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Background
Consensus-Based Stakeholder Processes
Mediation of Disputes Involving State Agencies
Related Web Sites
Public Policy Consensus & Mediation:  State of Maine Best  Practices

Examples of Consensus Processes in State Government

Department of Behavioral & Developmental Services
Department of Environmental Protection
Department of Transportation
Department of Marine Resources

The Department of Environmental Protection:
Stormwater Management Policy

While the Stormwater Management case was not strictly a consensus process, it did include an effort toward consensus. The DEP felt that, in order for the Legislature to adopt its rules to administer the Stormwater Management Law, they would need substantial backing from stakeholders. Complete agreement was not necessarily, but indeed desired.

The issue at hand was what bodies of water should be listed as “most at risk” from new development and to develop standards that new developments would have to meet for the watersheds of these bodies of water.

Stakeholder Groups:

The working group members were chosen because they were either involved in prior legislative hearings in work sessions on the law, or because of prior connections with the DEP staff. They are as follows:

  • Associated Constructors of Maine—New rules would increase costs for construction and place limits on how a construction site can be developed.
  • Consulting Engineers (2)—These members had expertise on project design and were instrumental in advising the DEP on the feasibility of new rules.
  • Portland Water District—New rules would help protect their drinking water supply.
    • State Planning Office—Newly developed rules would help bring Maine into compliance with already-in-place federal program requirements.
  • Natural Resources Council of Maine—New rules would help protect water quality.
  • China Region Lake Alliance—New rules would help protect the quality of area lakes.
  • Maine Merchants Association—Compliance to a new set of rules would cost small businesses more money.
  • Maine Department of Transportation—There would be an added cost for highway construction.
  • Maine Oil Dealers Association—Businesses (e.g. gas station owners) would have to spend more money to comply with the rules.
  • Maine Chamber and Business Alliance—Compliance to a new set of rules would cost small businesses more money.
  • Maine Congress of Lakes Association—New rules would help protect lake quality.
  • Maine Department of Inland Fisheries & Wildlife—New rules would help protect inland aquatic habitat.

Processes:

A facilitator was hired from outside the DEP, one who was already under contract by the agency for some similar work on the development of the Stormwater Law. He was Mark Eyerman of Planning Decisions, Inc. The stakeholders perceived him as knowledgable about the subject, yet nevertheless impartial about what direction the laws should take.

The facilitator proposed ground rules for the group at the first meeting. The group discussed and accepted these, with a few minor modifications.

Up-front, the group members were notified that, despite the desire for consensus, the DEP would be obligated to proposed a set of rules to the Board of Environmental Protection regardless of whether or not total agreement was reached. The group acknowledged this. This was an important consideration, given that one group member vehemently opposed the Law altogether and made it clear that he did not expect to agree to any rules developed by the group, though he wanted to participate in the process anyway.

Timing:

After the Maine State Legislature adopted the Stormwater Management Law, the DEP convened a stakeholder group in June 1996 to develop rules for the Law. The target was to read an agreement with as many group members as possible by December 1996—this would leave time for the Board of Environmental Protection to approve the rules by mid winter 1997 before they were to be brought back to the Legislature for approval. The group met every other week for six months, and by December 1996, only two groups still held out in opposition to the proposed rules they had developed.

Results:

Rules were developed for the implementation of the Stormwater Management Law, with nearly everyone in the stakeholder group in agreement on them. The rules were ultimately adopted by the Board of Environmental Protection and the State Legislature.

Lessons:

Although right up front, one of the stakeholders was an outspoken opponent to the Law and any rules that might be developed for it, it was still worthwhile having this individual in the group. While the individual never did agree to the final rule package the rest of the group agreed to, many of his concerns were addressed. He was complimentary about the procedure used to develop the rules, though he remained in opposition to the Law. Without such a process, adoption of the Law by the Board of Environmental Protection and the State Legislature would have been much less likely.


Source:
Donald T. Witherill, Director: Department of Environmental Protection, Bureau of Land and Water Quality, Division of Watershed Management