 1/11/2006
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. License agreed to a $200 civil penalty.
SPANG, CHERYL L.
License Number: DB108210
License Type: Designated Broker
Case Number: 2005-REC-2014
Disposition: Consent Agreement dated 1/11/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 3 hours before her renewal license was issued
and 12 hours after she submitted her renewal application. Licensee agreed
to a $1,000 civil penalty.
STANLEY, MARGO H.
License Number: DB109140
License Type: Designated Broker
Case Number: 2004-REC-95
Disposition: Decision and Order dated 8/30/06
Summary: Licensee failed to disclose to a buyer that property being
purchased had failed three soils tests and that any septic system installed
would have to be placed on an abutter's property. The board revoked
the license.
STARRETT, CHRISTINE M.
License Number: SA910819
License Type: Sales Agent
Case Number: 2006-REC-2470
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
STICKNEY, JOSESPH S.
License Number: DB113167
License Type: Designated Broker
Case Number: 2006-REC-2876
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the required core course before renewal.
Licensee agreed to an $800 civil penalty and agreed to complete the
core course.
STONE, GRETCHEN E.
License Number: BA206509
License Type: Associate Broker
Case Number: 2004-REC-134
Disposition: Consent Agreement dated 3/23/06
Summary: Licensee listed property for sale. For advertising purposes,
licensee obtained information from the town tax records which showed
a specific square footage for the property. Her client provided a deed
which showed a different square footage figure. Licensee failed to fully
review the deed and therefore did not note the discrepancy. Licensee
agreed to a $500 civil penalty.
SYLVESTER, JOHN E.
License Number: DB900150
License Type: Designated Broker
Case Number: 2006-REC-2860
Disposition: Consent Agreement dated 11/16/06
Summary: Licensee certified to compliance with the continuing education
requirement when renewing his license. An audit of his credits revealed
that licensee did not complete all the required continuing education
clock hours before his license was renewed. Licensee agreed to a $500
civil penalty.
TARDIE, MATTHEW G.
License Number: SA911977
License Type: Sales Agent
Case Number: 2006-REC-2865
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
TREMBLAY, RONALD A.
License Number: IA904842
License Type: Inactive Associate Broker
Case Number: 2005-REC-108
Disposition: Commission Order dated 11/16/06
Summary: Licensee failed to comply with a previous Commission Order.
Licensee's inactive associate broker license was revoked.
TREMBLAY, RONALD A.
License Number: IA904842
License Type: Inactive Associate Broker
Case Number: 2005-REC-108
Disposition: Commission Order dated 6/15/06
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a June 2004 conviction in August
2005. The board imposed a $500 civil penalty on licensee.
TURCOTTE, TERESA A.
License Number: SA906821
License Type: Sales Agent
Case Number: 2004-REC-143
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee changed the results of a water test conducted as part
of a real estate transaction. Licensee agreed to a $2,000 civil penalty
and agreed not to apply for a license for 5 years.
WISEMAN, CASH C.
License Number: BR714470
License Type: Broker
Case Number: 2005-REC-53
Disposition: Consent Agreement dated 4/12/06
Summary: Licensee failed to comply with a consent agreement which required
him to submit his continuing education credits with this April 2005
license renewal. Licensee agreed to a $500 civil penalty and agreed
to submit 21 credits with his April 2007 license renewal.
WOLCOTT, JAMES R.
License Number: BA904147
License Type: Associate Broker
Disposition: Consent Agreement dated 12/14/06
Summary: Licensee certified to compliance with the continuing education requirement when renewing his license. An audit of his credits revealed that licensee completed 3 clock hours of education after his license was renewed. Licensee agreed to a $700 civil penalty.WORDEN, TIMOTHY F.
License Number: DB102534
License Type: Designated Broker
Case Number: 2006-REC-2421
Disposition: Consent Agreement dated 6/15/06
Summary: Licensee allowed real estate brokerage related advertising
to appear on behalf of his company that was not in the name of the company
as licensed or was deceptive. Licensee agreed to a $1,000 civil penalty
and agreed to adopt an advertising policy in compliance with Commission
requirements.
YOUNG, LAWRENCE F.
License Number: BA911910
License Type: Associate Broker
Case Number: 2006-REC-2863
Disposition: Consent Agreement dated 8/30/06
Summary: Licensee was licensed in 2004 as a sales agent did not disclose
any criminal convictions. In 2006 Licensee disclosed on his associate
broker license application that he had criminal convictions in 1971,
1981, and "the late 1980's." Licensee agreed to a $600 civil
penalty.
ZEPHIR, STERLIN J.
License Number: SA910029
License Type: Sales Agent
Case Number: 2005-REC-114
Disposition: Consent Agreement dated 5/18/2006
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
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2005
ANDREWS, FRED L.
License Number: DB205890
License Type: Designated Broker
Case Number: 2005085
Disposition: Consent Agreement dated 8/8/05
Summary: Licensee failed to notify the Director within 10 days of two
criminal convictions. Licensee disclosed convictions in 2003 and 2004
on his license renewal application in 2005. Licensee agreed to a $500
civil penalty.
BELLEFLEUR, TAMMITHA L.
License Number: SA910301
License Type: Sales Agent
Complaint Number: 2005-REC-2006
Disposition: Consent Agreement dated 11/10/05
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
BERRY, DONALD J.
License Number: DB902228
License Type: Designated Broker
Complaint Number: 2004-REC-18
Disposition: Consent Agreement dated 11/10/05
Summary: Licensee failed to properly supervise a sales agent within
the first 90 days of the agent's affiliation with the agency. Licensee
failed to make an earnest money deposit within the proper time. Licensee
agreed to pay $2,000 to the complainant.
BERRY, JENNIFER L.
License Number: SA906408
License Type: Sales Agent
Case Number: 2005034
Disposition: Consent Agreement dated 4/21/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On March 4, 2005 licensee notified the director
of a conviction on December 21, 2004. Licensee agreed to a $200 civil
penalty.
BROWN, DAVID B.
License Number: BA905624
License Type: Associate Broker
Case Number: 2005048
Disposition: Consent Agreement dated 4/21/05
Summary: Licensee failed to disclose criminal convictions on his license
application, and failed to notify the director within 10 days of a criminal
conviction. On March 29, 2005 licensee notified the director of a conviction
in July 2004. Licensee agreed to a $300 civil penalty.
CHAMPAGNE, KEVIN J.
License Number: SA907722
License Type: Sales Agent
Case Number: 2005051
Disposition: Consent Agreement dated 5/19/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On March 4, 2005 licensee notified the director
of a conviction on December 15, 2004. Licensee agreed to a $200 civil
penalty.
COBB, FRANKLIN O. III
License Number: IB100897
License Type: Inactive Broker
Case Number: 2005060
Disposition: Consent Agreement dated 9/22/05
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a conviction in 2003 on his
license renewal application in 2005. Licensee agreed to a $200 civil
penalty.
CROMWELL, JULIE A.
License Number: DB903277
License Type: Designated Broker
Case Number: 2003139
Disposition: Consent Agreement dated 7/21/05
Summary: Licensee released disputed deposit without properly notifying
the parties to the contract. Licensee agreed to a $500 civil penalty.
DALY, WILLIAM J.
License Number: SA909793
License Type: Sales Agent
Case Number: 2005095
Disposition: Consent Agreement dated 7/21/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
DEPOT, DAVID H.
License Number: BA906801
License Type: Associate Broker
Complaint Number: 2004152
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. In December 2004 Licensee disclosed on his license
application a conviction from March 2003. Licensee agreed to a $200
civil penalty.
DOUCETTE, JOHN M. III
License Number: BA910033
License Type: Associate Broker
Case Number: 2005115
Disposition: Consent Agreement dated 9/22/05
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a conviction in 2004 on his
2005 associate broker license application which had not previously been
disclosed. Licensee agreed to a $200 civil penalty.
DOUGLASS, JUSTIN W.
License Number: SA907704
License Type: Sales Agent
Case Number: 2005036
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On February 28, 2005 licensee notified the director
of a conviction on January 18, 2005. Licensee agreed to a $200 civil
penalty.
DUNHAM, TIMOTHY M.
License Number: DB905294
License Type: Designated Broker
Case Number: 2005120
Disposition: Consent Agreement dated 10/17/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 14 hours for renewal. Licensee agreed to pay
a $600 civil penalty, and to complete at least 2 clock hours of continuing
education.
EARLE, DAVID A.
License Number: BA906803
License Type: Associate Broker
Complaint Number: 2004-REC-155
Disposition: Decision and Order dated 11/10/05
Summary: Licensee failed to keep his designated broker informed of transactions
brokered on behalf of the agency and deposited into his personal bank
account three commission checks earned by the agency. The board revoked
the license.
HALL, DONNA M.
License Number: BR905234
License Type: Broker
Case Number: 2004020
Disposition: Consent Agreement dated 10/20/05
Summary: Licensee failed to obtain a copy of an existing survey of property
being purchased by her client when she was aware that the buyer was
questioning the amount of acreage included in the transaction. Licensee
agreed to pay a $1,000 civil penalty.
HALL, STEPHEN E
License Number: BA205486
License Type: Associate Broker
Case Number: 2003059
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to notify his seller client that the buyer
of the seller's property had not submitted the earnest money deposit
required by a purchase and sale agreement. The sale did not close and
the seller requested the deposit, at which time he was informed by Licensee
that the deposit had not been received. Licensee agreed to pay $500
to the seller.
HALSEY, AMY J.
License Number: BA906022
License Type: Associate Broker
Case Number: 2004153
Disposition: Commission Order dated 4/21/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On December 22, 2004 licensee notified the director
of a conviction on February 6, 2002. The commission issued licensee
a $300 civil penalty.
HAMILTON, BRYCE E.
License Number: BR107762
License Type: Broker
Complaint Number: 2003049
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee failed to provide to buyers of property or their broker
information about debris on the property, covered by snow at the time
of the contract. Licensee agreed to pay $500 to the complainants.
HOLT, ROGER I., III
License Number: SA909285
License Type: Sales Agent
Case Number: 2005044
Disposition: Consent Agreement dated 4/21/05
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. Licensee agreed to a $200 civil penalty.
HONAN, MARY T.
License Number: BR107779
License Type: Broker
Case Number: 2003068
Disposition: Consent Agreement dated 5/19/05
Summary: Licensee was a dual agent for the parties to a transaction
in which the buyer was completing improvements to the property before
the closing. The seller agreed to limited access but the buyer stayed
at the property and the seller decided the improvements being done were
not what she had agreed to. Licensee failed to suggest that the parties
have a written agreement about what improvements were to be completed
prior to the closing. Licensee agreed to a $600 civil penalty.
HUMES, ERIC R.
License Number: BA906010
License Type: Associate Broker
Case Number: 2005035
Disposition: Consent Agreement dated 4/21/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On March 3, 2005 licensee notified the director
of a conviction on January 7, 2005. Licensee agreed to a $200 civil
penalty.
IRELAND, DAVID A.
License Number: DB901604
License Type: Designated Broker
Case Number: 2001081
Disposition: Decision and Order dated 7/21/05
Summary: Licensee failed to properly maintain his agency trust account;
could not account for money his agency was holding for transactions;
failed to produce records for inspection; failed to provide documents
pertaining to matters under investigation; and misrepresented fuel consumption
on a house he owned that he was selling to a client. The commission
suspended the license for 90 days, imposed a $5,000 civil penalty, ordered
licensee to provide a CPA audit of his trust account with future updates,
and barred licensee from holding a designated broker license for 4 years.
IRVING, JEFFREY C.
License Number: SA908965
License Type: Sales Agent
Complaint Number: 2004-REC-154
Disposition: Decision and Order dated 12/15/05
Summary: Licensee failed to pay a civil penalty imposed by the commission
in a previous hearing. The commission revoked the licensee's sales agent
license.
IRVING, JEFFREY C.
License Number: SA908965
License Type: Sales Agent
Case Number: 2004154
Disposition: Commission Order dated 4/21/05
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. The commission issued licensee a $600 civil
penalty.
JAMESON, PATRICK A.
License Number: SA908873
Complaint Type: Sales Agent
Case Number: 2004147
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $300 civil penalty.
JELLISON, DUANE L.
License Number: DB104686
License Type: Designated Broker
Case Number: 2004067
Disposition: Consent Agreement dated 4/21/05
Summary: Licensee represented a seller who agreed with a buyer to have
money held in escrow until the town approved a road. After licensee's
affiliate told the parties that the agency would hold the escrowed money,
licensee decided not to hold the money. No steps were taken to notify
the parties of the decision or to determine who would be the escrow
agent. After the road was approved, the escrowed money could not be
located. Licensee agreed to pay the seller $1,000.
KEENE, APRIL J.
License Number: BA906927
License Type: Associate Broker
Case Number: 2005022
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to disclose on her sales agent license application
in 2003 and on associate broker license application in 2005 that she
had a criminal conviction in 1986. Licensee agreed to a $200 civil penalty.
KELLY, LAURENCE A.
License Number: DB114135
License Type: Designated Broker
Complaint Number: 2005-REC-57
Disposition: Decision and Order dated 11/17/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed three hours after his renewal license was issued.
The board issued licensee a $100 civil penalty.
KENNEY, DANIELLE M.
License Number: BA907505
License Type: Associate Broker
Complaint Number: 2005-REC-140
Disposition: Consent Agreement dated 11/10/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 6 hours during her license renewal term and
6 hours after her renewal license was issued. Licensee agreed to a $600
civil penalty, and agreed to complete 3 clock hours of continuing education.
LABRIE, HENRY G. III
License Number: DB208844
License Type: Designated Broker
Case Number: 2005029
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On February 20, 2005 licensee notified the Director
of a conviction on December 6, 2004. Licensee agreed to a $200 civil
penalty.
LACOUTURE, DAVID M.
License Number: SA910369
License Type: Sales Agent
Complaint Number: 2005-REC-2071
Disposition: Consent Agreement dated 12/15/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
LAMOREAU, DELLA E.
License Number: SA909036
License Type: Sales Agent
Case Number: 2005010
Disposition: Decision and Order dated 8/8/05
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. The board issued licensee a $400 civil penalty.
LAPLANTE, SANDRA L.
License Number: BA906711
License Type: Associate Broker
Case Number: 2005013
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee falsely stated on her sales agent license application
that she graduated high school in 1967. Licensee received a high school
equivalency diploma in December 2004. Licensee agreed to a $1,000 civil
penalty.
LORD, PATRICIA ANN NEWCOMB
License Number: DB714058
License Type: Designated Broker
Case Number: 2003152
Disposition: Consent Agreement dated 7/21/05
Summary: Licensee marketed property as having belonged to Paul Revere
without verifying the accuracy of the statement. Licensee agreed to
a $500 civil penalty.
MACDONALD, MARGARET J.
License Number: BR905812
License Type: Broker
Case Number: 2005119
Disposition: Consent Agreement dated 10/17/05
Summary: Licensee certified completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 12 hours for renewal. Licensee agreed to pay
a $500 civil penalty, and to complete 3 clock hours of continuing education.
MATOS, LAURI A.
License Number: SA909846
License Type: Sales Agent
Case Number: 2005098
Disposition: Consent Agreement dated 8/8/05
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
MILLER, STEPHEN F.
License Number: SA909322
License Type: Sales Agent
Case Number: 2005049
Disposition: Consent Agreement dated 5/19/05
Summary: Licensee failed to disclose a criminal conviction on his license
application. Licensee agreed to a $200 civil penalty.
MOORE, JOSEPH E.
License Number: SA909413
License Type: Sales Agent
Complaint Number: 2005-REC-86
Disposition: Decision and Order dated 12/15/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. The commission revoked the licensee's sales
agent license.
MORIARTY, PATRICK J., JR.
License Number: BA910302
License Type: Associate Broker
Complaint Number: 2005-REC-2007
Disposition: Consent Agreement dated 11/17/2005
Summary: Licensee failed to disclose a criminal conviction on his associate
broker license application. Licensee agreed to a $200 civil penalty.
MORRISON, JOHN J.
License Number: SA907839
License Type: Sales Agent
Complaint Number: 2005-REC-39
Disposition: Commission Order dated 12/15/05
Summary: Licensee was disciplined by the Auctioneers Board for conduct
that demonstrated bad faith, incompetency, untrustworthiness, and dishonest
and improper dealings that arose in a context very similar to that of
real estate brokerage activities, and which can be considered by the
commission for disciplinary action. The commission revoked the licensee's
sales agent license.
OELSTROM, NEIL
License Number: BR904408
License Type: Broker
Case Number: 2002101
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee listed property for sale and knew that the property
was owned by the sister of the person who was acting as the seller.
A buyer contracted to purchase the property with the brother of the
actual owner, not knowing that the real owner was the sister. Before
the closing, the sister conveyed title of the property to her brother
and numerous liens were attached, delaying the transfer of title for
several months. License agreed to a $1,000 civil penalty.
OLSON, DARLENE M.
License Number: BA901123
License Type: Associate Broker
Complaint Number: 2005-REC-2010
Disposition: Consent Agreement dated 12/15/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. Licensee notified the director in October 2005
of a conviction in November 2004. Licensee agreed to a $200 civil penalty.
PARSONS, DIANA B.
License Number: DB905702
License Type: Designated Broker
Case Number: 2004075
Disposition: Decision and Order dated 7/21/05
Summary: Licensee failed to maintain a place of business and failed
to produce trust account records for review. The board ordered licensee
to make a full accounting of all money held in the agency trust account
since January 2003, and suspended the license until such time as she
complies with the first provision of the order.
PATTERSON, JEFFREY A.
License Number: SA202584
License Type: Sales Agent
Case Number: 2004141
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee is currently on probation for two criminal convictions.
The license was issued on condition that licensee report any changes
in probation status.
PERRY, PETER J.
License Number: DB 101771
License Type: Designated Broker
Complaint Number: 2005-REC-75
Disposition: Decision and Order dated 11/17/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed only 10 hours before his renewal license was
issued. The commission imposed a $300 civil penalty.
POULIN, MARCEL B.
License Number: BR103751
License Type: Broker
Case Number: 2005141
Disposition: Consent Agreement dated 10/17/05
Summary: Licensee failed to comply with the terms of an executed consent
agreement. Licensee agreed to pay a$200 civil penalty, and to complete
15 clock hours of continuing education.
POVELITE, RANDY D.
License Number: BA902002
License Type: Associate Broker
Case Number: 2005066
Disposition: Consent Agreement dated 5/19/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent and associate broker license applications. Licensee also failed
to disclose two other convictions within 10 days of the convictions.
Licensee failed to disclose convictions in 2003 and 2004 until contacted
by the director in 2005. Licensee agreed to a $900 civil penalty.
PURINGTON, AUDRA L.
License Number: SA907546
License Type: Sales Agent
Case Number: 2005072
Disposition: Consent Agreement dated 6/16/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On March 19, 2005 licensee notified the director
of a conviction on June 22, 2004. Licensee agreed to a $200 civil penalty.
PUSHOR, PETER P.
License Number: SA909182
License Type: Sales Agent
Complaint Number: 2005-REC-37
Disposition: Decision and Order dated 12/15/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. The commission imposed a $300 civil penalty.
REED, DAVID M.
License Number: BA900688
License Type: Associate Broker
Case Number: 2005020
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. On January 31, 2005 licensee notified the commission
of a conviction on December 5, 2004. Licensee agreed to a $200 civil
penalty.
RICHARD, TAMMY J.
License Number: BA904556
License Type: Associate Broker
Case Number: 2005079
Disposition: Consent Agreement dated 7/21/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee had completed 12 clock hours before her license was renewed.
Licensee agreed to a $700 civil penalty and agreed to submit 3 clock
hours of approved continuing education.
RICKER, SUZANNE D.
License Number: DB 904820
License Type: Designated Broker
Complaint Number: 2005-REC-2055
Disposition: Consent Agreement dated 12/15/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed only 12 hours before her renewal license was
issued. Licensee agreed to a 30 day suspension of her license and agreed
to complete 3 clock hours of education.
RUSSO, VINCENT L.
License Number: SA909792
License Type: Sales Agent
Case Number: 2005096
Disposition: Consent Agreement dated 8/25/05
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
SCOTT, KATHLEEN F.
License Number: DB715564
License Type: Designated Broker
Case Number: 2005005
Disposition: Decision and Order dated 6/16/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 12 hours of education for renewal. The board
issued licensee a $700.00 civil penalty, ordered licensee to complete
3 clock hours of education, and ordered licensee to submit her continuing
education credits with her next renewal.
SEEKINS, BRIAN R.
License Number: SA909029
License Type: Sales Agent
Case Number: 2005008
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
SEEKINS, BRIAN R.
License Number: SA 909029
License Type: Sales Agent
Case Number: 2005008
Disposition: Commission Order dated 10/17/05
Summary: Licensee failed to comply with the terms of a previously executed
consent agreement. Licensee's license was revoked.
TEDFORD, HOLLIS C. III
License Number: BR607847
License Type: Broker
Case Number: 2005009
Disposition: Decision and Order dated 6/16/05
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 hours of education for renewal. The board
issued licensee a $1000 civil penalty, ordered licensee to complete
3 clock hours of education, and ordered licensee to submit his continuing
education credits with his next renewal.
TEEL, WILL R.
License Number: SA909317
License Type: Sales Agent
Complaint Number: 2005-REC-71
Disposition: Decision and Order dated 12/15/2005
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. The commission revoked the licensee's sales
agent license.
WHITEHOUSE, ROGER W.
License Number: DB112227
License Type: Designated Broker
Case Number: 2003075
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee was notified that the Department of Transportation
was seeking an interest in property that he had listed for sale. Licensee
failed to include that information with property disclosure information
that was provided to the buyer of the property. Licensee agreed to a
$500 civil penalty.
WHITEHOUSE, ROGER W.
License Number: DB112227
License Type: Designated Broker
Case Number: 2004096
Disposition: Consent Agreement dated 3/24/05
Summary: Licensee failed to properly notify the parties to a contract
before releasing a disputed earnest money deposit. Licensee agreed to
a $500 civil penalty and agreed to pay $100 to the complainant.
WHITTEN, DONALD R.
License Number: SA908588
License Type: Sales Agent
Case Number: 2004101
Disposition: Consent Agreement dated 1/20/2005
Summary: Licensee failed to disclose criminal convictions on his sale
agent license application. Licensee agreed to the immediate revocation
of his license.
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2004
BALL, DAVID J.
License Number: SA908308
License Type: Sales Agent
Complaint Number: 2004054
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
BEACH, KENNETH H.
License Number: DB104293
License Type: Designated Broker
Complaint Number: 2004007
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee continued to conduct real estate brokerage activity
on behalf of his agency after the agency license expired on April 5,
2003 and before a new license was issued on January 2, 2004. Licensee
agreed to a $500 civil penalty.
BERNIER, DANIELLE S.
License Number: SA908112
License Type: Sales Agent
Complaint Number: 2004048
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
BRADSHAW, MONICA L.
License Number: BA906137
License Type: Associate Broker
Case Number: 2004065
Disposition: Decision and Order dated 10/28/04
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed five hours of education. The board issued licensee
a $2,000 civil penalty, and revoked her license.
BREGGIA, CAMILLO L. III
License Number: BA903677
License Type: Associate Broker
Case Number: 2004083
Disposition: Decision and Order dated 12/16/04
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee had not completed any clock hours before his license was
renewed. The board revoked the license.
BREWER, DANIEL
License Number: BR904099
License Type: Broker
Case Number: 2003017
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee disclosed terms of an offer without prior written
permission of the buyers and the sellers by contacting the buyer's mother
and discussing the offer. Licensee agreed to an $800 civil penalty.
BROWN, MARY LEE
License Number: DB103181
License Type: Designated Broker
Case Number: 2002100
Disposition: Consent Agreement dated 9/16/2004
Summary: Licensee failed to deposit an earnest money deposit within
3 business days of the acceptance of the offer. Licensee agreed to a
$300 civil penalty.
BRYANT, PETER G.
License Number: SA908348
License Type: Sales Agent
Complaint Number: 2004062
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
BRYCE, BRAD D., JR.
License Number: SA907842
License Type: Sales Agent
Complaint Number: 2004024
Disposition: Consent Agreement dated 4/15/04
Summary: Licensee failed to disclose a criminal conviction on his license
application. Licensee agreed to a $200 civil penalty.
CALDERWOOD, JEAN A.
License Number: DB105287
License Type: Designated Broker
Case Number: 2004082
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 14 hours of education. Licensee agreed to a
$500 civil penalty, agreed to complete at least 2 hours of education,
and agreed to submit her continuing education credits with her next
renewal.
CHASE, DEBORAH
License Number: BA902481
License Type: Associate Broker
Case Number: 2004113
Disposition: Consent Agreement dated 10/28/04
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed on September 7, 2004 a conviction
that occurred on October 15, 2003. Licensee agreed to a $200 civil penalty.
CLOUTIER, KEVIN C.
License Number: BA903890
License Type: Associate Broker
Case Number: 2002031
Disposition: Consent Agreement dated 10/28/04
Summary: Licensee improperly paid interest accumulated on an earnest
money deposit to the sellers instead of the buyers. Licensee agreed
to pay the accumulated interest of $592.10 to the buyers.
COLANNINO, JOHN D.
License Number: BA905533
License Type: Associate Broker
Complaint Number: 2003107
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to obtain the prior written permission of the
seller and one interested buyer before disclosing the terms of the buyer's
offer to the broker for another interested buyer. Licensee agreed to
a $300 civil penalty.
COULP, DEBORAH L.
License Number: BA906371
License Type: Associate Broker
Case Number: 2004097
Disposition: Consent Agreement dated 9/16/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed only 12 hours of education, with 9 hours completed
before renewal and 3 hours completed after renewal. Licensee agreed
to a $700 civil penalty, to complete 3 hours of education, and to submit
her continuing education credits with her next renewal.
DAVIS, CHARLOTTE
License Number: BR212319
License Type: Broker
Case Number: 2003021
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to provide an appointed agent agreement and
a disclosed dual agency consent agreement to a buyer when entering into
a brokerage contract with that buyer. Licensee agreed to a $400 civil
penalty.
DICKEY, HERBERT R., III
License Number: BR109514
License Type: Broker
Case Number: 2004022
Disposition: Board Order dated 8/19/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 hours of education. Licensee was issued a
$500 civil penalty, was ordered to complete 3 hours of education, and
was ordered to submit his continuing education credits with his next
renewal.
DUNFEY, DANIEL M.
License Number: BR906335
License Type: Broker
Case Number: 2004098
Disposition: Consent Agreement dated 10/28/04
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 hours of education. Licensee agreed to a
$600 civil penalty, agreed to complete three hours of continuing education,
and agreed to submit his credits with his next renewal.
DUPUIS, RICHARD A.
License Number: SA907633
License Type: Sales Agent
Case Number: 2004013
Disposition: Decision and Order dated 7/15/2004
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application and in discussions with the Director. The
commission revoked the license.
DWINAL, JANIS D.
License Number: BR115232
License Type: Broker
Case Number: 2002121
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to protect and promote the interests of her
principal by ignoring her client's requests to change the terms of a
contract to lease of the property as opposed to sale of the property.
Licensee agreed to a $500 civil penalty.
ECKER, EDWIN W., JR.
License Number: SA907712
License Type: Sales Agent
Complaint Number: 2004011
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
EDGERLY, BRUCE A.
License Number: SA 908847
License Type: Sales Agent
Case Number: 2004142
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
ELLIOTT, HAROLD W.
License Number: SA907513
License Type: Sales Agent
Complaint Number: 2004012
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application and in a telephone interview with the Director.
Licensee agreed to an $800 civil penalty.
FOLEY, JONATHAN E.
License Number: SA908517
License Type: Sales Agent
Case Number: 2004081
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
FONTNEAU, TIMOTHY J.
License Number: BA901764
License Type: Associate Broker
Complaint Number: 2003124
Disposition: Consent Agreement dated 3/18/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee had not completed the core course prior to the expiration
date of his license. Licensee agreed to a $500 civil penalty, and to
submit his continuing education credits with his next renewal.
GARDINER, LINDA N.
License Number: SA908408
License Type: Sales Agent
Case Number: 2004073
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
GIASSON, GLEN E.
License Number: BA906598
License Type: Associate Broker
Case Number: 2004112
Disposition: Consent Agreement dated 10/28/04
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed on September 3, 2004 a conviction
that occurred on December 3, 2003. Licensee agreed to a $200 civil penalty.
HAMEL, JANET A.
License Number: SA908347
License Type: Sales Agent
Case Number: 2004063
Disposition: Consent Agreement dated 7/15/2004
Summary: Licensee failed to disclose criminal convictions on her sales
agent license application. Licensee agreed to a $300 civil penalty.
HEAVNER, KENNETH D.
License Number: DB908881
License Type: Designated Broker
Case Number: 2004150
Disposition: Consent Agreement dated 12/16/04
Summary: Licensee failed to disclose on his license application that
he had previously received disciplinary action in another state where
he was licensed. Licensee agreed to a $600 civil penalty.
HERRING, DONNA L.
License Number: BR115456
License Type: Broker
Case Number: 2004061
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee failed to notify the Commission of the revocation
of her real estate appraiser license within 10 days of receipt of that
Board's decision and order. Licensee agreed to a $200 civil penalty,
and agreed not to offer to or conduct real estate appraisal services
under her real estate broker license until such time as her appraiser
license is reinstated.
HERSOM, JANICE L.
License Number: SA908573
License Type: Sales Agent
Case Number: 2004094
Disposition: Consent Agreement dated 9/16/2004
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
HOLT, LUCILLE A.
License Number: DB206350
License Type: Designated Broker
Case Number: 2003098
Disposition: Consent Agreement dated 10/28/04
Summary: Licensee failed to ensure that earnest money deposits were
made within three business days of acceptance; failed to provide verification
requested by the Director that the agency trust accounts were considered
by the financing institution as trust accounts free from trustee process;
maintained an account for trust money that was not identified as a real
estate trust account and was not free from trustee process; and invested
earnest money of clients and customers without their express permission
and acted as trustee of those investments. Licensee agreed to provide
documentation of procedural steps to ensure deposits are made in a timely
manner, and agreed to provide verification that all agency trust accounts
are properly identified and are free from trustee process. Licensee
also agreed to random audits for two years and to a $1,000 civil penalty.
HOULE, ROBERT A.
License Number: BA904290
License Type: Associate Broker
Complaint Number: 2001109
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee prepared offer for a client to purchase a parcel of
land that was to include an easement over another parcel. Licensee failed
to include any language addressing an easement. Licensee then prepared
an offer for another client to purchase the parcel of land over which
the easement was to run. Licensee again failed to include any language
referencing an easement. After the closings, it was discovered that
a previously prepared survey showing an easement had not been recorded,
and the new owner of the second parcel did not grant an easement to
the other purchaser. Licensee agreed to a $1,000 civil penalty.
HOWE, GARY P.
License Number: SA907104
License Type: Sales Agent
Complaint Number: 2003143
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
KETTERER, SUSANNE P.
License Number: DB107365
License Type: Designated Broker
Case Number: 2004060
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed on May 26, 2004 a conviction
that occurred in March 2004. Licensee agreed to a $200 civil penalty.
LONGSTAFF, CHRISTOPHER H.
License Number: SA907407
License Type: Sales Agent
Complaint Number: 2003133
Disposition: Decision and Order dated 3/18/04
Summary: Licensee failed to disclose on his sales agent license application
criminal convictions from 1995 to 2003. The board: (a) issued licensee
a $2,000 civil penalty, (b) placed the license on probationary status
until July 15, 2005, with the condition that licensee continue to be
affiliated with his current agency and have all documents prepared in
conjunction with two designated licensees, and (c) ordered licensee
to submit periodic reports from his designated broker.
LONGSTAFF, CHRISTOPHER H.
License Number: SA907407
License Type: Sales Agent
Case Number: 2003133
Disposition: Decision and Order dated 10/28/04
Summary: Licensee filed to comply with a previous Commission Order.
The Commission revoked the license.
MASON, JEFFREY A.
License Number: DB104790
License Type: Designated Broker
Case Number: 2002038
Disposition: Consent Agreement dated 7/15/2004
Summary: Licensee failed to properly notify the parties to a disputed
earnest deposit of his intention to release the deposit. Licensee agreed
to a $1000 civil penalty.
MATTHEWS, BARBARA
License Number: BA714034
License Type: Associate Broker
Case Number: 2004078
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee failed to report a criminal conviction to the Commission
within 10 days of the conviction. Licensee agreed to a $200 civil penalty.
MCCARTHY, DANIEL J.
License Number: SA901497
License Type: Sales Agent
Complaint Number: 2004028
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
MELANCON, SHIRLEY J.
License Number: BA900202
License Type: Associate Broker
Complaint Number: 2003150
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. After being notified of an audit
of her credits, licensee submitted documentation of completion of 3
hours continuing education. Licensee agreed to an $800 civil penalty,
agreed to complete 12 hours of continuing education, and agreed to submit
her continuing education credits with her next renewal.
MINOTT, BERNARD T.
License Number: SA908345
License Type: Sales Agent
Case Number: 2004070
Disposition: Consent Agreement dated 7/15/2004
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
MOUFLOUZE, WILLIAM P.
License Number: DB203416
License Type: Designated Broker
Complaint Number: 2003062
Disposition: Decision and Order dated 2/19/04
Summary: License certified to completion of 15 clock hours of continuing
education when renewing his license. After being notified of an audit
of his credits, license submitted documentation of completion of 9 hours
of continuing education. Licensee was issued a $900 civil penalty and
was ordered to complete 6 hours of continuing education.
MOUFLOUZE, WILLIAM P.
License Number: DB203416
License Type: Designated Broker
Case Number: 2003062
Disposition: Decision and Order dated 7/15/2004
Summary: Licensee had previously been issued a civil penalty of $900
and had been ordered to complete 6 hours of continuing education. Licensee
failed to comply with the order. Licensee's designated broker license
was revoked.
MOYER, DIANE
License Number: BA203516
License Type: Associate Broker
Complaint Number: 2003141
Disposition: Consent Agreement dated 4/15/04
Summary: Licensee made a substantial misrepresentation by promoting
a property as being served by a public sewer system when she knew or
should have known that public sewer was not available in the town in
which the property was located. Licensee later failed to ensure that
the advertising of the property was corrected in a timely manner once
she became aware that the property was not served by a public sewer
system. Licensee agreed to a $500 civil penalty.
MURRAY, SANDRA S.
License Number: DB906377
License Type: Designated Broker
Complaint Number: 2004004
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee permitted or authorized a sales agent to conduct brokerage
on behalf of the agency after the expiration of the sale agent's license.
Licensee agreed to a $500 civil penalty.
NELSON, KENNETH J.
License Number: SA908834
License Type: Sales Agent
Case Number: 2004137
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
NESSMANN, GERALD S.
License Number: BA902820
License Type: Associate Broker
Case Number: 2004102
Disposition: Decision and Order dated 11/18/04
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 12 clock hours before his license was renewed
and 3 clock hours after his license was renewed. The commission issued
licensee a $500 civil penalty and ordered licensee to submit his continuing
education credits with his next renewal.
O'HALLORAN, DUANE A.
License Number: SA908431
License Type: Sales Agent
Case Number: 2004076
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application. Licensee agreed to a $200 civil penalty.
PAJAK, MICHAEL W.
License Number: SA907552
License Type: Sales Agent
Complaint Number: 2003146
Disposition: Decision and Order dated 3/18/04
Summary: License failed to disclose a criminal conviction on his sales
agent license application. The board issued licensee a $300 civil penalty.
POOLER, MATTHEW
License Number: IB607504
License Type: Inactive Broker
Complaint Number: 2003149
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a May 2003 conviction in December
2003. Licensee agreed to a $200 civil penalty.
POULIOT, CYNTHIA A.
License Number: BR903459
License Type: Broker
Complaint Number: 2004023
Disposition: Board Order dated 6/17/04
Summary: Licensee renewed her license and paid the renewal fee with
a check drawn on an account with insufficient funds. After repeated
attempts to obtain payment, Licensee did not pay the fee and service
charge. Licensee's broker license was suspended until she pays the full
amount of the check and the service charge and successfully completes
an educational course.
RIDLON, LAURIE A.
License Number: BA907091
License Type: Associate Broker
Complaint Number: 2003103
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee failed to disclose a criminal conviction on her associate
broker license application. Licensee agreed to a $200 civil penalty.
RIVERS, DONALD P.
License Number: DB213097
License Type: Designated Broker
Case Number: 2004099
Disposition: Commission Order dated 11/18/2004
Summary: Licensee certified completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed 3 clock hours before his license was renewed
and 12 clock hours after he was notified of the audit. Licensee was
ordered to pay a $1,000.00 civil penalty, to complete the course "The
Role of the Designated Broker" and to submit his continuing education
credits with his next renewal.
ROSS, BRADLEY A.
License Number: SA908007
License Type: Sales Agent
Complaint Number: 2004034
Disposition: Consent Agreement dated 4/15/04
Summary: Licensee failed to disclose criminal convictions on his license
application. Licensee agreed to a $200 civil penalty.
RUSSELL, SUSAN D.
License Number: BA903643
License Type: Associate Broker
Case Number: 2004072
Disposition: Consent Agreement dated 7/15/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete 15 hours of education. Licensee agreed
to a $500 civil penalty, agreed to complete 15 hours of education, and
agreed to submit her continuing education credits with her next renewal.
SAMIA, BRIAN G.
License Number: BA906317
License Type: Associate Broker
Complaint Number: 2004047
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. In May 2004 licensee disclosed a 2002 conviction.
Licensee agreed to a $200 civil penalty.
SASSI, KENNETH L.
License Number: SA908133
License Type: Sales Agent
Case Number: 2004148
Disposition: Consent Agreement dated 12/16/04
Summary: Licensee failed to disclose criminal convictions on his sales
agent license application. Licensee agreed to the revocation of his
license.
SAWYER, HOWARD P., III
License Number: DB902536
License Type: Designated Broker
Complaint Number: 2001115
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee made an offer to purchase property for a higher price
than his buyer client, for whom licensee had prepared an offer to purchase
the same property. Licensee agreed to a 30 day suspension of his license
and a $3,000 civil penalty.
SHAVER, LORI A.
License Number: SA908311
License Type: Sales Agent
Complaint Number: 2004053
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $300 civil penalty.
SMITH, SUSANNA P.
License Number: SA907578
License Type: Sales Agent
Complaint Number: 2004009
Disposition: Consent Agreement dated 3/18/04
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
SWEETSER, ANGELA M.
License Number: SA907791
License Type: Sales Agent
Complaint Number: 2004021
Disposition: Consent Agreement dated 3/18/04
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200.00 civil penalty.
TAYLOR, ANTHONY B.
License Number: BA904092
License Type: Associate Broker
Case Number: 2004071
Disposition: Consent Agreement dated 8/19/2004
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee completed only 6 hours of education, all of which were
completed after being notified of the audit. Licensee agreed to the
revocation of his license.
THIBODEAU (CARROLL), MARY JANE
License Number: BA904239
License Type: Associate Broker
Case Number: 2003132
Disposition: Consent Agreement dated 7/15/2004
Summary: Licensee had previously entered into a consent agreement in
which she agreed to a one year suspension of her license, to pay a fine,
and to submit 15 clock hours of education. The education credits were
not submitted. Licensee subsequently notified the Commission that she
was undergoing cancer treatment and requested additional time to complete
the education. Licensee agreed to complete 15 hours of education before
the reissuance of her license.
THOMPSON, WALTER A., JR.
License Number: BA904753
License Type: Associate Broker
Complaint Number: 2003112
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to comply with an order to pay a $900 civil
penalty and to submit evidence of completion of 12 clock hours of approved
continuing education. Licensee agreed to a 90 day suspension of his
license, and to comply with the terms of the previously issued order
before reinstatement of his license.
THOMPSON, WALTER A., JR.
License Number: BA904753
License Type: Associate Broker
Complaint Number: 2003112
Disposition: Decision and Order dated 2/19/04
Summary: License certified to completion of 15 clock hours of continuing
education when renewing his license. After being notified of an audit
of his credits, license submitted documentation of completion of 3 hours
of continuing education. Licensee was issued a $900 civil penalty, was
ordered to complete 12 hours of continuing education, and was ordered
to submit his continuing education credits with his next renewal.
WILKINSON, HEATHER M.
License Number: BA906660
License Type: Associate Broker
Case Number: 2004132
Disposition: Consent Agreement dated 10/28/2004
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed on October 6, 2004 convictions
that occurred on January 21, 2003, October 15, 2003, June 18, 2004 and
August 6, 2004. Licensee agreed to a $500 civil penalty.
WORTH, ANNE M.
License Number: DB904206
License Type: Designated Broker
Complaint Number: 2003073
Disposition: Consent Agreement dated 2/19/04
Summary: Licensee made a substantial misrepresentation by completing
a property disclosure form to say that a new septic system had been
installed when no system had been installed; improperly released a disputed
earnest money deposit by sending the deposit to the seller's attorney
without the written consent of the parties; and failed to properly identify
the agency trust account as a real estate trust account. Licensee agreed
to a $2,000 civil penalty.
WYANT, MARYAM A.
License Number: SA908858
License Type: Sales Agent
Case Number: 2004144
Disposition: Consent Agreement dated 11/18/04
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200.00 civil penalty.
YORK, BRIAN R.
License Number: BR901884
License Type: Broker
Complaint Number: 2004052
Disposition: Consent Agreement dated 6/17/04
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. In May 2004 licensee disclosed a 2002 conviction.
Licensee agreed to a $200 civil penalty.
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2003
ANDREWS, MARK E.
License Number: SA906617
License Type: Sales Agent
Case Number: 2002139
Disposition: Consent Agreement dated 1/23/03
Summary: Licensee failed to disclose a criminal conviction on his sales
agent license application, and provided false information in response
to an inquiry from the Director. Licensee agreed to the immediate revocation
of his license.
ANGLE, BETHANY S.
License Number: BR106828
License Type: Broker
Complaint Number: 2003024
Disposition: Consent Agreement dated 4/17/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the core course required for renewal.
Licensee agreed to a $500 civil penalty, agreed to show successful completion
of the core course, and agreed to submit her continuing education credits
with her next renewal.
AUDET, APRIL R.
License Number: SA906738
License Type: Sales Agent
Complaint Number: 2003005
Disposition: Consent Agreement dated 3/20/03
Summary: Licensee failed to disclose a criminal conviction on her sales
agent license application. Licensee agreed to a $200 civil penalty.
BAUER, ALLEN J.
License Number: DB112106
License Type: Designated Broker
Case Number: 2003115
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee renewed his designated broker license
in 2002 and did not disclose any convictions. In 2003, licensee disclosed
on an agency license application two 2001 convictions. Licensee agreed
to a $500 civil penalty.
BAYER, JEFFREY M.
License Number: BA208793
License Type: Associated Broker
Complaint Number: 2003052
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee had completed only 3 hours prior to the renewal of his
license. Licensee agreed to an $800 civil penalty and agreed to submit
his continuing education credits with his next renewal.
BEAL, MARK ALAN
License Number: BA904662
License Type: Associate Broker
Complaint Number: 2003077
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee disclosed a 2001 conviction on his license
renewal application in 2003. Licensee agreed to a $200 civil penalty.
BELISLE, DAWN
License Number: BA212199
License Type: Associate Broker
Case Number: 2001005
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee failed to provide her clients' written offer to the
listing broker until 10 days after the offer was made, and failed to
notify her clients that she did not intend to deliver their offer until
she returned from vacation. Licensee agreed to a $2,000 civil penalty
and agreed to complete a 3 hour education course on fiduciary duty.
BERRY, TERRY L.
License Number: DB114054
License Type: Designated Broker
Case Number: 2000026
Disposition: Consent Agreement dated 1/23/03
Summary: Licensee released a disputed earnest money deposit without
properly notifying the parties of his good faith decision. Licensee
agreed to a $200 civil penalty.
BUNKER, ELLEN MAE
License Number: BA904650
License Type: Associate Broker
Complaint Number: 2002125
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course for renewal.
Licensee agreed to a $500 civil penalty, agreed to complete the required
course, and agreed to submit her continuing education credits with her
next renewal.
BURNELL, APRIL J.
License Number: DB206469
License Type: Designated Broker
Complaint Number: 2003108
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee did not complete the required core course for renewal.
Licensee agreed to a $500 civil penalty, agreed to complete the required
course, and agreed to submit her continuing education credits with her
next renewal.
CARTER, BRADFORD J.
License Number: DB113163
License Type: Designated Broker
Complaint Number: 2000011
Disposition: Board Order dated 3/20/03
Summary: Licensee released an earnest money deposit to one of the parties
to a sale that did not close without first taking steps to ascertain
whether the other party objected to the release of the deposit, resulting
in a disputed deposit being released without proper notice. Licensee
was issued a $1,000 civil penalty.
CARTER, FRANCIS E.
License Number: DB101641
License Type: Designated Broker
Case Number: 2003076
Disposition: Decision and Order dated 12/18/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee had completed only 12 clock hours of education prior to
the expiration date of his license. The board issued licensee a $600
civil penalty.
COTA, JONATHAN B.
License Number: BR902321
License Type: Broker
Complaint Number: 2003011
Disposition: Consent Agreement dated 3/20/03
Summary: Licensee failed to notify the director in a timely manner of
a criminal conviction. Licensee agreed to a $200 civil penalty.
DAWSON, JON F.
License Number: DB100635
License Type: Designated Broker
Complaint Number: 2003009
Disposition: Consent Agreement dated 2/20/03
Summary: Licensee failed to provide to buyers a written notice giving
them the opportunity to consent to licensee's appointment as their agent
when their previous agent was no longer able to represent them. Licensee
agreed to a $300 civil penalty.
DEVINE, ELLEN
License Number: BA714756
License Type: Associate Broker
Complaint Number: 2003042
Disposition: Consent Agreement dated 7/17/03
Summary: Licensee failed to notify the director within 10 days of a
criminal conviction. Licensee disclosed the 2001 conviction on her license
renewal application in 2003. Licensee was issued a $200 civil penalty.
DOUGHTY, REBECCA L.
License Number: BR114227
License Type: Broker
Complaint Number: 2003063
Disposition: Consent Agreement dated 7/17/03
Summary: Licensee certified completion of 15 clock hours of continuing
education when renewing her license. An audit of her credits revealed
that licensee completed 9 hours prior to the expiration date of her
license. Licensee was issued a $500 civil penalty and agreed to submit
her continuing education credits with her next renewal
DREW, CHRISTOPHER R.
License Number: DB903560
License Type: Designated Broker
Complaint Number: 2003023
Disposition: Consent Agreement dated 4/17/03
Summary: Licensee failed to notify the director of a criminal conviction
in a timely manner. Licensee agreed to a $200 civil penalty.
EK, ROGER W.
License Number: BR900501
License Type: Broker
Complaint Number: 2001061
Disposition: Consent Agreement dated 5/22/03
Summary: Licensee failed to obtain sufficient property disclosure information
when listing a property and failed to provide required property disclosure
information to a buyer. Licensee agreed to pay $3500 to the buyer of
the property.
ELIAS, RICHARD J.
License Number: DB104510
License Type: Designated Broker
Complaint Number: 2003087
Disposition: Consent Agreement dated 11/13/03
Summary: Licensee certified to completion of 15 clock hours of continuing
education when renewing his license. An audit of his credits revealed
that licensee did not complete the required core course until after
the audit. Licensee agreed to a $500 civil penalty, and agreed to submit
his continuing education credits with his next renewal.
EMERY, PAUL T.
License Number: BA904008
License Type: Associate Broker
Case Number: 2002140
Disposition: Consent Agreement dated 1/23/03
Summary: Licensee failed to notify the Director within 10 days of a
criminal conviction. Licensee agreed to a $200 civil penalty.
FOGLE, LARRY G.
License Number: BR115279
License Type: Broker
Complaint Number: 2002109
Disposition: Consent Agreement dated 2/20/03
Summary: Licensee allowed a buyer to put a dehumidifier in a property
for sale but not occupied by the sellers, and gave the key to the property
to the buyer's agent in order for the buyer to get estimates for repair
work, without informing his seller clients or obtaining his clients'
permission. Licensee failed to ensure that the buyer's agent went with
the buyer when accessing the property and did not monitor the return
of the sellers' key. Licensee agreed to a $400 civil penalty.
GERRY, KATHERINE M.
License Number: BA904061
License Type: Associate Broker
Complaint Number: 2002127
Disposition: Board Order dated 5/22/03
Summary: Licensee failed to comply with the terms of a consent agreement
entered into in January 2003. The board suspended the license until
licensee complies with the January 2003 consent agreement and pays an
additional $400 civi
