Troy A. Langley v. State of Maine Dept. of Transportation and MSEA, 
No. 00-14, Interim Decision on State's Motion to Dismiss (March 23, 2000),
Decision and Order in Langley v. MSEA (Dec. 26, 2000), affirmed by Law Court,
2002 ME 32, 791 A.2d 100, (Feb. 22, 2002). Decision and Order in Langley v. State of Maine DOT (March 29, 2002). STATE OF MAINE MAINE LABOR RELATIONS BOARD Case No. 00-14 Issued: March 23, 2000 ____________________________ ) TROY A. LANGLEY, ) ) Complainant, ) ) v. ) INTERIM DECISION ON ) RESPONDENT STATE OF MAINE'S STATE OF MAINE DEPARTMENT ) MOTION TO DISMISS COMPLAINT OF TRANSPORTATION ) FOR FAILURE TO STATE A CLAIM ) UPON WHICH RELIEF MAY BE and ) GRANTED ) MAINE STATE EMPLOYEES ) ASSOCIATION, ) ) Respondents. ) ____________________________) The prohibited practice complaint in the above-captioned matter was filed on December 14, 1999. Pursuant to our normal practice, the executive director inquired whether the Respondents desired to be heard prior to his ruling on the sufficiency of the complaint. The Respondent State of Maine Department of Transportation (hereinafter referred to as "State") availed itself of the opportunity and filed the motion at issue. The Complainant and the Respondent Maine State Employees Association ("MSEA") each filed argument in opposition to the State's motion and the State filed responsive argument. Pursuant to 26 M.R.S.A. § 979-H(2), the executive director presented the matter for our consideration because of the state of our case law regarding the nature and extent of our remedial authority over the public employer in duty of fair representation cases in light of the Law Court's decision in Brown v. Maine State Employees Association, 1997 ME 24, 620 A.2d 956. We met to deliberate on the matter on March 15, 2000. As the questions presented were exclusively issues of law and the parties already had ample opportunity to present their argument, we decided not to grant the State's request for oral argument. [-1-] ______________________________________________________________________ Having now given due consideration to the parties' argument, we decline to grant the State's motion to dismiss at this time. The State's motion will be considered at the appropriate time as set forth below. The Complainant's charge against the MSEA is that it violated its duty of fair representation. The gravamen of the Complainant's charge against the employer is that, by failing to follow the procedures set forth in the discipline article in the applicable collective bargaining agreement, the State interfered with, restrained or coerced the Complainant in the exercise of the rights guaranteed by the State Employees Labor Relations Act and thereby violated 26 M.R.S.A. § 979-C(1)(A). We do not read the complaint to charge that the State colluded or otherwise directly participated in MSEA's alleged violation of the statutory duty of fair representation. If our reading of the complaint is inaccurate in this regard, the Complainant must so notify the executive director within 10 days of the issuance of this Interim Order. Absent such notification, we will process the complaint as follows: 1. The Complainant's charge against MSEA will be bifurcated from that against the State and the former will be heard and decided first. The State may, at its option, attend the evidentiary hearing but it will not be treated as a party in this phase of the litigation. 2. Once the Complainant's case against MSEA has been adjudicated and subsequent to our deter- mination as to whether the duty of fair repre- sentation has been violated, we will consider the State's motion to dismiss before considering the appropriate remedy. 3. The executive director shall, in the normal course of business, schedule a prehearing conference and an evidentiary hearing for adjudication of the Complainant's charge against MSEA. -2- ______________________________________________________________________ Date in Augusta, Maine, this 23rd day of March, 2000. MAINE LABOR RELATIONS BOARD /s/_____________________________ Peter T. Dawson Chair /s/_____________________________ Karl Dornish, Jr. Employer Representative /s/_____________________________ Wayne W. Whitney Employee Representative -3- ______________________________________________________________________ STATE OF MAINE MAINE LABOR RELATIONS BOARD Case No. 00-14 Issued: December 26, 2000 _______________________________ ) TROY A. LANGLEY, ) ) Complainant, ) ) v. ) DECISION AND ORDER ) MAINE STATE EMPLOYEES ) ASSOCIATION, LOCAL 1989, SEIU ) ) Respondent. ) _______________________________) The question presented in this prohibited practice complaint is whether the Maine State Employees Association ("MSEA" or "Union") violated §979-C(2)(A) by breaching the duty of fair representation. Specifically, the complainant contends that the Union's handling of Langley's request for assistance in his final days of employment before incarceration was arbitrary. The Union admits that it did not file a grievance on Langley's behalf but denies that its handling of his request for assistance breached the duty of fair representation. We hold that the Union's handling of Langley's situation did not constitute a violation of the duty of fair representation. Troy Langley filed this complaint on December 14, 1999, alleging that the Union violated §979-C(2)(A) by failing to represent him in accordance with the Union's duty of fair representation. The complaint also alleged that the State of Maine, Department of Transportation ("Department" or "DOT") interfered with, restrained or coerced the complainant in the exercise of the rights guaranteed by the State Employees Labor Relations Act and thereby violated 26 M.R.S.A. §979-C(1)(A) by failing to follow the procedures set forth in the discipline article in the applicable collective bargaining agreement. The Department filed a motion to dismiss on December 28, 1999, and both the complainant and the Union filed briefs in opposition to [-1-] _________________________________________________________________ that motion. In the Maine Labor Relations Board's ("Board") Interim Decision dated March 23, 2000, addressing the Depart- ment's Motion to Dismiss, the Board bifurcated the proceeding in order to allow the Board to first decide the merits of the complainant's duty of fair representation ("DFR") case against the Union. After resolving the DFR issue, the Board would be in a position to address the Department's Motion to Dismiss. A prehearing conference on the case was held on May 11, 2000, with Chair Peter T. Dawson presiding. Troy Langley was represented by Diane A. Khiel, Esq., and the Union was represented by Timothy L. Belcher, Esq. Also in attendance was Sandra S. Carraher, Esq., from the Bureau of Employee Relations, representing the Department of Transportation. Ms. Carraher was allowed to be present during the entire proceeding over the objection of both parties. The Prehearing Conference Memorandum and Order was issued May 23, 2000, and is incorporated by reference. A public hearing on this matter was held on August 3, August 8, and August 29, 2000, at the Board's offices in Augusta. Chairman Peter T. Dawson presided, with Employer Representative Karl Dornish, Jr., and Employee Representative Wayne W. Whitney. The parties were afforded full opportunity to examine and cross- examine witnesses, to present evidence, and to make argument. Each witness was sequestered and after testifying was advised not to discuss the case with anyone. Both parties filed post-hearing briefs which were considered by the Board prior to its deliberation in this matter. JURISDICTION The State of Maine, Department of Transportation is a public employer, as defined by 26 M.R.S.A. §979-A(5) and MSEA is a bargaining agent as defined by 26 M.R.S.A. §979-A(1). At the relevant times, Mr. Troy Langley was a state employee as defined -2- _________________________________________________________________ by 26 M.R.S.A. §979-A(6) and was part of the Operations, Mainte- nance and Support Services Bargaining Unit which includes the highway workers at the Department of Transportation. The juris- diction of the Maine Labor Relations Board to hear this case and to render a decision and order derives from 26 M.R.S.A. §979-H. FINDINGS OF FACT Upon review of the entire record, the Maine Labor Relations Board finds the following facts: 1. Troy Langley was hired by the State's Department of Transportation (DOT) on December 22, 1997, into the position of Highway Worker I at the Springfield garage. He was promoted into a Highway Worker II position in the Enfield garage in the spring of 1998. From that time until Langley's termination of employment on June 23, 1999, his immediate supervisor was Mike Badger, the Highway Crew Supervisor. Badger reported to Gerald Worster, the Highway District Manager, who was responsible for eight or nine crews. Worster reported to William Gormely, the Division Superintendent, who reported to Guy Baker, the Division Engineer for Division 3. Both Gormely and Baker worked in the Bangor office. 2. Langley's union steward was Bruce Jones, who worked in the Medway garage. Jones has been a steward for ten years for a group of about 30 employees. Jones has attended at least a dozen training sessions for stewards over the past decade. Jones' experience includes resolving various problems at the work site without the assistance of the union field representative as well as filing grievances without assistance. Jones testified that he does not hesitate to call his Field Representative, Ron Ahlquist, for assistance with unusual issues. 3. Ron Ahlquist is one of six MSEA Field Representatives covering geographical regions in the state and has held that -3- _________________________________________________________________ position for twenty years. Prior to that, he was a union steward for five years at the Maine Turnpike Authority. As a Field Representative, Ahlquist is responsible for 1500 state employees, mostly located in the northern part of the state, of which 400 to 500 are DOT employees, including Langley. There are 110 stewards and ten to 12 Chief stewards in his area of responsibility in the various State bargaining units represented by MSEA. Ahlquist's responsibilities included negotiating contracts, impact bargaining, dealing with complaints and investigations and being a troubleshooter to try to resolve problems before they became major issues. He also would investigate and file grievances or help the stewards file grievances and, if necessary, take grievances to arbitration. During the spring of 1999, MSEA's Field Operations group was shorthanded: the Director of Field Operations had died that winter and there was a Field Representative position vacant. In addition, Ahlquist was negotiating an initial contract at that same time for a new bargaining unit in Island Falls. 4. In Mr. Langley's year and a half employment with the DOT, he had three performance evaluations. His four-month evaluation as a Highway Worker I completed by his supervisor at Springfield was a positive evaluation and indicated he had missed two days of work. The evaluation as a Highway Worker II completed by Mike Badger and dated February 11, 1999, was satisfactory, indicating that he was a good worker who "does everything he is asked to do." The evaluation noted that he let the supervisor know ahead when needing time off. The supervisor's statement of performance expectations for the upcoming evaluation period that was completed at about the same time stated "I would like to see him build more sick and vac. time up." 5. The contract provides for accrual of vacation time and sick time at a rate of one day each month for an employee with less than five years of service. When an employee works overtime, the employee has the option of receiving premium pay -4- _________________________________________________________________ for the overtime hours worked, or to earn one and a half hours of compensatory time for each hour of overtime worked. In any week, an employee may elect to have some of the overtime hours paid for with premium pay and the rest put in the employee's compensatory time bank. The employee is entitled to use compensatory time at times of their choice unless operational needs require otherwise. If an employee does not have any vacation or compensatory time available, the time off is referred to as "K-time," which is time without pay. The employee is supposed to receive the prior approval of management before using K-time. 6. Mr. Langley's attendance pattern during his year and a half shows that he used the sick and vacation time generally at about the same rate that he accrued it. In the first three quarters of 1998, he earned 24 hours of sick time in each quarter and used from 16 to 19 hours in each of those quarters. With respect to vacation time, he initially built up a bank of 26 hours in the first quarter, then used the hours at about the same rate as they were accrued. At the end of 1998, his first year of employment, he had earned 12 sick days (96 hours) but entered the next calendar year with a sick bank of only 16 hours. At the beginning of 1999, his attendance worsened. 7. Beginning in January, 1999, Langley's home life began to deteriorate. He had been married for 12 years and lived with his wife and three children (ages 7, 9 and 11) in Lincoln, Maine. In January, Langley's pattern of taking time off became more pronounced. In March, his marital problems came to a head and Langley took a week off from work, using accumulated compensatory time, and tried to cope with the situation. On Thursday of that week, March 18, 1999, the "firearm incident" occurred. It is undisputed that a firearm was discharged by Mr. Langley while he was in his truck and his wife was next to the truck. The firearm was discharged shortly after his wife told him, in response to his question, that she was leaving him. It is not clear whether Mr. Langley was attempting suicide and changed his mind at the -5- _________________________________________________________________ last second, as he claims, or if the firearm was discharged in the course of some other sort of reckless behavior. 8. The police arrested Langley, charged him, and took him to the emergency room for evaluation. Langley testified that he was charged with criminal threatening with a firearm. His brother posted bail and he spent the night at his brother's home. A condition of the bail was that Langley have no contact with his wife. Langley's wife then moved out of their home and Langley retained possession of the home and custody of the three children. 9. Langley returned to work the following week. His brother had told him that the article in the newspaper about the firearm incident made it look like Langley was trying to hurt his wife. Langley testified that he told Gerry Worster and Michael Badger that he had been suicidal, and was not trying to harm his wife. He told them that he might have to serve time in jail, although it was not certain at that point. 10. After the firearm incident, Mr. Langley continued to miss time from work. He was under a great deal of stress at home due to the unfamiliar responsibilities of managing a household with young children by himself along with the emotions connected with the disintegration of his marriage. 11. On April 23, 1999, Mr. William Gormely, the Division Superintendent, and Mr. Gerald Worster, the Highway District Manager, met with Mr. Langley to discuss his attendance problem. Mr. Langley's immediate supervisor, Mr. Michael Badger, was on vacation and was not present at the meeting. Mr. Gormely and Mr. Worster referred to the April 23rd meeting as an informal counseling session, something that is not part of the progressive discipline steps specified in the contract. The procedure involves completing a form called a "Counseling/Commendation" summarizing the substance of the counseling, having the employee -6- _________________________________________________________________ sign it, and putting it in the employee's file maintained by the supervisor. It stays there until the employee's next performance appraisal or merit increase, at which time it is discarded. Even if one had been completed as the employer contends, it would not have been retained after Langley's termination because the form is not put in the employee's permanent personnel file. 12. All those present at the April 23rd meeting agreed that Langley was very emotional and distraught and cried profusely at times. Neither manager recollected Langley telling them he had suicidal thoughts, as Langley claims. Mr. Langley felt that the managers were sympathetic to his problems and testified that they told him to "hang in there" and that if he needed a day off it was "OK." He said he left the meeting happy, feeling that his supervisors were very supportive. He denies that they ever referred to the meeting as a counseling session, that he was ever shown a counseling form, asked to sign anything, or that he was shown any of his attendance records. 13. A week or so after that meeting, there were problems at home and Langley missed time again. Michael Badger, Mr. Langley's immediate supervisor, knew that Langley was very unhappy and was having trouble coping with his family situation. He gave Langley all the time off that he requested including K- time, but also told Langley that his presence at work was important, that he needed to come to work. Langley continued to miss time from work due to various unforeseen problems, such as an unreliable truck, a broken sewer line and getting a call from school when his children's ride failed to show. On one occasion he called in and spoke to Gerry Worster, who said he was taking too much time off, and that he needed to be at work. 14. Some time after the firearm incident, Mr. Worster provided Mr. Langley with some material on the State's Employee Assistance Program (EAP), which provides assistance to employees by referring them to counselors, programs or other services to -7- _________________________________________________________________ help the employee with his or her problem. Employees are allowed up to three hours off for meeting with the EAP counselor. If the EAP counselor makes a referral, the meetings with psychologists or therapists or other services must be covered by the employee's sick or vacation time or other approved medical leave. 15. Langley met with Dr. John Hale on one occasion in Lincoln. Dr. Hale was a psychologist who came to Lincoln on a regular basis to provide counseling there. Mr. Langley could only make appointments with him during the workday, not in the evening. When he asked for additional unpaid leave to attend a second counseling session with the psychologist, he was discouraged from taking any more time off by the supervisor's comment that he had already used so much time, his missing additional work time is not going to help him, that "it looks bad your not being here." 16. Gerald Worster testified that Langley had told him that there was a possibility of him going to jail, but said that Langley was always very optimistic about not having to go to jail. Worster testified that he told Langley that Guy Baker had all of the information about types of leave that may be available and that Langley should contact Baker "to get something rolling on it." Langley did not contact Baker prior to his sentencing. 17. On Friday, June 11, 1999, Mr. Langley was arrested for violating the bail condition that he have no contact with his wife. On the previous day, Mr. Langley's wife had left a message with the babysitter that she would be coming there to decorate for their son's birthday. When Langley returned home from work on that Thursday, his wife was there. He asked her to leave and an argument ensued. He took her by the wrist and tried to get her into the other room so the argument would not be in front of the children. The following day, the children told someone at the school about the incident and the school called the police. The police went to Langley's house on Friday evening and arrested -8- _________________________________________________________________ him when he admitted that he did have contact with his wife on the previous day. Mr. Langley spent the weekend in the county jail. 18. On Monday, June 14, 1999, Mr. Langley was arraigned in Bangor District Court. His attorney[fn]1 advised him that the best thing to do would be to get the case over with, before anything else bad occurred. Mr. Langley testified that prior to the bail violation he felt he "had everything pretty much under control" and was expecting a sentence for the firearm incident which could be served on a weekend. 19. On Tuesday, June 15, 1999, Mr. Langley and his attorney appeared in Lincoln District Court and entered a guilty plea to a charge of assault and violation of a condition of release. The judge sentenced Mr. Langley to 90 days in jail and one year probation. During the sentencing, Mr. Langley's attorney asked the judge "to sign work release papers" so that he could continue to work at the Department of Transportation. The attorney stated that work release was necessary because Langley had used up all of his vacation and sick time over the prior three months. The attorney stated that she had met with the Department of Human Services ("DHS") caseworker that morning who had requested that Mr. Langley have no contact with the children until they could meet with Mr. Langley later in the week. The attorney asked that Mr. Langley be allowed to report to jail on the following Monday so that he could get things arranged with DHS. By this point, Langley had reconciled with his wife. 20. According to the official transcript of the proceeding,[fn]2 Mr. Langley told the sentencing judge that he would like to be at work on Monday, but was unsure of the process of getting "signed ____________________ 1 Not Langley's attorney in this case. 2 Two pages of the 12-page District Court transcript were admitted. -9- _________________________________________________________________ in" at the jail. The judge said: I'll sign a work release, but it has to go through the Sheriff's Department first. I mean a form comes -- form comes to me and usually there's some paperwork that you need. I mean presumably between now and June 21st you can be -- talk to the sheriff and line up whatever there is to line up. After verifying that Langley's attorney was asking for a stay in serving the sentence until Monday, the 21st, the judge approved the stay. 21. After Langley's sentencing, he went to his attorney's office and spoke to her about the case and what was going on. He then went home with his wife to make arrangements for the care of their children so that he would not have any contact with them before that issue was resolved with DHS. Langley called the jail and spoke to someone named Mr. Clukey who gave him a general description of the work release process and told him to call back and speak to Corporal Robinson, who handled the program. Langley returned to work on Wednesday, June 16. 22. Mike Badger kept a daily diary at work in which he noted the assignments given to each person on his crew, whether someone was out and other items. He usually made the notations on the day of the entry. The notation for Tuesday, June 15, 1999, concerning Troy Langley was "Troy off court Called me at home." The entry for Wednesday, June 16, 1999, concerning Troy was: Supervisor meeting 830 AM Enfield. Troy mowing Intersection on I95. Eric John mowing I95 215 Northbound. Alden Dennis working with Rick crew. Matt drove/ Hot top Milo area. Troy told me he had 90 days to serve in jail. Just a work release. He wanted the rest of the week off they wouldn't give it too him. I took Matting to Bradford. He Troy told me Gerry told him if he missed another K day he would be done. I got radiator for Hydroseeder. -10- _________________________________________________________________ 23. Badger was not authorized to handle requests for work release himself but would call his supervisors and have them take care of it. Badger testified that Langley told him he would be able to come to work while he was in jail, and that he had a ride to and from work arranged. Badger told Langley that Langley needed to contact Guy Baker to find out whether the Department would allow it and "make some arrangements" regarding his upcoming 90-day sentence. Badger believes that he told Langley this on Wednesday, the 16th, the day Langley returned to work and told him the length of his sentence. 24. Langley insists that he called the jail from work on Wednesday, June 16th, to get information from Corporal Robinson. He says he knows it was Wednesday because he was able to work around the garage that day doing MSDS sheets and cleaning up. Mr. Badger's diary indicates that on Wednesday, Langley was mowing. The diary entry for Thursday, June 17th, noted that Troy and Alden "worked around the lot, cleaning up." It also states "Troy called the jail to find out what was going to happen to him. He told me 7-10 day before he would get released to come back to work." 25. Eric Robinson was a Corporal in the Penobscot County Sheriff's Office from May of 1997 until November of 1999, and was responsible for processing work release petitions. At any given time, the Penobscot County Jail had three to five inmates on the work release program. Corporal Robinson did not specifically recall any conversation with Langley before June 21st regarding the mechanics of the work release process, but did describe what his normal practice was when someone called inquiring about getting approval for work release. He would explain that the person needed a letter from the employer stating the days of the week and hours the inmate would be working and who the inmate's immediate supervisors were and verification of workers' compensation insurance coverage. Someone at the employer needed to be named as a contact person for the jail. He would explain -11- _________________________________________________________________ that the person must be classified as a minimum security risk to be eligible for work release and must pass a urine test. He explained the room and board charge for work release inmates and that the inmate must pay the jail two weeks of that amount up front. He explained that in most cases it takes from five to ten days on average to get someone out on work release, that it is not something that happens right off. 26. Corporal Robinson described the steps taken at the jail to process a work release request. The inmate's responsibilities are to bring in the letter from the employer, the verification of the employer's workers' compensation coverage, and the money to cover the room and board charge. Once the inmate begins his sentence, the jail determines the inmate's security classifica- tion and, if the inmate is a minimum security risk, a urine drug test is administered. The urine test is not done unless the individual is a minimum security risk and the security classification is not done until the person has arrived at jail. If the inmate passed the urine test, Corporal Robinson would gather the materials and sit down with the inmate to complete the Work Release Petition form to be submitted to the court. The information requested on the petition is taken out of the employer's letter along with certain personal information from the petitioner. The form is signed by the petitioner, notarized, and the form is signed by the Sheriff or authorized agent recommending that the petitioner be admitted to the work release program. It is then sent to the appropriate district court. Corporal Robinson testified that if the inmate were sentenced in Bangor District Court or Bangor Superior Court, the petition would be hand delivered to that court. In some cases they would wait for the sentencing judge to sign it, sometimes not, depending upon the circumstances at the court. If the petition needed to go to a court further away, such as Newport, Lincoln or Millinocket, it would be mailed. Corporal Robinson could not say how long a petition mailed to Lincoln would usually take to be returned, but he did indicate that for those petitions mailed out -12- _________________________________________________________________ it could be as long as two or three weeks or as short as one week. The very shortest period Robinson remembers for processing a work release request was a case where the petition was hand delivered and approved on the same day. 27. Langley testified that when he spoke with Corporal Robinson on the phone, Robinson told him that Langley would need to arrange for a ride back and forth from the jail to work, that he would need to bring in something from the employer showing his work schedule, where his work was located, and showing that he was covered by workers' compensation insurance. Langley testified that Robinson said that if everything was lined up, his work release petition could be processed in three days, although there was a possibility of it being seven to ten days. 28. There is some dispute about whether Langley initially spoke to supervisors and Union representatives about a request for work release, simply a request for a leave of absence, or both. It is pretty clear that Langley did not understand the work release process. He sincerely thought that the work release issue was more or less automatic if he could get a ride arranged and just get something from the employer verifying workers' compensation coverage. Langley thought that the sentencing judge's statement about work release was equivalent to full approval of work release and he seems to have proceeded on that assumption and appeared to still be under that impression during the Board hearing. When Langley returned to work on Wednesday, he asked his supervisor, Mike Badger, for time off so he could get things lined up for Monday morning, the day he was to report to jail. He told Badger he needed to get things ready at home, get everything straight financially, see his children, get rides arranged to and from work and get everything lined up that needed to be processed. Badger went to Gerry Worster, the next level up, who apparently called Bangor. Gerry got back to Langley, denying his request for the rest of the week off, telling him that if he took any additional time off, he should not come back. -13- _________________________________________________________________ 29. At some point in Langley's final week on the job, all of the supervisors and managers above Langley became aware that Langley was asking for work release approval in addition to unpaid personal leave. Although no one was certain whom Langley asked about it other than Baker, it was clear that Baker was the only one with authority to approve such a request. 30. DOT had an established policy of not granting a request for an unpaid leave of absence to cover a period of incarceration. Although this policy was unwritten, it had been uniformly applied for many years. The Department considers an incarcerated employee to be unavailable for work due to the fault of the employee, not the employer. The Department would allow an individual, however, to use vacation time and compensatory time to cover a period of incarceration. Mr. Baker testified that he thought that this practice had first started sometime in the late 1980s or early 1990s when a Division Engineer had been allowed to use vacation time to cover an absence while serving a jail sentence. This policy allowing the use of vacation time and compensatory time but not allowing the use of sick time or unpaid personal leave to cover periods of incarceration was consistently applied for a number of years. Jane Gilbert, the Director of Human Resources for the Department, stated that the circumstances surrounding the incarceration were not taken into account--the person was simply unavailable for work. This policy was known by Ahlquist, Baker, Gilbert and others at DOT's Human Resources office. Ahlquist testified that he was not aware of any circumstance where the DOT would allow the use of an unpaid leave of absence to cover a period of incarceration. 31. In the past, there have been a couple of instances of the DOT allowing an incarcerated employee to continue working at the Department. In at least one case, the individual was able to serve his sentence on weekends. In another, the employee had sufficient leave time to cover the period of incarceration. In the case involving work release, the person had used vacation or -14- _________________________________________________________________ compensatory time and served part of his sentence prior to starting the work release program. Baker's recollection was that the employee's period of incarceration was for several weeks. None of the instances involved the use of unpaid leave to cover any part of the incarceration. 32. The State has an established Personnel Rule regarding absence without leave that provides that an employee will be terminated after three consecutive days of absence without leave. Neither DOT nor MSEA considers terminations in that situation to be a disciplinary termination but view it as job abandonment or no longer being available for work. DOT had an established practice that when they knew an employee would be absent without leave for three consecutive days, that person would be given the opportunity to voluntarily resign and keep a clean record rather than be terminated. 33. Langley went to Bruce Jones, the Union steward, after his employer denied his request for time off. This was Langley's second meeting with Jones, the first having taken place at some earlier time. Jones was not clear on when Langley's first conversation with him occurred, but he did state the second meeting was "a couple of days" after the first. It is likely that the first meeting took place on Friday, after the altercation with his wife but before he was arrested for the bail violation.[fn]3 Jones said that Langley was very emotional and distraught. Although Jones thought the sentence was not definite yet, from the way Langley was talking, Jones had the impression that jail time was imminent. Langley told him that he was going to court on a domestic dispute, that the offense involved a ____________________ 3 This date is consistent with Jones' testimony, which we find credible. Jones indicated Langley's visit was either after Langley was sentenced, or within a couple of days of his sentencing. It is also consistent with Langley's testimony that before the encounter with his wife, he thought he had the situation under control and would be able to serve his sentence on a weekend. Langley gave inconsistent testimony on when he first met with Jones. -15- _________________________________________________________________ firearm, and there was a possibility of a jail sentence. Langley thought he was going to need a leave of absence. 34. During the first conversation with Langley, Bruce Jones called the Union's Field Representative, Ron Ahlquist, but Ahlquist was not available. Ahlquist called back either that evening or the next day. Jones briefed him on what was going on with Langley to see what Ahlquist could do. 35. At some point between Jones' first and second conversation with Langley, Langley's brother Shawn called and asked if there was anything the Union could do for his brother. Jones told him the Union was working on it. 36. Jones' second conversation with Langley occurred on Wednesday, June 16th, or Thursday, June 17th, after Langley's request for time off "to make arrangements" had been turned down.[fn]4 Langley wanted to know what Jones had found out from the Union on getting a leave of absence. After Langley told Jones that his request had been denied, Jones told him that he should probably put his request for leave in writing. At some point in the conversation, Langley told Jones that the paperwork was being processed for his work release. Langley also mentioned that he was told he could resign. Jones called Ahlquist, explained briefly that he had with him the employee who was going to jail, and handed the phone over to Langley so that he and Ahlquist could speak directly with one another. Langley told Ahlquist that he was going to jail and that the sentence was 90 days. When asked how much time he had available, he said he didn't have any. Langley claims that he was very clear with Ahlquist that he had work release and was not asking for a 90-day leave of ____________________ 4 When Langley first testified during his case in chief he said "arrangements." When he testified on rebuttal, he stressed that there was no doubt that he had said "work release" to everyone all along. As will become apparent below, a factual determination on this dispute is not necessary to this case. -16- _________________________________________________________________ absence. Ahlquist denies this. Ahlquist claims that he told Langley that he wasn't going to succeed with a request for an unpaid leave of absence to serve time in jail and that another option was to voluntarily resign so that he could leave with a clean record, rather than being terminated for being absent for three consecutive days. He told Langley that Langley needed to put the leave of absence ("LOA") request in writing and send it to Guy Baker. Langley denies that Ahlquist mentioned anything about voluntary resignation or that anyone told him to put the LOA request in writing. Ahlquist testified that Langley never mentioned to him that there was a firearm involved but, rather, that Langley simply told him he was going in for assault. Langley admitted that he told Ahlquist that he was in trouble with the law, and that he "didn't go into a lot of details" about the incident leading to his incarceration. 37. Ahlquist spoke to Guy Baker that day or the next about the possibility of a leave of absence for Langley. Ahlquist told Baker that he might be receiving a LOA request in the mail from Langley. Ahlquist testified that his practice was to ask the employee in the initial conversation about the employee's work record, although he could not specifically remember whether he had asked Langley if he had any record of discipline. Ahlquist did state that he would always use as an argument with management that the employee was a good employee. Ahlquist testified that Baker responded to the effect that Langley was not a particularly good employee. When Ahlquist asked Baker about Langley's available leave time, Baker said he did not have any time on the books, that Langley uses his time up as it is earned. Baker showed Ahlquist Langley's time records which Ahlquist reviewed. Ahlquist saw that Langley had less than a day of time available, which was consistent with what Langley had told him. Ahlquist saw from the time records that Langley did tend to use the time as quickly as he accumulated it, as Baker had indicated. 38. Ahlquist also testified that Baker reacted negatively to -17- _________________________________________________________________ the LOA issue, stating that he wasn't going to approve a LOA for someone facing a weapons charge. Ahlquist testified that he was surprised because Langley had never mentioned that there was a weapon involved. In contrast, Baker testified that he would not have denied Langley's request for a LOA on the basis of the underlying weapons charge, because he simply saw the whole incident as a domestic relations issue. He did not recall making a statement about the weapons charge to Ahlquist, but stopped short of saying that Ahlquist was lying. 39. Ahlquist's testimony on when the question of work release came up is somewhat inconsistent. On the one hand, he insists that Langley never mentioned work release to him but only asked for a LOA. On the other, in one replay of Baker's negative reaction described above, Ahlquist said Baker referred to the work release request. Baker did not recollect any conversation with Ahlquist about work release. 40. Ahlquist called Langley at the Enfield garage and told him that Baker said that Langley had no time left on the books, and that Langley had misused his time. Ahlquist told Langley that there was nothing he could do, that his hands were tied. 41. Ahlquist never offered to file a grievance for Langley or told Langley of the possibility of filing a grievance on his own. He did not tell Langley that if he were considering a grievance there were time limitations to keep in mind. Langley never asked anyone to file a grievance for him, but simply asked for help by saying "What can you do for me?" Ahlquist did say that if Langley had specifically asked him to file a grievance for him, he would have done so. Although Langley had received a copy of the contract in the mail the previous year, he never looked at it but just filed it away. Langley testified that at the time, he didn't have a clue as to what a grievance was, that he had never heard of one. -18- _________________________________________________________________ 42. Langley called Guy Baker at 8:30 a.m. on Friday morning to see what could be done for him regarding work release. According to Baker, Langley implied that he would be able to get work release arranged within three days. Baker told Langley about the option of resigning rather than being terminated under the three-day absence-without-leave rule. Baker then called someone at DOT's Human Resources office who indicated that in his experience it usually took much longer than three days to get work release. Baker then called the County jail and spoke with someone who, he claims, said that three days was "not even a possibility." When Langley returned to the garage at the end of his shift on Friday, he called Baker to find out if he had any answers. Baker told him that he would be terminated for missing three days and again told him about the option of resigning in order to maintain a clean record. Baker then faxed to Langley a copy of the form used to submit resignations. Langley received it but did not want to resign. 43. On Friday after work, Langley's brother Shawn was at Troy's home. When Shawn heard about Troy's problem, he offered to donate a week of his own vacation time to cover the three days Troy thought he would need to arrange for work release. Shawn was a supervisor at another DOT garage in Baker's division. He called Baker to see if Baker would allow him to donate the time so his brother could get work release. He was informed by Baker that it would not be allowed.[fn]5 44. That Saturday or Sunday, Langley called Bruce Jones at his home and told him that if he got any further information for him he could leave a message with his wife because he was going to jail. ____________________ 5 There is a state policy that allows an employee to contribute vacation or compensatory time to a bank that can be used by eligible employees who are suffering a catastrophic illness. There is no provision, however, for donating vacation time or compensatory time to another employee for situations other than catastrophic illness. -19- _________________________________________________________________ 45. After Troy had started his sentence, Shawn Langley called Ron Ahlquist to see if he could go to Baker to see about getting a work release. According to Shawn, Ahlquist responded that Troy had not been honest with Ahlquist in discussing his situation earlier. Shawn was embarrassed by Ahlquist's revelation and did not pursue the matter with him. Ahlquist testified that he did contact Baker, who reacted to the idea of work release with a comment about the danger of putting a man serving time for a weapons charge on work release. Ahlquist said he called Shawn back and told him Baker was not receptive to the idea. 46. Shortly after his arrival at the jail to serve his sentence, Langley completed a form requesting assistance in obtaining the information he thought was needed for work release. The next day, Corporal Robinson informed Langley that it was Langley's responsibility to gather the necessary paperwork for the work release program. Once Langley had done that, Robinson could begin the processing. 47. Langley was terminated on June 23, 1999, for being unavailable for work for three consecutive days due to incarceration. He was informed of the official action by that information being written on a form titled "Record of Employee Discipline" signed by Guy Baker, sent to his home address, and opened by his wife. 48. Langley was released from jail after serving 58 days. Not long after that, he called Jones to inquire about getting his job back. Langley claims that Jones told him that the Union "dropped the ball" in his case and they messed up. Jones denies saying that to Langley, but admits saying that to Langley's current attorney in a telephone conversation at some later date. 49. After Langley was released from jail he read the collective bargaining agreement at which time he "learned all -20- _________________________________________________________________ sorts of things." 50. There are two relevant provisions of the contract between MSEA and the State for the Operations, Maintenance and Support Services Bargaining Unit: Article 63, the Unpaid Personal Leave of Absence article, and Article 67, Withdrawal of Resignation, which uses the same standard that a request "shall not be unreasonably denied." The relevant portions of the two articles state: ARTICLE 63. UNPAID PERSONAL LEAVES OF ABSENCE 1. Any employee may apply for an unpaid personal leave of absence for good and sufficient reason. Leave pursuant to this provision may be for a period not exceeding twelve (12) months in any fourteen (14) consecutive months. Such leave may be granted at the discretion of the appointing authority and shall not be unreasonably denied. Employees are encouraged to consult with their agency/department Personnel Officer to determine if they are eligible for benefits available under the Federal Family and Medical Leave Act. All requests for such leave and responses shall be in writing. The application for leave must specifically state the reasons for such application and the length of time requested. . . . ARTICLE 67. WITHDRAWAL OF RESIGNATION An employee may resign in good standing by giving written notice to his/her appointing authority at least seven (7) calendar days in advance of the effective date of his/her resignation. An employee may, with the approval of his/her appointing authority, withdraw his/her resignation up to ten (10) calendar days after the effective date. Such approval shall not be unreasonably denied. 51. Ahlquist's understanding of the LOA provision is that granting or denying a request is within management's discretion as long as it is not unreasonably denied. Ahlquist's view of proffered reasons for denying Langley's leave request was that they were reasonable reasons. 52. As a long-time field representative, Ron Ahlquist was familiar with arbitration decisions that had been issued -21- _________________________________________________________________ affecting his area of responsibility. He was the field representative involved in the Myster arbitration case concerning the reasonableness of employer's denial of a request for unpaid leave of absence. In that case, the arbitrator determined that the State violated the contract because the denial of the request was unreasonable. The arbitrator found that unlike those cases where the requested leave was for pleasure or personal advancement, Myster's request for leave was because of a family crisis precipitated by the job itself and his assignment to a very remote location in Allagash. Because the need was due to the job itself and was beyond the employee's control, the employer's denial was unreasonable. 53. The Charpentier arbitration case issued about a year later concerned the LOA request of an employee of the Office of Emergency Preparedness, who had pleaded nolo contendere to unlawful sexual contact. He was sentenced to five years in jail with all but 18 months of it suspended. He had enough vacation time to cover five or six weeks of the sentence and requested a 12-month leave, the maximum amount permitted. He indicated on the request that he could be released after nine months on good behavior. The arbitrator noted that the length of the leave requested and the reason for the leave, that is, whether it was job related or beyond the employee's control, were both valid considerations in approving or denying the request. The arbitrator concluded that, given those considerations and the operational needs of the department, the employer's denial was not unreasonable. 54. Ahlquist was also generally familiar with the four arbitration decisions interpreting the "unreasonably denied" standard in the "Withdrawal of Resignations" article that were received in evidence. In one case, the arbitrator determined that the employer unreasonably denied an employee's request to withdraw his resignation when the basis for the denial was simply the fact that the employee offered his resignation in the course -22- _________________________________________________________________ of "overreacting" to a situation. In the Rumney case, the arbitrator held that the State's denial of an employee's request to withdraw his resignation was not unreasonable when the employer concluded that, in spite of satisfactory performance appraisals, the employee's performance was a problem. "So long as the State predicates its decision on an unbiased evaluation of his job performance; acts in good faith; and does not base its decision on any personal animosity or ill-will toward the grievant, then its decision was not unreasonable . . ." In another case, the arbitrator upheld the State's denial of an employee's request to withdraw his resignation based on his deteriorating job performance. The arbitrator concurred with the arbitrator's decision in the Rumney case, pointing out that the "not unreasonable" standard is substantially less stringent than just cause, since it is the employee and not the employer who instigates the initial action in instances of resignations. In the Ellis case, the arbitrator found that the State unreasonably denied an employee's request to withdraw his resignation when the employee was being investigated on charges of sexual harassment and resigned rather than be interviewed by the State's investigating officer. After receiving words of support from co- workers and others, the employee reconsidered. The arbitrator concluded that the State's interest would not be prejudiced by a few days' delay in interviewing him and there was no other reasonable basis for denying the request. 55. Mr. Ahlquist testified that the current language on unpaid leave of absences has not changed since the first contract and there had never been a push during bargaining to have that language amended. Similarly, he could not recollect any instance where there had been an effort by the Union to change the existing personnel rule that treats three consecutive days of absence without leave as a termination. Both the Union's Field Representative, Ron Ahlquist, and various members of management at DOT, including Guy Baker and Jane Gilbert, all testified that termination of an employee for being unavailable for work for -23- _________________________________________________________________ three consecutive days is not considered a contract violation, is not considered a disciplinary termination, and that the provisions of the contract regarding discipline and discharge do not apply. 56. The contract has no provision on work release and the Department does not have a consistent practice in handling such requests. Baker and Gilbert had differing opinions on whether approval for work release would have been granted absent the unpaid leave issue. Gilbert testified that work release would not be approved because it was not compatible with the odd hours worked at DOT. She was unaware of any instance in which it had been granted but remembered one instance when it had been denied. Baker, on the other hand, knew of one occasion that work release was granted and, to be consistent, he felt he would have to consider other requests if there were no question of unpaid leave involved. Ahlquist, Baker and Gilbert all testified that management had full discretion to approve or deny work release requests. 57. MSEA trains its stewards to try to work out problems at the lowest level rather than automatically filing a grievance on every complaint that arises. MSEA's policy is based on its desire to maintain credibility so that it can be more effective with grievances that are not frivolous, as well as to manage its financial resources effectively. Ahlquist testified that if he had been asked by Langley to file a grievance on his behalf, he would have done so. He stated that it only takes 15 to 20 minutes to get a grievance completed and filed. Although an individual may file a grievance without the assistance or approval of the Union, the MSEA grievance committee decides whether or not to take a particular grievance to arbitration. -24- _________________________________________________________________ DISCUSSION As the exclusive bargaining agent for the Operations, Maintenance and Support Services bargaining unit, the Union owes all unit employees the duty of fair representation. See, 26 M.R.S.A. §979-F(2)(E). The duty of fair representation is breached only when a union's conduct toward a bargaining unit member is arbitrary, discriminatory, or in bad faith. Lundrigan v. MLRB, 482 A.2d 834 (Me. 1984), Brown v. MSEA, 690 A.2d 956 (Me. 1997). See also, Vaca v. Sipes, 386 U.S. 171, (1967). The duty derives from section 979-C(2)(A) of SELRA, which prohibits an employee organization from "interfering, restraining, or coercing employees in the exercise of the rights guaranteed in section 979-B." Section 979-B, in turn, provides: No one shall directly or indirectly interfere with, intimidate, restrain, coerce or discriminate against state employees or a group of state employees in the free exercise of their rights, hereby given, voluntarily to join, form and participate in the activities of organizations of their own choosing for the purposes of representation and collective bargaining, or in the free exercise of any other rights under this chapter. The MLRB has held and continues to hold that the duty of fair representation provided by Maine law is comparable to the duty of fair representation under the National Labor Relations Act. Whitzell v. Merrymeeting Educator's Assoc., MLRB No. 80-15, (Nov. 6, 1980), at 8, aff'd, Whitzell v. Merrymeeting Educator's Assoc. and MLRB, (Sagadahoc, CV-80-124, Dec. 28, 1982). See also, Hughes v. Univ. of Maine, 652 A.2d 97, 99 (1995). The Maine Law Court has affirmed the Board's interpretation of the duty of fair representation and summarized the nature of the duty in Lundrigan, a case decided in 1984, and reaffirmed it as recently as 1997 in Brown v. MSEA. The Law Court stated: The MSEA has a statutory duty to represent employees fairly in its enforcement of the collective bargaining agreement. To constitute a breach of the duty of fair representation, the union's conduct toward its members -25- _________________________________________________________________ must be arbitrary, discriminatory or in bad faith. Thus, the union may not ignore a meritorious grievance or process it in a perfunctory manner. See Vaca v. Sipes, 386 U.S. 171 (1967). Nevertheless, a "[w]ide range of reasonableness must be allowed" and "[m]ere negligence, poor judgment or ineptitude are insufficient to establish a breach of the duty of fair representation." Lundrigan v. Maine Labor Relations Board, 482 A.2d 834, 836 (Me. 1984) (quoting Ford Motor Co. v. Huffman, 345 U.S. 330, 338, 73 S.Ct. 681, 686, 97 L.Ed. 1048 (1953)). See also Brown v. MSEA, 690 A.2d 956, 958-959 (Me. 1997). This Board has provided further elaboration of the duty with respect to grievance handling by noting: The union must be accorded "[a] wide range of reasonableness" to enable it to perform its duties effectively, however, with its broad authority subject of course "to complete good faith and honesty of purpose in the exercise of its discretion." Ford Motor Co. v. Huffman, 345 U.S. 330, 338, 73 S.Ct. 681, 97 L.Ed. 1048 (1953). Or, as stated in Griffin v. International Union, UAW, 469 F.2d 181, 183 (4th Cir. 1972): "A union may refuse to process a grievance or handle the grievance in a particular manner for a multiple of reasons, but it may not do so without reason, merely at the whim of someone exercising union authority." Lundrigan v. MSEA, No. 83-03, at 6-7, aff'd Lundrigan v. MLRB, 482 A.2d 834 (1984). In the present case, the complainant argues that the Union breached its duty of fair representation by handling Langley's request for assistance arbitrarily.[fn]6 The complainant contends ____________________ 6 Langley made no claim that the Union's actions were discriminatory or made in bad faith. An example of discriminatory conduct found to violate the duty of fair representation is racially motivated conduct, Steele v. Louisville & Nashville R.R., 323 U.S. 192, 203 (1944), as is conduct motivated by intraunion politics, or by the fact that the employee is not a union member or is a dissident union member. See Postal Service, 272 N.L.R.B. 93, 104 (1984), California Saw & Knife Works, 320 N.L.R.B. No. 11 (1995). An example of bad faith is where the union president negotiated a secret agreement with the employer modifying the collective bargaining agreement and willfully concealed -26- _________________________________________________________________ that the Union failed to adequately investigate Langley's grounds for at least two grievances (the leave of absence request and the manner of termination) which were both 'clearly meritorious';[fn]7 the Union accepted, without question, the employer's represen- tation of the facts; the Union failed to advise Langley about the time frame for filing grievances; the Union failed to file grievances on Langley's behalf; the Union failed to address his termination in any manner; and the Union failed to notify Langley that it would not represent him. The problem with the complainant's argument is that it ignores the directive of the U.S. Supreme Court on the meaning of "arbitrary" with respect to the duty of fair representation, an interpretation this Board adopted in Ridge v. Cape Elizabeth Educ. Assoc., 98-02 (Sept. 8, 1998), slip op. at 16. In the 1991 case O'Neill v. Air Line Pilots Assoc., 499 U.S. 65, the U.S. Supreme Court stated unequivocally: We hold that the rule announced in Vaca v. Sipes, 386 U.S. 171, 190 (1967) -- that a union breaches its duty of fair representation if its actions are either "arbitrary, discriminatory, or in bad faith" -- applies to all union activity, including contract negotiation. We further hold that a union's actions are arbitrary only if, in light of the factual and legal landscape at the time of the union's actions, the union's behavior is so far outside a "wide range of reasonableness," Ford Motor Co. v. Huffman, 345 U.S. 330, 338 (1953), as to be irrational. Airline Pilots v. O'Neill, 499 U.S. 65, 67 (1991). The O'Neill ____________________ that agreement from the members. Lewis v. Tuscan Dairy Farms, 25 F.2d 1138 (2nd Cir.) (1994). We find no evidence of any such invidious motivation. 7 Complainant is correct that the outcome of a DFR case is not controlled simply by the merits of a grievance, without regard to how it was handled; however, even if Langley's potential grievances were "clearly meritorious," which they are decidedly not, "a breach of the duty of fair representation is not established merely by proof that the underlying grievance was meritorious." Ridge, 98-02 slip op. at 12, citing Whitzell, 80-15, slip op. at 9. -27- _________________________________________________________________ Court went on to reject the suggestion that there is a "double standard" requiring less scrutiny of the union's actions with respect to negotiations than applies to contract administration and enforcement.[fn]8 Id. at 77. The O'Neill Court compared the degree of deference appropriate when reviewing a union's performance in a DFR case to a court's limited review of the rationality of legislative action. Id. at 75, 78. That Court noted, and we concur, that any review of the union's performance must be "highly deferential" in order to allow the union the latitude necessary to manage its collective bargaining responsi- bilities. Id. at 78. See Ridge, slip op. at 16. See also, Hughes v. Univ. of Maine, 652 A.2d 97, 99 (1995) (giving discretion to union to supervise grievance process assures that similar complaints are treated consistently and problem areas of contract interpretation resolved.) In a similar vein, it is not appropriate to apply a different standard requiring more scrutiny of a union's actions when an individual's job is at stake, as the complainant argues. The NLRB does not apply a double standard nor does this Board.[fn]9 The NLRB has consistently found that the duty of fair representation is not breached by mere negligence even if the negligent conduct leads directly to loss of employment. The NLRB found no breach where the union negligently failed to process a meritorious grievance in a timely manner and the employee was thereby prevented from obtaining relief. Truck Drivers Local 692 (Great Western Unifreight System), 209 NLRB 446, 448 (1974). Similarly, there was no breach when a union negligently failed to ____________________ 8 Indeed, the Court observed that the line between contract negotiations and contract administration is often blurred as grievance processing is often seen as a form or extension of contract negotiations. Id. 9 In discipline and discharge grievances under a just cause article, the employer bears the burden of going forward and the burden of proof, while the union has these burdens in all other cases. The union's conduct with respect to the duty of fair representation, however, is always subject to the same legal standard. -28- _________________________________________________________________ give strike notices required under the National Labor Relations Act even though it meant the strikers lost their statutory protection and were discharged. Sheet Metal Workers Local 49 (Aztech International), 291 NLRB 282 (1988), aff'd sub nom. Le'Mon v. NLRB, 902 F.2d 810 (10th Cir. 1990), vacated and remanded, 499 U.S. 933 (1991), enforced, 952 F.2d 1203 (10th Circ. 1991), cert. denied, 113 S.Ct. 93 (1992). In the present case, we conclude that the Union's handling of Langley's employment situation did not constitute a breach of the duty of fair representation. We cannot hold that the Union was "arbitrary" in its actions because the record simply does not support a conclusion that the Union's handling of the matter was "so far outside the 'wide range of reasonableness' as to be irrational." As an initial point, Langley's potential grievances were not "clearly meritorious" as the complainant argues but, at most, might conceivably be viewed as a potential test case on a particular issue. A decision not to submit a grievance or pursue such a test case is clearly within the Union's discretion. While it is clear to us that the Union could have done a better job in assisting Langley, it did not breach the duty of fair representation. Even if we were to assume the situation to be as poorly handled as the complainant contends, and even if we were to conclude the Union was negligent or just plain inept, there would be no violation of the Union's duty of fair representation.[fn]10 ____________________ 10 There are a number of factual issues in dispute in this case, and differing recollections of conversations, the timing of those conversations, the substance of the information given and the statements made. Some degree of confusion is understandable, given the fact that the hearing occurred 15 months after the events at issue, and that there were few contemporaneous records of what was said. Clearly, some witnesses were more credible than others. Our credibility determinations were based on the demeanor of the witnesses, the presence of corroborating testimony or evidence, and the consistency of the testimony. Some of the witnesses, particularly Bruce Jones, the Union steward, and Mike Badger, the first-line supervisor, impressed us as being quite credible. Many of the other witnesses may have had their recollections distorted by the passage of -29- _________________________________________________________________ In his post-hearing brief, the complainant argues the Union did not adequately investigate the circumstances surrounding Langley's request for a leave of absence and work release. We conclude that the Union's investigation was reasonable, particularly in light of the long-standing policy at the Department of not granting unpaid personal leave to cover periods of incarceration. Langley told Ahlquist that he did not think he had any vacation time.[fn]11 Ahlquist spoke with Baker about the leave of absence request and Baker said he would not grant the leave, that Langley had a pattern of misusing his leave time. Ahlquist reviewed Langley's time records which confirmed that he had a pattern of using paid leave as he accrued it, as Baker had indicated, and that Langley had very little time available, just as Langley himself had said. Ahlquist relied on his extensive experience as an advocate for employees, his familiarity with arbitration cases, and his knowledge of how both the Union and the employer had applied the contract over the years to conclude that the denial of the LOA request or the work release request[fn]12 ____________________ time and a desire to appear in a positive light. It was unnecessary to make a determination on all of the factual issues in dispute because, as we mentioned above, even if the Union handled the case as poorly as the complainant contends, it would not be a breach of the duty of fair representation. 11 The complaint alleged that, according to his own records, Langley did have sufficient paid leave time available to cover a three-day processing period for work release. Once it became apparent from records admitted that Langley had less than one day available, the complainant did not continue with that specific allegation. 12 The dispute about whether Langley specifically requested work release as soon as he was sentenced and whether Ahlquist knew of this request need not be resolved. Neither the employer nor the Union was under any obligation to "go the extra mile" for Langley to try to get the work release petition processed as quickly as possible, as the complainant argues. The evidence was clear that the sheriff's department would not start processing the request until the inmate began serving his sentence. Furthermore, hand delivery of petitions to the court for the judge's signature was not a procedure used for courts other than Bangor. Even if the work release had been requested at the outset, Langley would still have been absent without leave for well over three or more consecutive days. We strongly disagree with the complainant that had Ahlquist known that Langley was "eligible" for work release, it would be more difficult for Ahlquist to defend -30- _________________________________________________________________ would not be a violation of the contract. In his judgment, a grievance over the denial of the leave request lacked merit and there was nothing further to investigate. The complainant also argues that the Union failed to adequately investigate Langley's termination. A termination following three consecutive days of absence without leave is not considered a disciplinary discharge by either the employer or the Union. The employee is viewed as unavailable for work without leave and is terminated. It is an event that occurs by operation of the State's personnel rules. Ahlquist did not consider it a violation of the contract for the employer to apply the rule after three consecutive days of absence without leave. He could not recollect any instance in which application of this rule was considered to be a problem that needed to be resolved at the bargaining table. Similarly, the evidence indicates that, at that time, neither the employer nor the Union considered such a non-disciplinary termination to require a pre-termination hearing under the contract. Given the long-standing interpretation of the contract by both the Union and the employer, we cannot conclude that Ahlquist's failure to investigate these issues to be beyond "a wide range of reasonableness" that unions must be afforded. The complainant contends that the Union "unquestionably" accepted the employer's representation of the facts when it should have investigated the history of Langley's emotional state and appealed to "the employer's sense of obligation, under the law, to an emotionally distraught employee." (Complainant's Brief at p. 11). Regardless of whether an argument could be made that the employer had a legal obligation to this employee under one or more statutes affecting employment, we have no interest in ____________________ his "inaction" in this case because the length of leave required would be shorter. There is no reason to speculate on whether the work release request would have been approved if Langley had had sufficient leave time to cover the processing period. -31- _________________________________________________________________ even suggesting that a union should be expected to be some sort of "in-house" attorney for the unit members, zealously advocating for the interests of each particular employee without regard to the needs of the collective whole, as the complainant seems to contend.[fn]13 The remaining failures of the Union listed by the complainant are, for the most part, true but still are not "so far outside a 'wide range of reasonableness,' as to be irrational." It is true the Union never told Langley about the possibility of filing a grievance or the time frame in which a grievance must be filed.[fn]14 While that may not have been the most helpful approach, it is not a violation of the duty of fair representation. The Union had concluded that a grievance was baseless. The Union had a policy of investigating problems at the outset and of discouraging the filing of frivolous grievances. If Langley had requested that Ahlquist file a grievance even after hearing that Ahlquist thought it would be futile, Ahlquist testified that he would have filed it. Given the rational basis for Ahlquist's decision not to pursue the issue by filing a grievance, neither the fact that it only takes a few minutes to file a grievance nor the eventual impact on Langley are relevant to a determination of whether the duty of fair representation was breached. Similarly, even if the Union did not advise Langley to put his leave request in writing or advise him of the option of resigning, as Langley contends, those failings simply do not constitute a breach of the duty of fair representation. At most, it was negligence. ____________________ 13 The complainant argues that had the Union investigated Langley's emotional state, it would have discovered that the employer "violated" various state and federal laws on disability and medical leave and could have then used these "violations" as bargaining chips in trying to get the leave request approved. (Complainant's brief at p. 11, fn.18). 14 The contract imposes specific time frames for the filing of grievances, whether the grievance is filed by the employee individually or by the Union on an employee's behalf. -32- _________________________________________________________________ It is true that the Union did not file or offer to file a grievance on Langley's termination. The complainant's claim that the termination was "in blatant violation of the contract" does not make it so. The record shows the Union and the employer agreed that terminations occurring as a result of the State personnel rule on absence without leave were not disciplinary terminations subject to pre- or post-termination hearings under the contract.[fn]15 Consequently, it was not irrational for Ahlquist to consider a grievance on the termination or the failure to offer a hearing to be futile. Finally, we reject the complainant's contention that the Union breached the duty of fair representation by failing to follow up with him while he was in jail. Even if that failure were negligent, it would not be so far outside the wide range of reasonableness as to be irrational. We want to make it clear that in concluding that the duty of fair representation was not violated, we are not concluding that the Union's handling of the matter as a whole was laudable or even acceptable in terms of providing the kind of assistance and direction Langley really needed. Nor are we saying that the employer's treatment of Langley was commendable either. Clearly, Langley got himself into a pickle and didn't have the foresight or the wherewithal to get himself out on his own. Had the employer handled the situation differently and been less rather than more lenient with him regarding his absences from work while at the same time being more understanding of his need for assistance in managing his personal life, Langley might have been able to save his job. Similarly, either the employer or the Union could have helped him considerably by telling him, as soon as it was known that jail was a possibility, that unpaid leave would not be granted to cover any length of incarceration. If ____________________ 15 Any change in practice in this respect, whether due to contractual or due process concerns, is irrelevant to this proceeding. See O'Neill, 499 U.S. at 67 (In DFR cases, must consider the "factual and legal landscape at the time of the union's actions.") -33- _________________________________________________________________ either the employer or the Union had explained to Langley in very clear terms that he would need to build up a bank of vacation and compensatory time to cover any jail time, and that he would be terminated if he missed three or more consecutive days without leave, Langley might have been able to save his job. Finally, the Union could have done a much better job in Langley's final week of employment by explaining the reason why Ahlquist's "hands were tied." If the Union had explained what Langley's options were, the advantages of voluntarily resigning, the option of submitting a written request and then filing a grievance after his written request had been denied, perhaps the complaint in this case would never have been filed. -34- _________________________________________________________________ ORDER On the basis of the foregoing findings of fact and discussion and pursuant to the powers granted to the Maine Labor Relations Board by the provisions of 26 M.R.S.A. §979-H (1988 & Supp. 2000), it is hereby ORDERED that the complaint filed by Mr. Troy A. Langley on December 14, 1999, as against the Maine State Employees Association, Local 1989, SEIU be and hereby is DISMISSED. The Board will rule on the Department's Motion to Dismiss following the expiration of the period in which to appeal this decision and order. Dated at Augusta, Maine, this 26th day of December, 2000. The parties are advised of MAINE LABOR RELATIONS BOARD their right pursuant to 26 M.R.S.A. § 979-H(7) (Supp. 2000) to seek a review of this decision and order by the /s/___________________________ Superior Court. To initiate Peter T. Dawson such a review, an appealing Chair party must file a complaint with the Superior Court within fifteen (15) days of the date of issuance of this decision /s/___________________________ and order, and otherwise Karl Dornish, Jr. comply with the requirements Employer Representative of Rule 80(C) of the Rules of Civil Procedure. /s/___________________________ Wayne W. Whitney Employee Representative -35- _________________________________________________________________ STATE OF MAINE MAINE LABOR RELATIONS BOARD Case No. 00-14 Issued: March 29, 2002 ____________________________ ) TROY A. LANGLEY, ) ) Complainant, ) ) v. ) DECISION AND ORDER ) ON STATE'S STATE OF MAINE DEPARTMENT ) MOTION TO DISMISS OF TRANSPORTATION, ) ) ) Respondent. ) ____________________________) The prohibited practice complaint in this case was filed on December 14, 1999, against both the State of Maine, Department of Transportation ("State"), and the Maine State Employees Associa- tion ("Union"). The State filed a motion to dismiss the complaint against it on December 28, 1999. The Complainant and the Respondent Union filed briefs in opposition to the State's motion and the State filed a responsive brief. The last brief on the motion was filed on February 25, 2000. In our Interim Decision dated March 23, 2000, we bifurcated the proceeding to allow the duty of fair representation complaint against the Union to be decided before addressing the State's motion to dismiss. After hearing evidence and argument on the claim against the Union, we concluded that the Union did not breach the duty of fair representation and dismissed Langley's complaint against the Union. Langley v. MSEA, No. 00-14 (Dec. 26, 2000). The Law Court affirmed that decision on [-1-] _________________________________________________________________________________________ February 22, 2002. Langley v. MSEA, et al., 2002 ME 32.[fn]1 We have now considered the parties' arguments on the State's motion to dismiss and, for the reasons stated below, grant the State's motion. JURISDICTION The Board's authority to consider and rule upon the State's motion lies in §979-H(2) of the State Employees Labor Relations Act, 26 M.R.S.A. ch. 9-B. DISCUSSION Langley's complaint alleges that the State failed to follow any of the procedures required by the collective bargaining agreement when it terminated his employment after he began serving a 90-day jail sentence.[fn]2 Langley claims that the alleged contract violation, combined with the manager's statement to the union representative that he had "no alternative" but to dismiss Langley, constitutes interference with Langley's rights under the collective bargaining agreement and was therefore unlawful interference within the meaning of 26 M.R.S.A. §979- (C)(1)(A).[fn]3 _______________ 1Given that disposition of the case against the union, there is no need to examine the extent of our remedial authority over a public employer when there has been a violation of the duty of fair representation. See Interim Decision of March 23, 2000, and Brown v. Maine State Employees Association, 1997 ME 24, 620 A.2d 956. 2The Complaint also alleges the State violated the due process clauses of the Maine and U.S. Constitutions. The Board has no jurisdiction to hear constitutional claims. Teamsters Union Local 340 v. Town of Fairfield, No. 94-01, at p. 50 (Dec. 5, 1994). 3 The complaint itself does not make a connection between the manager's statement and the alleged violation of §979-C(1)(A). Langley attempts to tie the manager's statement to the alleged -2- _________________________________________________________________________________________ For the purposes of deciding the State's motion to dismiss, we must consider the complaint in the light most favorable to Langley to determine if it states a claim upon which relief may be granted. In doing so, we will accept all allegations in the complaint as true. See, e.g., Brown v. Maine State Employees Association, 690 A.2d 956, 958 (Me. 1997); McNally v. Town of Freeport, 414 A.2d 904, 905 (Me. 1980). Section 979-(C)(1)(A) makes it unlawful for an employer to interfere with, restrain or coerce an employee in the exercise of rights guaranteed in §979-B. Section 979-B states: No one shall directly or indirectly interfere with, intimidate, restrain, coerce or discriminate against state employees or a group of state employees in the free exercise of their rights, hereby given, voluntar- ily to join, form and participate in the activities of organizations of their own choosing for the purposes of representation and collective bargaining, or in the free exercise of any other right under this chapter. The focus of §979-B, which is labeled "Right of state employees to join labor organizations," is on the rights of representation and collective bargaining granted by the Act. A finding of a §979-C(1)(A) violation is based on "whether the employer engaged in conduct which, it may reasonably be said, tends to interfere with the free exercise of employee rights under the Act." MSEA v. State Development Office, No. 84-21 at 8-9 (July 6, 1984), aff'd. 499 A.2d 165, 169 (Me. 1985). There is no need to show the employer's motive or whether the conduct succeeded in restraining employees from exercising the rights granted by the Act, as the conduct is viewed from the perspective of a reasonable employee. Id. ____________ violation of SELRA in his response in opposition to the employer's motion to dismiss. -3- __________________________________________________________________________________________ In the present case, even if it were true that the employer violated the contract, Mr. Langley's complaint against the State does not state a claim upon which relief may be granted. The Board's jurisdiction is limited to allegations of prohibited acts set forth in §979-C. A contract violation, by itself, is not a prohibited practice over which the Board has jurisdiction. MSEA v. State of Maine, 499 A.2d 1228, 1239 (Me. 1985). Something more is needed to rise to the level of a prohibited act. For example, when a contract violation is a repudiation of a pro- vision of the contract or a unilateral change in a mandatory sub- ject of bargaining, it could be a violation of §979-C(1)(E) and §979-C(1)(A). See, e.g., MSEA v. State of Maine, No. 89-06 (Sept. 5, 1989). A contract violation may also be relevant in a case alleging discrimination based on union activity (§979-C (1)(B)) or retaliation for participating in a Board proceeding (979-C(1)(D)). The allegation of a contract violation in this case, however, does not state a prohibited act set forth in §979-C. Moreover, even if the manager told the union representative that he had "no alternative" but to dismiss Langley, it is no more interference, restraint or coercion of Langley's rights under the Act than is a simple contract violation. The "no alternative" statement is simply a reflection of the manager's reading of his options in dealing with Langley's impending absence from work. If Langley disagreed with the manager's conclusions, he had the right to file a grievance. There is no allegation that the employer's conduct interfered with Mr. Langley's ability to file a grievance over his discharge, Teamsters v. City of Calais, No. 80-29 (May 13, 1980), p. 7, (interfering or restraining an employee in the right to file a -4- __________________________________________________________________________________________ grievance is a prohibited practice). There is also no allegation that the employer's conduct interfered with Langley's ability to exercise a right granted by SELRA. See, e.g., MSEA v. Dept. of Human Services, No. 81-35, p. 5 (June 26, 1981) (participating in bargaining is one of the employee rights guaranteed by section 979-B). The manager's "no alternative" statement was an explanation of why he was going to terminate Langley's employment and cannot reasonably be viewed as interference with the free exercise of rights under the Act, including the right to file a grievance.[fn]4 Thus, even if there had been an allegation that the statement interfered with Langley's right to file a grievance, the complaint still would not state a violation of §979-C-(1)(A). As the facts as alleged do not state a violation of SELRA, the State's motion to dismiss must be granted. ORDER For the foregoing reasons, it is accordingly ORDERED that the State's motion to dismiss is granted, and it is further ____________ 4The apparent theory of the §979-C(1)(A) charge is contained in Langley's response to the State's motion, which states that because the manager said he had 'no alternative' but to terminate Langley, It follows that Mr. Langley had no alternative, under the circumstances, but to be terminated. [The manager] directly and indirectly interfered with [Langley's] right to fully participate in the contract, in violation of §§979-B and 979-C(1)(A). In fact, [the manager] did have an alternative: to follow the terms of the contract. Restating an allegation of a contract violation so that it reads that the employer interfered with a "right to fully participate in the contract" does not transform it into a violation of SELRA. It remains nothing more than a contract violation. -5- _________________________________________________________________________________________ ORDERED that Langley's complaint against the State be dismissed for failure to state a claim upon which relief may be granted. Date in Augusta, Maine, this 29th day of March, 2002. The parties are advised of MAINE LABOR RELATIONS BOARD their right pursuant to 26 M.R.S.A. §979-H(7) (Supp. 2001) to seek a review of this decision and order by the /s/___________________________ Superior Court. To initiate Peter T. Dawson such a review, an appealing Chair party must file a complaint with the Superior Court within fifteen (15) days of the date of issuance of this decision /s/___________________________ and order, and otherwise Karl Dornish, Jr. comply with the requirements Employer Representative of Rule 80(C) of the Rules of Civil Procedure. /s/___________________________ Wayne W. Whitney Employee Representative -6- _________________________________________________________________________________________